Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. 09/17/2013 Certified 10/18/2013 1
ICLR US Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 05/04/2012 Certified 05/19/2012 1
ICLR US Rule and Risk Management Framework - Related to Delisting Digital Currency (Bitcoin) Contracts 09/29/2023 Certified 10/16/2023 2
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. 10/08/2014 Certified 10/23/2014 2
ICLR US ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. 09/18/2018 Certified 10/02/2018 2
ICLR US Amendment to Collateral Policy 01/18/2017 Certified 02/01/2017 2
ICLR US Amendment to Maintenance Period of Stress Loss Charge 12/18/2015 Certified 01/05/2016 1
ICLR US ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS 12/16/2014 Certified 12/31/2014 1
ICLR US Amendments to the Maximum Guaranty Fund Contribution 12/21/2015 Certified 01/06/2016 1
ICLR US ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. 12/16/2014 Certified 12/31/2014 3
ICLR US Requirement to meet EMIR top up margin requirement with USD cash only 03/15/2017 Withdrawn 03/21/2017 2
ICLR US Delivery Obligations on Default 10/14/2003 Certified 10/14/2003 1
ICLR US Proposed amendments to the ICE Clear U.S. Clearing Member Default Management Procedures and Default Auction Procedures 01/08/2024 Certified 01/23/2024 2
ICLR US Segregation Requirements 07/17/2003 Certified 07/17/2003 0
ICLR US Amendments to (i) the ICE Clear U.S. Risk Management Framework related to Bitcoin futures shortfall and (ii) the ICE Clear U.S. Default Management Procedures. 02/03/2021 Certified 02/18/2021 2
ICLR US Closing Out Positions of Expelled or Suspended Clearing Members 02/24/2003 Certified 02/24/2003 0
ICLR US Amendment to By-law 5.6 Supermargin and Position Risk 07/08/2015 Certified 07/22/2015 3
ICLR US Price Limits Margining 12/15/2003 Certified 12/15/2003 0
ICLR US Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
ICLR US Margin related rule changes 03/16/2017 Withdrawn 03/21/2017 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
ICLR US ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. 09/26/2018 Certified 10/11/2018 1
ICLR US Amendments to ICUS Rule 204 03/26/2021 Certified 04/09/2021 1
ICLR US Risk Management Framework Amendment - Collateral Haircut Methodology 09/08/2022 Certified 09/22/2022 2
ICLR US Amendments to ICE Clear U.S.'s Rules 10/27/2022 Certified 11/10/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Rules 03/29/2022 Certified 04/12/2022 1
ICLR US Amendment and clarification to Default and Governance provisions 12/16/2013 Certified 01/01/2014 1
ICLR US Amendment and clarification to Super Margin and Add On Margin requirements 12/16/2013 Certified 01/01/2014 1
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters 04/08/2015 Certified 04/22/2015 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 07/09/2024 Certified 07/23/2024 2
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 09/08/2017 Certified 09/22/2017 3
ICLR US Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. 01/29/2019 Certified 02/12/2019 2
ICLR US Changes to fees on cash and non-cash initial margin and guaranty fund contributions. 12/23/2019 Certified 01/08/2020 1
ICLR US Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate 12/17/2007 Certified 12/28/2007 1
ICLR US To modify requirements for assets to be used as guarantee fund deposits or margin 12/19/2007 Certified 12/28/2007 1
ICLR US To extend the benefits of a cross-margining program to non-members of the exchange 12/17/2007 Certified 12/28/2007 1
ICLR US Amendments to the ICUS Rules 07/15/2024 Certified 07/29/2024 1
ICLR US Amendment to procedures for facilitating physical delivery of foreign currencies. ICUS #14-26 03/24/2014 Certified 04/08/2014 1
ICLR US Amendment to Collateral and Cash Management Fees 02/10/2014 Certified 02/26/2014 1
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Removing and Replacing Certain Scenarios Used in Stress Tests - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 07/25/2022 Certified 08/08/2022 2
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- ICE Risk Model 1 Concentration Charges 10/04/2024 Certified 10/21/2024 2
ICLR US Amendments to ICUS's Risk Management Framework 10/25/2019 Certified 11/08/2019 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- Clarifications to the Description of Qualifying Liquidity Resources 10/04/2024 Certified 10/21/2024 2
ICLR US Proposed amendments to the ICE Clear U.S. Risk Management Framework. 07/16/2024 Certified 07/30/2024 2
ICLR US Amendment to the shortfall margin methodology contained in the ICE Clear U.S. Risk Management Framework 08/27/2021 Certified 09/13/2021 2
ICLR US ICUS is amending Rule 605 in connection with the commencement of clearing of the Silver Daily Futures Contract 08/04/2017 Certified 08/18/2017 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 04/07/2020 Certified 04/21/2020 2
ICLR US Amendments to the ICUS Risk Management Framework Related to ICE Risk Model 2.0 05/26/2022 Certified 06/10/2022 2
ICLR US Committees; Guaranty Fund 08/16/2001 Certified 08/20/2001 0