| ICLR US |
New Rule 806 and amendments to Rule 504 - establishes new close-out mechanism in event of DCO insolvency and amendments regarding making advance intra-day calls for margin |
12/15/2009 |
Certified |
12/24/2009 |
|
1 |
| ICLR US |
Amend Default Management Procedures |
01/06/2016 |
Certified |
01/21/2016 |
|
2 |
| ICLR US |
Delay to the implementation of the modifications to the ICE Clear U.S. intraday variation margin call procedures described in Submission 12-72; 12-72A. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| ICLR US |
Changes to Risk Management Framework |
02/16/2016 |
Certified |
03/01/2016 |
|
2 |
| ICLR US |
Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. |
11/01/2019 |
Certified |
11/18/2019 |
|
2 |
| ICLR US |
Weekly Notification of Rule Amendments |
11/01/2019 |
Notified |
11/01/2019 |
|
1 |
| ICLR US |
Amendments to the ICUS Rules. |
07/20/2023 |
Certified |
08/03/2023 |
|
1 |
| ICLR US |
Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
| ICLR US |
Amendments to the ICUS Risk Management Framework and Default Management Procedures. |
12/22/2020 |
Withdrawn |
01/07/2021 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to butterfly spreads for agricultural products. |
05/15/2017 |
Certified |
05/30/2017 |
|
2 |
| ICLR US |
Rule Amendments (Risk Management Framework and Default Management Procedures) |
01/03/2022 |
Certified |
01/18/2022 |
|
2 |
| ICLR US |
Rule changes to effect amended Guaranty Fund allocation methodology. |
08/28/2019 |
Certified |
09/12/2019 |
|
2 |
| ICLR US |
New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. |
01/23/2009 |
Certified |
01/26/2009 |
|
1 |
| ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
09/01/2021 |
Approved |
11/19/2021 |
|
2 |
| ICLR US |
Rule Amendments |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| ICLR US |
Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. |
12/24/2018 |
Certified |
02/07/2019 |
|
2 |
| ICECC |
ICC proposes to formalize the ICC Model Validation Framework. |
03/28/2017 |
Certified |
04/11/2017 |
|
2 |
| ICECC |
ICC proposes amendments to the ICC Rulebook relating to Mark-to-Market Margin. |
07/11/2018 |
Certified |
07/25/2018 |
|
2 |
| ICECC |
The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
02/21/2020 |
Notified |
02/21/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/20/2020 |
Notified |
11/20/2020 |
|
2 |
| ICECC |
Notification of Weekly Risk Parameters |
10/11/2024 |
Notified |
10/11/2024 |
|
2 |
| ICECC |
The principal purpose of the proposed rule change is to make revisions to the ICC End-of-Day Price Discovery Policies and Procedures related to the market variability bid-offer width scaling methodology, as well as additional clean-up changes. |
06/20/2017 |
Certified |
07/05/2017 |
|
2 |
| ICECC |
ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
03/15/2024 |
Notified |
03/15/2024 |
|
2 |
| ICECC |
ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. |
04/20/2015 |
Certified |
05/04/2015 |
|
3 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
12/08/2017 |
Notified |
12/08/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
03/24/2023 |
Notified |
03/24/2023 |
|
2 |
| ICECC |
Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/05/2021 |
Notified |
11/05/2021 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/23/2022 |
Notified |
09/23/2022 |
|
2 |
| ICECC |
Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/16/2022 |
Notified |
12/16/2022 |
|
2 |
| ICECC |
Amendment of rulebook to provide for the clearance of the CDX Emerging Markets Index CDS (CDX.EM) and to make a conforming change to the definition of "Restructuring CDS Contract" to encompass components of CDX.EM subj to a restructuring credit event. |
05/21/2012 |
Certified |
06/05/2012 |
|
1 |
| ICECC |
Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
01/20/2023 |
Notified |
01/20/2023 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/15/2019 |
Certified |
09/13/2019 |
|
3 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/10/2022 |
Notified |
06/10/2022 |
|
2 |
| ICECC |
ICC proposes to formalize its Stress Testing Framework. |
12/16/2016 |
Certified |
01/03/2017 |
|
2 |
| ICECC |
ICC proposes updates to the Model Validation Framework. |
06/10/2022 |
Certified |
06/27/2022 |
|
2 |
| ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. |
12/15/2023 |
Notified |
12/15/2023 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/05/2022 |
Notified |
08/05/2022 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/17/2020 |
Notified |
07/17/2020 |
|
2 |
| ICECC |
ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. |
02/04/2015 |
Certified |
02/19/2015 |
|
2 |
| ICECC |
ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. |
07/27/2015 |
Certified |
08/10/2015 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
07/13/2018 |
Notified |
07/13/2018 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/17/2020 |
Notified |
04/17/2020 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Clearing Participant Default Management Procedures and update the ICC Risk Management Framework. |
07/16/2019 |
Certified |
07/30/2019 |
|
2 |
| ICECC |
The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
08/12/2014 |
Certified |
08/26/2014 |
|
3 |
| ICECC |
Addition of standard emerging sovereign single name (security based swaps) for clearing |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
