Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 117-20 related to adjusting the rebates for liquidity provisioning in equity options and simplifying the volume rebate structure in equity index options and equity options 12/25/2020 Certified 01/11/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 053-18 related to implementing Eurex Clearing's Pricing Roadmap for certain listed derivatives 05/31/2018 Certified 06/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 123-19 related to the tax-related provisions for repo and sec lending transactions, updating the Price List for one listed future, updating the GTC re: KYC documentation, and other 01/06/2020 Certified 01/21/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 112-20 related to incorporating the core provisions of the new ISDA IBOR Fallbacks Supplement into its rulebooks to keep its fallback logic in line with the developments in the bilateral market 12/28/2020 Certified 01/12/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 031-19 related to amendin the Price List to offer payment of rebates for certain exchange-traded commodities options 03/22/2019 Certified 04/05/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 12/03/2019 Certified 12/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation 09/09/2020 Certified 09/23/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. 06/02/2021 Certified 06/16/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD 11/04/2021 Certified 11/18/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 017-23 related to the the conversion of remaining cleared legacy USD LIBOR-based IRS and basis swap trades to standard and liquid SOFR OIS trades before the fallback provisions are triggered 03/22/2023 Certified 04/05/2023 2
EUREX Weekly Notification of Rule Amendments - Week of April 29, 2024 05/03/2024 Notified 05/03/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions 02/27/2018 Certified 03/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 054-18 related to remove certain references to EMIR Risk Committee matters from the Clearing Conditions to eliminate redundancies 06/01/2018 Certified 06/15/2018 2
EUREX Proposed amendments in Eurex Clearing Circular 053-22 to the Clearing Conditions, Pledge Agreement relating to pledges by an ISA Direct Light License Holder and Price List in relation to C7 SCS; Xemac Decommissioning Project and further measures. 08/04/2022 Certified 08/18/2022 19
ECC By-Laws and Rules 06/22/2003 Certified 06/23/2003 0
ECC Fraud Insurance 07/18/2002 Certified 07/18/2002 0
ECC Interim Board of Directors 09/10/2002 Certified 09/10/2002 0
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
ECC Product, Member Rules 07/09/2002 Certified 07/09/2002 0
ECC VMAC 10/10/2002 Certified 10/10/2002 0
ECC Board of Directors 12/04/2001 Certified 12/04/2001 0
CMECE Weekly Notification of Rule amendments for week of January 30, 2017. 02/10/2017 Notified 02/10/2017 1
CMECE Expansion of Product Listing Cycle European Ethanol; 11-467 12/02/2011 Certified 12/17/2011 1
CMECE Weekly Notification of rule amendments issued from the date of CMECE's DCO Registration (November 30, 2016) through to the week of December 5, 2016. 12/16/2016 Notified 12/16/2016 1
CMECE Weekly Notification of Rule Amendments - Week of March 20, 2017 03/31/2017 Notified 03/31/2017 1
CMECE Weekly Notification of Rule Amendments - week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
CMECE Launch of 8 new financiallly settled swaps; 4 propane and 4 light-end 10/18/2011 Certified 11/02/2011 1
CMECE Weekly Notification of Rule Amendments - Week of February 6, 2017 02/17/2017 Notified 02/17/2017 1
CMECE Weekly Notification of Rule Amendments - Week of March 27, 2017 04/07/2017 Notified 04/07/2017 1
CMECE Weekly Notification of rule amendments issued during the week commencing December 12 2016. 12/23/2016 Notified 12/23/2016 1
CMECE Weekly notification of rule amendments 05/25/2017 Notified 05/25/2017 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1
CMECE Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 10/27/2011 Certified 11/11/2011 1
CMECE Weekly Notification of rule amendments issued during the week commencing December 19 2016. 12/30/2016 Notified 12/30/2016 1
CMECE Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
CMECE Changes to detail composition of Disciplinary Panel; CMECE 11-397 10/27/2011 Certified 11/11/2011 1
CMECE Minor changes to wording, numbering, and dates 10/27/2011 Certified 11/11/2011 1
CMECE Change to clearing member financial reporting. 11-399R 10/28/2011 Certified 11/15/2011 1
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
CMECE Weekly Notification of Rule Amendments - Week of April 3, 2017 04/12/2017 Notified 04/12/2017 1
CMECE Change to CMECE Clearing Procedures - Italian Natural Gas Daily Futures Account Assignments 03/10/2017 Certified 03/24/2017 1
CMECE Weekly notification of rule amendments 01/20/2017 Notified 01/20/2017 1
CMECE Weekly Notification of RuleAmendments - Week of April 17, 2017 05/03/2017 Notified 05/03/2017 1
CMECE Weekly Notification of Rule Amendments 03/24/2017 Notified 03/24/2017 1
CMECE Change to Minimum IRS Clearing Member IRS Guarantee Fund Contribution 02/07/2017 Certified 02/22/2017 1
CME Weekly Notification of Rule Amendments - Week of December 21, 2020 12/30/2020 Notified 12/30/2020 1
CME Performance Bond Deposits Line of Credit 10/06/2003 Certified 10/06/2003 1
CME Amendments to Chapter 8H of CME Rulebook 12/04/2014 Certified 12/18/2014 1
CME Weekly Notification of Rule Amendments - Week of May 30, 2022 06/07/2022 Notified 06/07/2022 1