Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to add COMEX clearing members to the definition of OTC Clearing Member and to expand the application of capital requirements with respect to additional OTC cleared-only products. 06/24/2009 Certified 06/30/2009 1
CME Rule changes to CME/CBOT/NYMEX Rules 802, 813, 816, 817, 818, 827, 913, and 930 and to CME Rule 8B04 and to various provisions in Rules 8F01 - 8F25 related to the clearing of OTC credit default swaps and to make various conforming rule changes 12/11/2009 Certified 12/24/2009 1
CME Emergency actions taken as a result of Hurricane Sandy; 12-370. 10/31/2012 Certified 10/31/2012 1
CME Modifications to the Post-Trade Fee Schedule for FEX Large-scale Generation Certificates ("LGC") Monthly Futures 12/08/2023 Certified 12/22/2023 2
CME Amendment to allow clearing members to accept physical gold to meet performance bond requrements. 06/24/2009 Certified 06/30/2009 1
CME Weekly Notification of Rule Amendments - Week of December 10, 2018 12/19/2018 Notified 12/19/2018 1
CME Weekly Notification of Rule Amendments - Week of May 27, 2019 06/05/2019 Notified 06/05/2019 1
CME Weekly Notification of Rule Amendments - Week of October 16, 2023 10/23/2023 Notified 10/23/2023 1
CME Advance notice of proposed rules relating to liquidity risk management. 12/18/2013 Withdrawn 03/28/2014 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). 12/04/2017 Certified 12/18/2017 1
CME Weekly Notification of Rule Amendments - Week of October 21, 2019 10/31/2019 Notified 10/31/2019 1
CME Weekly Notification of Rule Amendments - Week of February 3, 2020. 02/12/2020 Notified 02/12/2020 1
CME Weekly Notification of Rule Amendments - Week of September 13, 2021 09/20/2021 Notified 09/20/2021 1
CME Modifications to CME OTC FX Fee Waiver Program; 12-156 05/30/2012 Certified 06/13/2012 1
CME Modifications to the Fee Schedule Applicable to OTC Interest Rate Swaps 06/16/2014 Certified 07/01/2014 1
CME Weekly Notification of Rule Amendments - Week of May 1, 2017 05/11/2017 Notified 05/11/2017 1
CME Weekly Notification of Rule Amendments - Week of November 9, 2020 11/16/2020 Notified 11/16/2020 1
CME Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. 06/24/2009 Certified 06/30/2009 1
CME Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
CME Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 05/30/2012 Certified 06/13/2012 1
CME Amendments to CME Rules 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") and 8H930.C. ("Acceptable Performance Bond Deposits for CDS Products") 03/30/2016 Certified 04/13/2016 1
CME Weekly Notification of Rule Amendments - Week of February 12, 2018 02/21/2018 Notified 02/21/2018 1
CME Weekly Notification of Rule Amendments - Week of October 5, 2020 10/12/2020 Notified 10/12/2020 1
CME Weekly Notification of Rule Amendments - Week of December 4, 2023 12/12/2023 Notified 12/12/2023 1
CME Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
CME Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members 01/07/2016 Certified 01/22/2016 1
CME Notification Regarding Revisions to the Concentration Margin Program 02/08/2017 Certified 02/23/2017 1
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 07/10/2018 Certified 07/24/2018 2
CME Extension of the CME OTC FX Fee Waiver Program 12/13/2021 Certified 12/28/2021 1
CME Weekly Notification of Rule Amendments - Week of February 21, 2022 02/28/2022 Notified 02/28/2022 1
CME Weekly Notification of Rule Amendments - Week of May 23, 2022 05/31/2022 Notified 05/31/2022 1
CME Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H 08/05/2014 Certified 08/19/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 05/12/2017 Certified 05/26/2017 1
CME Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") 09/21/2021 Certified 10/05/2021 1
CME CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure 07/15/2011 Certified 07/15/2011 1
CME CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 03/28/2012 Certified 04/12/2012 1
CME Amendments to CME Rule 280H.02. ("Cash Settlement") of the Cleared OTC U.S. Dollar/Malaysian Ringgit (USD/MYR) Spot, Forwards and Swaps Contract. 06/30/2016 Certified 07/15/2016 1
CME Weekly Notification of Rule Amendments - Week of November 18, 2019 11/26/2019 Notified 11/26/2019 1
CME Weekly Notification of Rule Amendments - March 4, 2024 03/12/2024 Notified 03/12/2024 1
CME Amendments to OTC substitution rule. 06/30/2009 Certified 06/30/2009 1
CME Weekly Notification of Rule Amendments - Week of September 12, 2016 09/23/2016 Notified 09/23/2016 1
CME Weekly Notification of Rule Amendments - Week of January 30, 2017 02/09/2017 Notified 02/09/2017 1
CME Weekly Notification of Rule Amendments - Week of February 8, 2021 02/18/2021 Notified 02/18/2021 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 02/28/2022 Certified 03/14/2022 1
CME New rules concerning credit default swaps and amendmens to OTC clearing rules. 06/16/2009 Certified 06/30/2009 1
CME Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 03/30/2012 Certified 04/14/2012 1
CME Modifications to the CME OTC FX Fee Waiver Program 12/02/2015 Certified 12/16/2015 1
CME Extension of the CME OTC FX Fee Waiver Program 12/04/2017 Certified 12/18/2017 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter Singapore Dollar Denominated Interest Rate Swap Products Referencing the Singapore Dollar Swap Offer Rate 03/20/2023 Certified 03/20/2023 1
CME Authority to Adopt Rule Changes 01/20/2004 Certified 01/21/2004 1