CCORP |
Definition of exchange market amended to include binary options on prices of euros, yen, australian dollar, oil, gold and silver traded on USFE |
12/10/2007 |
Certified |
12/28/2007 |
|
1 |
CCORP |
Listing of Products Eligible for BOTCC-GSCC Cross-Margining |
07/20/2001 |
Certified |
07/20/2001 |
|
0 |
CCORP |
Definition of Exchange Market in Chapter 1 is amended to add the California Climate Action Registry- Climate Reserve Tons options on futures contract traded on CCFE. |
03/11/2009 |
Certified |
03/12/2009 |
|
1 |
CCORP |
Definition of Exchange Market is amended to add ten index futures contracts that will be traded on USFE |
09/27/2007 |
Certified |
10/04/2007 |
|
1 |
CCORP |
The definition of Exchange Market in Chapter 1 of The Clearing Corporations rules is amended to add the following product to be traded on Chicago Climate Futures Exchange, LLC: ECO-Clean Energy Index Futures. |
07/12/2007 |
Certified |
07/12/2007 |
|
1 |
CCORP |
The definition of OTC Contract in Chapter 1 of the Clearing Corporations rules is amended to add the following OTC products to be listed for clearing:OTC SO2 Option contracts. Also adds Chapter 17 and Appendix 17A establishing the contract specification |
05/01/2007 |
Certified |
05/01/2007 |
|
1 |
CCORP |
The definition of Exchange Market in Chapter 1 is amended to add Carbon Financial Instrument Futures to be traded on Chicago Climate Futures Exchange, LLC. |
08/01/2007 |
Certified |
08/03/2007 |
|
1 |
CCORP |
OTC Benchmark Treasury Futures Contracts |
10/03/2006 |
Certified |
10/16/2006 |
|
1 |
CCH |
This Rule change amends the bank account requirements for applicants. |
06/11/2015 |
Certified |
06/25/2015 |
|
1 |
CCH |
Governance arrangements in accordance with CFTC Regulation 39.24(b) |
06/07/2024 |
Certified |
06/24/2024 |
|
1 |
CCH |
Policy and procedure for Public Director qualification as "market participant" |
06/07/2024 |
Certified |
06/24/2024 |
|
1 |
CCH |
Removal of guaranty fund from Rules |
05/09/2023 |
Certified |
05/23/2023 |
|
1 |
CCH |
Rule amendment adds a definition for "Public Director" and corresponds to new Board Eligibility rule; 2012-1. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
New rule outlines the proper and improper uses of non-public information; 2012-5. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
New rule establishing the position of Chief Compliance Officer at the Clearinghouse; 2012-7. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
Removal of Treasury securities from accepted collateral for margin; 2013-1. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Update to settlement procedures; 2013-3. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Changes to rule governing payments upon an event of default; 2013-4. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. |
10/06/2010 |
Approved |
02/11/2013 |
|
6 |
CCH |
Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." |
02/16/2018 |
Certified |
03/05/2018 |
|
2 |
CCH |
Change to rules in relation to Participant Clearing Accounts to reflect that funds are Member Property, and to prevent confusion as the current term ("segregation") implies customer property. |
04/08/2013 |
Certified |
04/23/2013 |
|
1 |
CCD |
Filing to submit the Cboe Global Markets ("CGM") Enterprise Risk Management ("ERM") Policy, which governs ERM for CCD. |
10/31/2023 |
Certified |
11/15/2023 |
|
2 |
CCD |
Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. |
10/31/2023 |
Certified |
11/15/2023 |
|
2 |
CCD |
Implementation of clearing fees for margined futures products. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
CCD |
Rule certification of the CCD Risk Management Procedures, |
11/01/2023 |
Certified |
11/16/2023 |
|
2 |
CCD |
Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). |
03/25/2024 |
Certified |
04/08/2024 |
|
1 |
CCD |
Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. |
03/27/2024 |
Certified |
04/10/2024 |
|
1 |
CCD |
Cboe Clear Digital (CCD) is submitting revisions to the CCD Treatment of Funds and Investments Policy. |
06/13/2024 |
Certified |
06/28/2024 |
|
2 |
CCD |
Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. |
01/17/2022 |
Certified |
01/31/2022 |
|
1 |
CCD |
CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. |
05/14/2024 |
Certified |
05/29/2024 |
|
2 |
CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
CCD |
Weekly notification of rule amendments for the week of March 9, 2020 |
03/11/2020 |
Notified |
03/11/2020 |
|
1 |
CCD |
Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. |
09/21/2023 |
Certified |
10/05/2023 |
|
3 |
CCD |
Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. |
04/05/2024 |
Certified |
04/19/2024 |
|
2 |
CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
CCD |
Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. |
08/18/2023 |
Certified |
09/01/2023 |
|
1 |
CCD |
Update to CCD Operating Agreement |
04/18/2024 |
Certified |
05/02/2024 |
|
1 |
CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures |
02/05/2020 |
Certified |
02/20/2020 |
|
2 |
CCD |
Update to Margin Model and Margin Model Governance Policy |
04/18/2024 |
Certified |
05/02/2024 |
|
2 |
CCD |
Amendment to Eris Clearing Rulebook, Limited Liability Company Agreement and Committee Charter in connection with legal entity name change |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
CCD |
Amendment to Dispute Resolution Rules |
06/09/2023 |
Certified |
06/26/2023 |
|
1 |
CBT |
Modification of procedures for determining daily settlement prices for CBOT 10 year U.S. Treasury Note Options |
10/15/2007 |
Certified |
10/17/2007 |
|
1 |
CBT |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
CBT |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
CBT |
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house |
07/26/2011 |
Certified |
08/10/2011 |
|
0 |