CBT |
Deletion of swap product traded and cleared OTC (ethanol previous month) |
07/25/2007 |
Certified |
08/14/2007 |
|
1 |
CBT |
Revised Chapter 8 regarding Clearing House and Performance Bonds and Chapter 9 regarding Clearing Members to harmonize with the CME's rulebook since the two DCOs are affiliated under a common parent entity, CME Group, Inc. |
10/25/2007 |
Certified |
10/25/2007 |
|
1 |
CBT |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
CBT |
Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
CBT |
Clarification to CBT Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
CBT |
Changes to CBT Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
0 |
CBT |
Location of Clearing Firm Back Office Operations |
06/18/2001 |
Certified |
06/18/2001 |
|
0 |
CBT |
Reduction in minimum price increments for CBT cleared-only OTC Denatured Fuel Ethanol Swap products |
01/04/2008 |
Certified |
02/12/2008 |
|
1 |
CBT |
CBOT: EUREX-CCorp Link |
05/14/2004 |
Certified |
05/14/2004 |
|
0 |
CBT |
Modify procedures for determining the daily settlement price for 30 year T-Bonds |
08/28/2007 |
Certified |
09/04/2007 |
|
1 |
CBT |
Cleared-only Fuel Ethanol Basis Swaps traded OTC |
09/04/2007 |
Certified |
09/05/2007 |
|
1 |
CBT |
Conflicts of Interest |
12/20/2001 |
Certified |
12/20/2001 |
|
0 |
CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
CBT |
Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options |
11/20/2007 |
Certified |
11/29/2007 |
|
1 |
CBT |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
CBT |
Ethanol Swaps |
11/09/2006 |
Certified |
11/13/2006 |
|
1 |
CBT |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
1 |
CBT |
Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider |
09/10/2007 |
Certified |
09/19/2007 |
|
1 |
CBT |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
CBT |
Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC |
06/27/2007 |
Certified |
06/29/2007 |
|
1 |
CBT |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
CBT |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
CBT |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CBT |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
CBT |
Rule 701.1 Transfer of Clearing Accounts |
10/07/2003 |
Certified |
07/14/2003 |
|
0 |
CBT |
Financial Filing Requirements |
09/22/2003 |
Certified |
09/22/2003 |
|
1 |
CBT |
Acceptable Margin |
11/21/2003 |
Certified |
11/21/2003 |
|
0 |
CBT |
Transfer of Clearing Accounts |
08/06/2003 |
Certified |
08/06/2003 |
|
0 |
CBT |
Rules Streamlining Clearing Requirements |
11/20/2003 |
Certified |
11/20/2003 |
|
0 |
CBT |
E-CBOT Clearing |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
CBT |
New CBOT Rule 818 "Close-Out Netting." |
02/12/2009 |
Certified |
02/26/2009 |
|
1 |
CBT |
Amendment to prohibit clearing members from asserting sovereign immunity. |
06/01/2011 |
Certified |
06/01/2011 |
|
1 |
CBT |
Rules to implement the Financial Instruments Clearing Member (FICM) program. |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
CBT |
Restatement of clearing member membership and shareholding requirements |
09/27/2006 |
Certified |
09/30/2006 |
|
1 |
CBT |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
CBT |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CBT |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CBT |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
CBT |
Comprehensive Update of Chapter 2 Membership Requirements |
09/28/2006 |
Certified |
09/29/2006 |
|
1 |
BCC |
Miscellaneous Rule Changes |
11/29/2001 |
Certified |
11/30/2001 |
|
0 |
BCC |
Miscellaneous Rule Changes |
11/29/2001 |
Certified |
11/29/2001 |
|
0 |
BCC |
Ownership Structure |
07/03/2001 |
Certified |
07/03/2001 |
|
0 |