Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC This proposed rule change would allow a clearing fee waiver for exchange new products. 09/02/2015 Certified 09/17/2015 1
NODALCL Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. 05/19/2017 Certified 06/05/2017 2
ICLR US ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. 10/04/2017 Certified 10/19/2017 2
OCC Proposed rule change concerning OCC's Default Management Policy. 11/06/2017 Certified 11/21/2017 2
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 12/11/2017 Certified 12/26/2017 1
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options 01/10/2020 Certified 01/27/2020 3
LCHLTD LCH Limited Self-Certification: Clarification Change on Default Fund Additional Margin (DFAM) for the SwapClear and ForexClear Services 04/21/2020 Certified 05/05/2020 1
CME Weekly Notification of Rule Amendments - Week of April 12, 2021 04/19/2021 Notified 04/19/2021 1
ICE NGX Change in subscription fees. 07/19/2021 Certified 08/02/2021 1
LCHLTD LCH is submitting revisions to its rules to accommodate updates to templates provided by the trade association for emerging markets ("EMTA"). These templates include terms for inclusion in NDF and NDO Contract transactions. 09/30/2021 Certified 10/15/2021 3
ICE NGX Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund 01/31/2023 Certified 02/14/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/26/2024 Notified 01/26/2024 2
LCHLTD Weekly Notification of addition of a new SwapClear trading venue - TradeAgent 03/21/2024 Notified 03/21/2024 1
ICE NGX Amendments to the CPA to change the Transaction Fees applicable to Yesterday products 06/07/2024 Certified 06/24/2024 1
CME Weekly Notification of Rule Amendments - October 7, 2024 10/16/2024 Notified 10/16/2024 1
CME Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement 01/11/2005 Certified 01/12/2005 1
NADEX Composition of Board 03/13/2006 Certified 03/22/2006 1
NYMEX Guaranty Fund 07/26/2002 Certified 07/26/2002 0
NADEX Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts 06/08/2007 Certified 06/22/2007 1
NYMEX Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding 11/24/2008 Certified 12/01/2008 1
CCORP Definition of Exchange Market in Chapter 1 of the rules is amended to add the Carbon Financial Instrument United States Futures contract traded on the Chicago Climate Futures Exchange, LLC. 08/26/2009 Certified 08/27/2009 1
ICLR US ICUS is amending its Risk Management Framework in order to implement revised margin statistics. 09/02/2015 Certified 09/17/2015 2
CME Weekly Notification of Rule Amendments - Week of November 2, 2015 11/12/2015 Notified 11/12/2015 1
NADEX Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. 11/23/2016 Certified 12/08/2016 1
MIAX Weekly notification of rule amendments regarding spot month margin add-on charges. 02/16/2017 Notified 02/16/2017 1
OCC Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. 01/11/2018 Certified 01/26/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 084-19 related to the introduction of Capitalab, a Division of BGC Brokers LP, as an additional multilateral portfolio compression provider for EurexOTC Clear Interest Rate Derivatives 09/03/2019 Certified 09/17/2019 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options 01/10/2020 Certified 01/27/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-20 related to Eurex EnLight fees for Eurex Dividend Derivatives and fees with respect to EURO STOXX 50? Realized Dispersion Index Futures 02/27/2020 Certified 03/12/2020 2
CME Weekly Notification of Rule Amendments - Week of July 13, 2020 07/21/2020 Notified 07/21/2020 1
LCHLTD LCH Limited Self-Certification: Open Access 01/08/2021 Certified 01/22/2021 1
LCHLTD Notification of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate for cash balances held for clearing members. 04/19/2021 Notified 04/19/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 046/21 related to the the launch of Daily USD/KRW Futures on Eurex Deutschland. 06/09/2021 Certified 06/23/2021 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 06/27/2022 Certified 07/12/2022 2
CME Weekly Notification of Rule Amendments - Week of January 23, 2023 02/01/2023 Notified 02/01/2023 1
OCC Rule Certification by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations 06/22/2023 Certified 07/07/2023 2
NADEX Market Makers 01/05/2006 Certified 01/05/2006 1
NYMEX Default Rules 07/15/2002 Certified 07/15/2002 0
NYMEX Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. 08/18/2009 Certified 08/27/2009 1
CME Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1
CME Weekly Notification of Rule Amendments - Week of February 6, 2017 02/16/2017 Notified 02/16/2017 1
SGX-DC Weekly notification of rule amendments for the week of 15 May 2017. 05/22/2017 Notified 05/22/2017 2
OCC Proposed rule change to amend the definition of Flexibly Structured Options. 07/16/2018 Certified 07/30/2018 1
MIAX Amendments to Bylaws 05/28/2020 Certified 06/11/2020 1
CME Weekly Notification of Rule Amendments - Week of July 12, 2021 07/19/2021 Notified 07/19/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited'sLondon Deposit Rate, RepoClear Deposit Rate and the ForexClear default fund effective from 22 Aug 2022. 08/12/2022 Notified 08/12/2022 1
CME Modifications to CME Clearing's Risk Management Framework 11/17/2022 Certified 12/02/2022 2
NADEX CBOE Merger 02/21/2006 Certified 02/21/2006 0
OCC Assignment Procedures, Exercise Notices 08/14/2002 Certified 08/14/2002 0
NYMEX Change in method used to value U.S. Treasuries in fulfillment of performance bond requirements and allowing clearing members to deposit certain types of treasuries and foregin currencies and debt as performance bond. 01/14/2008 Certified 02/04/2008 1