Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to Rules concerning the clearing of Over-the-Counter Derivatives Contracts 04/29/2008 Certified 05/01/2008 1
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physical settlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 04/28/2015 Certified 06/29/2015 5
SGX-DC Weekly notification of rule amendments for the week of 21 November 2016. 11/27/2016 Notified 11/27/2016 2
ICLREU2 The purpose of the amendments is to modify certain aspects of the Finance Procedures to implement certain changes to the Clearing House contributions to CDS default resources. 05/22/2017 Certified 06/06/2017 2
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap 10/04/2017 Certified 10/19/2017 1
SGX-DC Weekly notification of rule amendments for the week of 16 April 2018. 04/23/2018 Notified 04/23/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-19 related to introduction of futures and options on the STOXXr Europe Select 50 Index 01/14/2019 Certified 02/08/2019 2
OCC Proposed rule change concerning an Agreement for Clearing and Settlement Services between The Options ClearingCorporation and Small Exchange, Inc. 12/06/2019 Certified 12/20/2019 1
MIAX Notification of margin changes made during the prior week 06/10/2021 Notified 06/10/2021 1
CME Weekly Notification of Rule Amendments - Week of June 20, 2022 06/28/2022 Notified 06/28/2022 1
CME Modifications to the Post-Trade Fee Schedule for FEX Natural Gas Products 08/12/2022 Certified 08/26/2022 2
CME Weekly Notification of Rule Amendments - November 4, 2024 11/11/2024 Notified 11/11/2024 1
LCHLTD General Regulations 01/31/2006 Certified 12/31/2006 0
OCC Segregation of Long Options Positions 12/17/2002 Certified 12/17/2002 0
CMECE Launch of 8 new financiallly settled swaps; 4 propane and 4 light-end 10/18/2011 Certified 11/02/2011 1
CME Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
SGX-DC Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 02/06/2015 Certified 02/23/2015 1
ICLREU2 Amendments to Finance Procedures Relating to FATCA Reporting and Information Requirements 03/16/2015 Certified 03/30/2015 1
CCH This Rule change amends the bank account requirements for applicants. 06/11/2015 Certified 06/25/2015 1
OCC The purpose of this proposed rule change is to simplify OCC's fee structure. 03/02/2016 Certified 03/16/2016 1
CME Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing 02/16/2017 Withdrawn 03/02/2017 1
EUREX Weekly Notification of Rule Amendments - Week of January 8, 2018 01/12/2018 Notified 01/12/2018 1
LCHSA Pursuant to CFTC Regulation 40.6(d), LCH SA is submitting a Weekly Notification of a clearing notice amendment made effective during the week of April 23rd, 2018 in order to update the list of ATSS participants. 04/23/2018 Notified 04/23/2018 1
SGX-DC Weekly notification of rule amendments for the week of 18 March 2019. 03/28/2019 Notified 03/28/2019 2
CME Weekly Notification of Rule Amendments - Week of August 26, 2019 09/04/2019 Notified 09/04/2019 1
LCHLTD LCH Ltd notification of non-substantive rule changes in various section of its Rulebook. 02/28/2020 Notified 02/28/2020 1
EUREX Weekly Notification of Rule Amendments - Week of May 25, 2020 05/29/2020 Notified 05/29/2020 1
ICLR US Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 2
LX LedgerX revised Rulebook 06/10/2021 Certified 06/24/2021 3
MIAX Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts 10/01/2021 Certified 10/18/2021 2
LCHLTD LCH is submitting for self-certification amendments to its Rules. 01/13/2022 Certified 01/28/2022 6
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/12/2022 Notified 08/12/2022 2
KKL DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/16/2024 Certified 10/30/2024 1
ICLR US Mutual Funds Guaranty Fund 10/03/2006 Certified 10/03/2006 0
OCC Multiple Accounts of Clearing Members 11/19/2002 Certified 11/19/2002 0
OCC Rule 309 amended to permit expedited review of facilities management agreements proposed to be entered into by existing clearing members that desire to become a managed clearing member 01/09/2008 Certified 02/04/2008 1
NYMEX Temporary 50% reduction in clearing fees for power futures 10/14/2011 Certified 10/29/2011 2
CBT Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
ICLREU2 ICE Clear Europe is adopting amendments to its Delivery Procedures in connection with certain ICE Endex natural gas futures contracts. 03/16/2015 Certified 03/30/2015 1
CMECE Weekly Notification of Rule Amendments - Week of February 6, 2017 02/17/2017 Notified 02/17/2017 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX North Asia Sling LNG Swap Contract. In particular, the Amendments specify the methodology of the final settlement price of the Contract in the SGX-DC Clearing Rules. 04/05/2017 Certified 04/18/2017 1
ICECC ICC proposes amendments to its Clearing Rules relating to Venezuela CDS contracts. 10/05/2017 Certified 10/20/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/12/2018 Notified 01/12/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 October 2018. 10/08/2018 Notified 10/08/2018 2
EUREX Weekly Notification of Rule Amendments - Week of March 25, 2019 03/29/2019 Notified 03/29/2019 1
LCHSA LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework in order to address more accurately the liquidity requirements in the event of the assignment and exercise of Equity American options. 11/30/2020 Certified 12/11/2020 2
EUREX Weekly Notification of Rule Amendments - Week of November 8, 2021 11/11/2021 Notified 11/11/2021 1
MIAX Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. 06/23/2023 Certified 07/10/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/28/2023 Notified 07/28/2023 2
CCH Governance arrangements in accordance with CFTC Regulation 39.24(b) 06/07/2024 Certified 06/24/2024 1