Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/11/2021 Notified 06/11/2021 2
EUREX Propose amendments to the Clearing Conditions, FCM Regulations, EMIR Risk Committee Statutes, and other documents of the legal framework in Eurex Clearing Circular 065-21 07/21/2021 Certified 08/03/2021 6
MIAX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
LX Updates to Participant Agreement 06/07/2024 Certified 06/24/2024 2
FCEX Temporary expanded trading hours between November 3, 2024 and November 8, 2024. 10/17/2024 Certified 10/31/2024 2
NYMEX Amended Electricity Options Description & Pricing 12/5/06 Filing 12/15/2006 Certified 12/15/2006 0
ICLR US CLS System 07/13/2006 Certified 07/13/2006 0
LCHLTD Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members 02/12/2009 Certified 02/12/2009 1
CME New CME Chapter 415D setting forth the terms and conditions and the rules for clearing cleared-only S&P GSCI Crude Oil Excess Return Index Swap Contracts 10/15/2009 Certified 11/02/2009 1
CME New Chapter 29A for for the clearing of CBOT Dow-Jones-UBS Commodity Index Swaps 11/12/2009 Certified 11/30/2009 1
CME Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. 10/29/2012 Certified 12/24/2012 1
OCC This proposed rule change would eliminate preferred stock and corporate bonds as acceptable forms of margin assets and make additional, conforming changes. 03/28/2014 Certified 04/12/2014 1
LX Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. 06/11/2018 Certified 06/25/2018 3
CME Weekly Notification of Rule Amendments - Week of October 1, 2018 10/11/2018 Notified 10/11/2018 1
SGX-DC Weekly notification of rule amendments for the week of 2 December 2019. 12/10/2019 Notified 12/10/2019 2
CME Weekly Notification of Rule Amendments - Week of February 24, 2020 03/04/2020 Notified 03/04/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/24/2020 Notified 04/24/2020 2
CME Modifications to CME Risk Management Framework 05/29/2020 Certified 06/12/2020 2
ICLREU2 ICE Clear Europe is amending Parts 9 and 11 of the Rules relating to default insurance that is intended to cover losses resulting from a Clearing Member default. 07/22/2020 Certified 08/05/2020 2
LX Weekly notification, withdrawal fee change 11/12/2021 Notified 11/12/2021 1
ICLREU2 ICE Clear Europe is adopting a new Capital Replenishment Plan (the "Plan") to document certain tools, procedures and arrangements that the Clearing House may use to replenish its capital, when necessary. 02/03/2023 Certified 02/17/2023 2
CME Weekly Notification of Rule Amendments - Week of September 4, 2023 09/11/2023 Notified 09/11/2023 1
CME Notification of Rule Amendments - Week of December 11, 2023 12/18/2023 Notified 12/18/2023 1
NYMEX COMEX Settlement Rules and ByLaws 11/20/2006 Certified 11/20/2006 1
CME Amendments to Rule 537 regarding substitution of futures for forwards and other CME rules to allow acceptance of OTC FX spot, forward and swap transactions as cleared-only futures through CME ClearPort. 10/15/2009 Certified 10/15/2009 1
ICLR US New rules provide for the clearing of Iron Ore Swaps 11/20/2009 Certified 11/30/2009 1
NYMEX Modifications to Flex Energy Futures and Options Incentive Program; 12-161 06/07/2012 Certified 06/22/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/07/2016 Notified 10/07/2016 2
CME Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing 05/22/2017 Certified 06/06/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 099-17 related to the requirements and incentives associated with the introduction of Regulatory Market-Making and the Eurex Liquidity Provider Framework 10/06/2017 Certified 10/23/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 111-17 related to introduction of Gross Omnibus Segregated Accounts, introduction of an appropriation right for pledged margin securities, and related amendments to the Pledge Agreement 11/08/2017 Certified 11/24/2017 6
EUREX Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing 03/05/2018 Certified 03/19/2018 2
LCHLTD LCH Limited Self Certification: Rule Changes on Rates Default Fund Allocation 02/01/2019 Certified 02/15/2019 1
LCHLTD The Proposal is for LCH to change the call currency from GBP to EUR when there is a USD Bank Holiday. 06/01/2020 Certified 06/12/2020 1
CME Weekly Notification of Rule Amendments - Week of February 22, 2021 03/01/2021 Notified 03/01/2021 1
ICE NGX Amendments re Banking & Treasury - Step 1 and 2 10/01/2021 Certified 10/18/2021 1
NODALCL Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 06/27/2023 Certified 07/12/2023 2
CME Weekly Notification of Rule Amendments - Week of July 24, 2023 07/31/2023 Notified 07/31/2023 1
ICE NGX addition of four (4) physically settled natural gas contracts with delivery at Agua Blanca. 09/10/2024 Certified 09/24/2024 1
NYMEX Depository Banks 09/14/2006 Certified 09/14/2006 1
OCC A Link Framework Agreeement and an Associate Clearinghouse Agreement between OCC and Eurex Clearing AG to implement a clearing link arrangement to facilitate trading in options listed on the International Securities Exchange by Eurex Deutschland members 10/23/2009 Certified 11/02/2009 1
ICLR US Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements 11/13/2009 Certified 11/30/2009 1
MIAX Extension of trading hours and deadline for submission of information to the clearing house 06/08/2012 Certified 06/22/2012 1
CME Weekly Notification of Rule Amendments - Week of September 26, 2016 10/07/2016 Notified 10/07/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 048-18 related to the price list for exchange-traded futures and options 05/22/2017 Certified 06/06/2017 2
CME Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). 10/10/2017 Certified 10/24/2017 1
SGX-DC Weekly notification of rule amendments for the week of 8 January 2018. 01/15/2018 Notified 01/15/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 059-18 related to the introduction of EURO STOXX 50r equity index options with month-end expiration that are being introduced at Eurex Deutschland 06/12/2018 Certified 06/25/2018 2
LCHLTD LCH Limited Self-Certification: SwapClear tenor extensions 02/01/2019 Certified 02/15/2019 1
LCHLTD The Proposal is for LCH to invest Euro-denominated cash collateral, which FCMs provide to LCH, in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/01/2020 Withdrawn 06/08/2020 1