| CME |
Weekly Notification of Rule Amendments - Week of August 8, 2022 |
08/16/2022 |
Notified |
08/16/2022 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending Part Q of its Delivery Procedures to clarify certain provisions relating to delivery specifications for ICE Futures Europe Financial and Softs White Sugar futures contracts. |
02/06/2023 |
Certified |
02/21/2023 |
|
2 |
| CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") CAD-Canadian Dollar Offered Rate ("CDOR") Forward Rate Agreement ("FRA") Products Referencing CAD-CDOR as the Floating Rate |
01/31/2024 |
Certified |
01/31/2024 |
|
1 |
| MIAX |
MGEX Board and Exchange Committee Charters |
03/25/2024 |
Certified |
04/08/2024 |
|
2 |
| OCC |
Non Customers of broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
1 |
| NYMEX |
Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. |
07/09/2008 |
Certified |
07/10/2008 |
|
1 |
| CME |
Clarification to CME Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| NYMEX |
Modifications to Cross-Venue Energy & Metals Products Incentive Program for High Volume Contributors; 12-192 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
| LCHLTD |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| OCC |
Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. |
12/27/2013 |
Withdrawn |
01/09/2014 |
|
2 |
| OCC |
This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. |
11/16/2015 |
Certified |
12/01/2015 |
|
1 |
| ICLR US |
Changes to Risk Management Framework |
12/22/2016 |
Certified |
01/09/2017 |
|
2 |
| MIAX |
Amendment to allow electronic warehouse receipts instead of paper warehouse receipts |
05/23/2017 |
Certified |
06/07/2017 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
10/12/2018 |
Notified |
10/12/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 086-19 related to an additional internal margin account for the booking of Supplementary Margin, updating the RBM and Prisma methodology language, and M-position account pricing |
09/06/2019 |
Certified |
09/20/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 118-19 related to the contribution factor for the default fund and updating the website relating to the PRISMA margining methodology |
12/10/2019 |
Certified |
12/24/2019 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of April 20, 2020 |
04/25/2020 |
Notified |
04/25/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 25, 2020 |
06/01/2020 |
Notified |
06/01/2020 |
|
1 |
| CME |
Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. |
11/12/2021 |
Certified |
11/29/2021 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 110-21 relating to the implementation of Article 9 of Regulation (EU) 2021/23 into the Clearing Conditions and FCM Regulations of Eurex Clearing AG |
12/17/2021 |
Certified |
01/03/2022 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of March 7, 2022 |
03/11/2022 |
Notified |
03/11/2022 |
|
1 |
| CME |
Modifications to CME's Collateral Policy |
08/16/2022 |
Certified |
08/30/2022 |
|
2 |
| OCC |
OCC Rule Certification to Update Its Operational Loss Fee for 2023 |
02/06/2023 |
Certified |
02/21/2023 |
|
2 |
| CCUS |
Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). |
03/25/2024 |
Certified |
04/08/2024 |
|
1 |
| LX |
Privacy Policy updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| OCC |
Limitation of liability to members |
11/04/2003 |
Certified |
11/04/2003 |
|
1 |
| CBT |
Clarification to CBT Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| NYMEX |
Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 |
06/12/2012 |
Certified |
06/27/2012 |
|
2 |
| LCHLLC |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| LCHSA |
Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
| OCC |
This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. |
05/01/2015 |
Certified |
05/15/2015 |
|
1 |
| ICLREU2 |
The principal purpose of the changes is to amend certain ICE Clear Europe Risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. |
07/31/2015 |
Withdrawn |
08/13/2015 |
|
2 |
| LCHLTD |
A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. |
05/24/2016 |
Certified |
06/07/2016 |
|
1 |
| OCC |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d)(2)(i)--OCC Rule Filing SR-OCC-2016-010 |
10/10/2016 |
Notified |
10/10/2016 |
|
2 |
| LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule. |
11/29/2016 |
Certified |
12/13/2016 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rule Book, Supplement and Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement a new electronic exercise platform or EEP for the exercise of options by clear |
07/19/2018 |
Certified |
08/02/2018 |
|
1 |
| ICLREU2 |
ICE Clear Europe is adopting the amendments to the Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management, recovery and wind-down for the CDS Contract Category |
07/18/2019 |
Withdrawn |
07/29/2019 |
|
2 |
| LCHLTD |
ForexClear fee changes applicable to outright FX Forwards |
09/06/2019 |
Certified |
09/20/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 2, 2019 |
12/11/2019 |
Notified |
12/11/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-20 relating to the introduction of futures contracts on the STOXXr USA 500 ESG-X Index |
01/14/2020 |
Certified |
01/29/2020 |
|
2 |
| LX |
Submission of Revised BCDR Plan and Operations Manual |
03/04/2020 |
Certified |
03/18/2020 |
|
3 |
| ICLREU2 |
In connection with the merger of the market areas of the German gas transmission system operators with GASPOOL and NCG, ICE Clear Europe is amending its Delivery Procedures relating to German natural gas futures contracts traded on ICE Endex. |
09/01/2021 |
Certified |
09/16/2021 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2022. |
12/17/2021 |
Certified |
01/03/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend its Delivery Procedures on the basis of certain settlement discipline requirements under the European Union's Central Securities Depositories Regulation and Settlement Discipline Regulatory Technical Standards |
01/14/2022 |
Certified |
01/28/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to rename and modify its Operational Risk Management Policy which will now be known as the Operational Risk and Resilience Policy |
10/04/2022 |
Certified |
10/19/2022 |
|
2 |
| ICLR US |
Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) |
09/12/2023 |
Certified |
09/26/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - January 22, 2024 |
01/31/2024 |
Notified |
01/31/2024 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - March 18, 2024 |
03/25/2024 |
Notified |
03/25/2024 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-24 related to certain adjustments to thresholds and rebate levels for volume rebate group Interest Rate Futures. |
10/18/2024 |
Certified |
10/31/2024 |
|
2 |
| ICLREU2 |
ICEU is making certain changes to the Rules and Procedures to add two new types of customer accounts, the Standard Private Omnibus Indirect Account for F&O and the Standard TTFCA Private Omnibus Indirect Account for F&O. |
11/12/2024 |
Certified |
11/26/2024 |
|
3 |
