Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICE NGX Amendment to rules and Contracting Party Agreement for alliance with Nasdaq OMX Commodities Clearing Company and related bulk transfer of physical power contracts 08/09/2013 Certified 08/24/2013 1
ICLREU2 Amendments to Delivery procedures for European Government Bond Contracts 01/07/2015 Certified 01/22/2015 1
CME Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution 08/03/2015 Certified 08/17/2015 1
SGX-DC Weekly notification of rule amendments for the week of 5 November 2018. 11/16/2018 Notified 11/16/2018 2
CME Weekly Notification of Rule Amendments - Week of March 25, 2019 04/03/2019 Notified 04/03/2019 1
EUREX Weekly Notification of Rule Amendments - Week of May 13, 2019 05/17/2019 Notified 05/17/2019 1
ICECC ICE Clear Credit proposes updates to its Clearing Participant Default Management Procedures 04/27/2020 Certified 05/11/2020 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission's Regulations 01/11/2021 Certified 01/26/2021 3
CME Weekly Notification of Rule Amendments - Week of September 26, 2022 10/04/2022 Notified 10/04/2022 1
CME Weekly Notification of Rule Amendments - Week of January 30, 2023 02/08/2023 Notified 02/08/2023 1
CBT Changes to CBT Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 0
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
LCHLTD Introduction of SwapClear's Volume Discount Plan, which includes three tiers of discounts applicable to client booking fees. 04/19/2013 Certified 05/04/2013 1
OCC This proposed rule change concerns the date of the annual meeting of The Options Clearing Corporation's stockholders. 01/07/2015 Certified 01/22/2015 1
LCHLTD LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. 02/10/2015 Certified 02/25/2015 1
ICECC ICC is revising its End of Day Price Discovery Policies and Procedures to accommodate industry changes regarding the reduction of the frequency for which Single Name credit default swap contracts roll to the new on the run contract. 11/17/2015 Certified 12/02/2015 2
CMECE Weekly Notification of Rule Amendments - Week of March 27, 2017 04/07/2017 Notified 04/07/2017 1
SGX-DC Weekly notification of rule amendments for the week of 16 July 2018. 07/23/2018 Notified 07/23/2018 2
ICLR US ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. 10/15/2018 Certified 10/29/2018 2
ICLREU2 ICE Clear Europe is amending its F&O Risk Procedures to enhance certain procedures for monitoring and addressing potential uncollateralized exposure to Clearing Members during overnight hours. 11/16/2018 Certified 12/03/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 049-19 related to the liquidity management framework for the OTC currency clearing service. (These are not applicable to U.S. participants, and OTC currency is currently outside the scope of the DCO.) 05/20/2019 Certified 06/04/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and/or Risk Working Group. 09/06/2019 Notified 09/06/2019 2
CME Extension of the OTC FX Options Fee Waiver Program 12/11/2019 Certified 12/26/2019 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years 07/23/2020 Withdrawn 08/04/2020 1
LCHLTD The Proposal is for LCH to make a number of administrative changes to Procedures Section 4 (Margin and Collateral) rules. 01/12/2021 Certified 01/27/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 015-21 related to the launch of FTSEr 100 Index Total Return Futures, FTSEr 100 Declared Dividend Index Futures, FTSEr 100 Index Futures, and FTSEr 100 Index Options on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
CBT Location of Clearing Firm Back Office Operations 06/18/2001 Certified 06/18/2001 0
NYMEX Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
OCC Changes to accomodate introduction by ELX Futures of a transaction type called Price Differential Spread 06/24/2011 Certified 06/24/2011 1
ICLR US Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest 10/24/2011 Certified 10/25/2011 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1
LCHLTD Rule amendments that clarify LCH.Clearnet's right to eject cleared contracts that result from the registration of ineligible transactions submitted to the SwapClear service. 04/26/2013 Certified 05/11/2013 1
CME Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Certified 11/26/2014 2
CMECE Weekly Notification of rule amendments issued during the week commencing December 12 2016. 12/23/2016 Notified 12/23/2016 1
LCHLTD LCH Rulebook change to enable the ForexClear Service to offer clearing of Bunched Orders for FCM clients. 04/07/2017 Certified 04/21/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/10/2017 Notified 11/10/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 003-18 related to the introduction service fees for ancillary services commissioned by clearing members 01/16/2018 Certified 01/30/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/16/2018 Notified 11/16/2018 2
ICE NGX Non-significant changes to Fee Schedule and non-significant revision to names of certain Eastern Canada Delivery Points, with respect to Force Majeure provisions. 02/01/2019 Notified 02/01/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 016-21 related to the launch of Index Total Return Futures on the EURO STOXXr Banks (TESB) and EURO STOXXr Select Dividend 30 (TEDV) on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part A1 addressing ICE Deliverable UK Emissions Futures Contracts. 04/27/2021 Certified 05/10/2021 2
EUREX Weekly Notification of Rule Amendments - Week of November 14, 2022 11/17/2022 Notified 11/17/2022 1
OCC Options exercise Cut-Off Time 12/02/2005 Certified 12/02/2005 1
CME Various amendments to CME Chapter 8F regarding OTC Derivative Clearing 10/30/2009 Certified 11/02/2009 1
CME 11-518; New fee schedule applicable to OTC CDS clearing fees 12/15/2011 Certified 12/31/2011 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. 10/11/2012 Certified 10/26/2012 1
OCC OCC proposes to amend Rule 604 in order to make its existing policy concerning specified concentration limits related to deposits of certain letters of credit applicable to all letters of credit. 05/20/2014 Certified 06/05/2014 1
LCHLTD Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. 12/23/2016 Certified 01/09/2017 1
LCHLTD LCH Limited Margin Collateral Haircut Schedule Change 10/09/2017 Certified 10/23/2017 2