Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Weekly notification of rule amendments for the week of 25 March 2019. 04/05/2019 Notified 04/05/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-20 related to removing obsolete transitional ICM provisions, clarifying pledges over excess collateral, liquidity surveys, clarifying auction participation, and remote access for DMC meetings 04/29/2020 Certified 05/13/2020 2
CME Weekly Notification of Rule Amendments - Week of April 19, 2021 04/28/2021 Notified 04/28/2021 1
LX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 12/17/2021 Certified 01/04/2022 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rules to permit the clearing of Markit iTraxx Australia indices and the associated single names consistituents and provide a remediation regarding the WWR margin instability. 07/01/2022 Certified 07/18/2022 3
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2022 Certified 08/31/2022 1
LCHLTD LCH Limited is submitting for self-certification of the ForexClear fee holiday for NDOs and compression service, as well as a removal of a monthly fee discount related to non-deliverable products. 11/18/2022 Certified 12/02/2022 1
ICLREU2 ICE Clear Europe is amending its Model Risk Governance Framework (to be renamed the Model Risk Policy) to expand its current scope to include certain risk frameworks and to distinguish between BAU and non-BAU parameter changes, among other changes. 09/13/2023 Certified 09/27/2023 2
ICLREU2 ICE Clear Europe is amending its Clearing Rule 106 relating to Confidentiality and Information. 12/19/2023 Certified 01/04/2024 2
CME Weekly Notification of Rule Amendments - June 3, 2024 06/11/2024 Notified 06/11/2024 1
BCC Miscellaneous Rule Changes 11/29/2001 Certified 11/29/2001 0
OCC Futures Trade Matching 12/19/2006 Certified 01/08/2007 1
OCC Adjustment to Futures and Futures Options 12/23/2005 Certified 12/23/2005 1
NYMEX Notice to Members Regarding Documentary Obligations/Standards for ClearPort Clearing Transactions 08/21/2007 Certified 08/28/2007 1
ICE NGX Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. 10/21/2009 Certified 11/02/2009 1
CME Temporary delisting of certain contract months for cleared-only commodity index swaps. 09/30/2013 Certified 09/30/2013 1
ICECC The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. 06/27/2014 Certified 07/15/2014 1
CMECE Weekly notification of rule amendments 05/25/2017 Notified 05/25/2017 1
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 06/26/2017 Withdrawn 07/10/2017 3
LCHLTD LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. 11/13/2017 Certified 11/28/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 073-19 related to the introduction of the new "GC Pooling Cheapest-to-Deliver (CTD) Basket" containing deliverable Bonds for Fixed Income Futures Expiries 07/19/2019 Certified 08/02/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures 12/11/2019 Certified 12/26/2019 3
ICLREU2 Amendments to the ICE Clear Europe Clearing Rules which constitute non-substantive revisions 09/18/2020 Notified 09/18/2020 2
CME Weekly Notification of Rule Amendments - Week of November 8, 2021 11/15/2021 Notified 11/15/2021 1
ICECC Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group 11/18/2022 Notified 11/18/2022 2
EUREX Weekly Notification of Rule Amendments - Week of October 30, 2023 11/03/2023 Notified 11/03/2023 1
LCHLTD LCH Limited ("LCH") self-certification: LCH rulebook amendments related to Clearing Members in Resolution 02/02/2024 Certified 02/16/2024 1
OCC STANS Clearing Fund 12/12/2005 Certified 12/12/2005 1
NYMEX Extension of Maximum Maturity Date for Letters of Credit 12/18/2006 Certified 06/22/2007 0
CCORP Definition of Exchange Market amended to include new products traded on Chicago Climate Futures Exchange 08/22/2007 Certified 08/28/2007 1
ICLR US Delisting Iron Ore Swaps 10/26/2011 Certified 10/27/2011 1
NYMEX Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 02/13/2012 Certified 02/29/2012 3
NADEX Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing 06/13/2012 Certified 06/13/2012 1
ICLR US Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources 06/27/2014 Certified 07/15/2014 1
ICLREU2 Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. 11/13/2014 Certified 11/28/2014 1
ICECC ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. 07/18/2016 Certified 08/01/2016 2
SGX-DC Weekly notification of rule amendments for the week of 19 December 2016. 12/28/2016 Notified 12/28/2016 2
CME Weekly Notification of Rule Amendments - Week of May 15, 2017 05/25/2017 Notified 05/25/2017 1
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/27/2017 Certified 07/12/2017 2
LCHLTD LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. 11/13/2017 Certified 11/28/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to the interest rate for customer cash collateral, changes to cash handling and securities collateral fees, and an incentive scheme for gross omnibus and ISA models 03/07/2018 Certified 03/21/2018 2
CME Weekly Notification of Rule Amendments - Week of June 4, 2018 06/14/2018 Notified 06/14/2018 1
EUREX Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange 09/04/2018 Certified 09/18/2018 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for incorporating variations inimplied volatility. 11/19/2018 Certified 12/04/2018 2
LCHLTD LCH Limited ("LCH") self-certification: Sale of collateral in default management 02/02/2024 Certified 02/16/2024 1
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
OCC Rule Certification by The Options Clearing Corporation Concerning Updates to Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description and Rules 06/11/2024 Certified 06/26/2024 3
OCC Default: Liens on Clearing Member Accounts 12/16/2004 Certified 12/16/2005 0
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1