Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of November 14, 2022 11/21/2022 Notified 11/21/2022 1
ICLREU2 ICEU is amending its Outsourcing Policy to clarify its overall strategy in regard to the use of third party services, requirements for exit planning for critical or important functions, and the role of executive oversight of outsourcing arrangements. 03/28/2024 Certified 04/11/2024 2
OCC XM Agreement: OCC-CORP 02/01/2005 Certified 02/01/2005 1
MGEX Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. 11/09/2007 Certified 11/16/2007 1
ICLREU2 Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. 11/09/2012 Certified 11/28/2012 1
MGEX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
LCHLLC LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. 11/13/2014 Certified 11/28/2014 2
CME Weekly Notification of Rule Amendments - Week of October 3, 2016 10/13/2016 Notified 10/13/2016 1
CMECE Weekly Notification of rule amendments issued during the week commencing December 19 2016. 12/30/2016 Notified 12/30/2016 1
ICLR US Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. 04/07/2017 Certified 04/21/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005-18 related to listing futures on MSCI Japan (NTR, JPY) and MSCI EM Asia ex Korea (NTR, USD) and waiving fees for three other MSCI futures 01/17/2018 Certified 01/31/2018 2
NODALCL CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures 11/11/2019 Certified 11/25/2019 2
MGEX Notification of margin changes made in the prior week. 12/12/2019 Notified 12/12/2019 1
ICECC ICC hereby submits notification of non-substantive changes to the ICC Liquidity Risk Management Framework. 10/30/2020 Notified 10/30/2020 2
CME Modifications to Singapore Dollar IRS to Support Transition to SORA Price Alignment and Discounting 02/08/2023 Certified 02/23/2023 1
CME Weekly Notification of Rule Amendments - Week of October 30, 2023 11/06/2023 Notified 11/06/2023 1
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Shortfall Margin Model & Stress Loss Charge Parameters 02/05/2024 Certified 02/20/2024 2
OCC Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 0
CCORP Definition of Exchange Market in Chapter 1 is amended to add options on Certified Emission Reduction Futures traded on Chicago Climate Futures Exchange, LLC. 11/15/2007 Certified 11/16/2007 1
MGEX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
CME Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. 12/26/2012 Certified 01/11/2013 2
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. 08/18/2014 Certified 09/02/2014 1
CME Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) 11/13/2014 Certified 11/28/2014 2
LCHSA LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). 11/18/2015 Certified 12/03/2015 1
CME Weekly Notification of Rule Amendments - Week of December 19, 2016 12/30/2016 Notified 12/30/2016 2
LX Revised operations manual 11/14/2017 Certified 11/29/2017 3
CME Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program 01/17/2018 Certified 01/31/2018 2
CME Notification of Rule Amendments - Week of April 16, 2018 04/26/2018 Notified 04/26/2018 1
CME Implementation of the Stress Shortfall Margin Add-on Policy 06/14/2018 Certified 06/28/2018 2
LCHLTD Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. 07/22/2019 Notified 07/22/2019 1
CME Weekly Notification of Rule Amendments - Week of January 4, 2021 01/13/2021 Notified 01/13/2021 1
MGEX New Clearing System Rule Amendments 05/09/2023 Certified 05/23/2023 1
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 08/02/2023 Certified 08/15/2023 2
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 02/06/2024 Notified 02/06/2024 1
CCORP Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 1
CCORP Definition of Exchange Market amended to add new Global Clearing Link contracts; Appendix 9B amended to add settlement procedures and minimum block size for such contracts; 9B sections re-referenced re original contracts' settlement price rules 01/09/2008 Certified 02/12/2008 1
CCORP Definition of Exchange Market is amended to add options on Nitrogen Financial Instrument Futures traded on CCFE 03/12/2008 Certified 03/21/2008 1
CME Contract specifications and market information relating to the listing of ten new wet tanker freight forward contracts on CME ClearPort for clearing only. 06/01/2010 Certified 06/10/2010 1
LCHLTD Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances 02/16/2012 Certified 03/03/2012 1
CME New Chapter 10 and new Rule 1001 regarding swap data repository reporting; 12-391 11/13/2012 Withdrawn 12/06/2012 1
CME Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. 12/27/2012 Certified 01/12/2013 1
ICLREU2 Revision to ICE Clear Europe's Intraday Margin Policy to incorporate an overall clearing member limit for uncollateralized exposure. 08/25/2016 Certified 09/09/2016 3
CME Weekly Notification of Rule Amendments - Week of August 7, 2017 08/16/2017 Notified 08/16/2017 1
LCHLTD LCH Ltd is notifying the CFTC of the addition of a new Approved Compression Service Provider (ACSP), which will be eligible to provide compression services to LCH's SwapClear service. 10/10/2017 Notified 10/10/2017 1
LCHLTD Self-certification of the LCH member communication advising of changes to the ForexClear Initial Margin Floor. 04/27/2018 Certified 05/11/2018 1
CME Weekly Notification of Rule Amendments - Week of August 27, 2018 09/06/2018 Notified 09/06/2018 1
ICLREU2 ICE Clear Europe proposes to adopts a circular addressing the interpretation of certain Rules and Procedures in the event of the departure of the UK from the EU. 04/08/2019 Certified 04/22/2019 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 06/12/2019 Certified 06/26/2019 1
SGX-DC Weekly notification of rule amendments for the week of 4 November 2019. 11/12/2019 Notified 11/12/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 12/12/2019 Certified 12/27/2019 2