| LCHLTD |
LCH Limited is submitting for self-certification changes to its non-cash collateral concentration limits and corresponding changes to the LCH website. |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
| LCHLTD |
Semiannual rule filing |
12/01/2006 |
Certified |
01/11/2007 |
|
0 |
| CCORP |
CDX Exchange |
07/28/2004 |
Certified |
07/28/2004 |
|
0 |
| ICE NGX |
Amendment of the CPA to lengthen the time period in which a participant may notifty NGX of early termination in the event of an Exchange Bankruptcy Event of Default (a defined term) and to update the definition of Crude Month Accounts Net Payable. |
11/06/2009 |
Certified |
11/09/2009 |
|
1 |
| CMECE |
Minor changes to wording, numbering, and dates |
10/27/2011 |
Certified |
11/11/2011 |
|
1 |
| LCHLTD |
Amendments re ForexClear Default Management Process and membership criteria, changes to SwapClear Membership criteria, changes to comply with CFTC regulations applicable to DCOs effective May 7, 2012 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| ICECC |
New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) |
09/28/2012 |
Certified |
02/14/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/25/2014 |
Certified |
03/12/2014 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules to allow portfolio margining between its SwapClear and Listed Rates clearing services. |
04/28/2016 |
Certified |
05/11/2016 |
|
1 |
| OCC |
This proposed rule change addresses implementation of Section 871(m) of the Internal Revenue Code of 1986. |
10/19/2016 |
Certified |
11/02/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 26, 2016 |
01/05/2017 |
Notified |
01/05/2017 |
|
1 |
| LCHLTD |
Rule Changes to extend the Listed Interest Rate Derivatives service and the PortfolioMargining service to FCMs and their clients |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
| LCHLTD |
LCH Ltd self-certifies changes to its rules to support LCH's compliance with the revised requirement on Swap Data Reporting Requirements under Part 45. |
06/30/2017 |
Certified |
07/17/2017 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
02/08/2019 |
Notified |
02/08/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 074-19 related to extending the LSOC service offering to a pure LSOC Without Excess model, extension of swaps product currencies offered under LSOC, and continuing certain fee waivers |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of April 27, 2020 |
05/05/2020 |
Notified |
05/05/2020 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 819. ("Lien on Collateral") of Chapter 8 ("Clearing House and Performance Bonds"), CME Clearing Rules 8F008. ("Lien on Collateral") of Chapter 8-F Over-the-Counter Derivative Clearing") and 8G08. ("Lien on...) |
08/19/2022 |
Certified |
09/02/2022 |
|
1 |
| EUREX |
Rule amendments in Eurex Clearing Circular 086-22 related to amendments to the Price List re: an additional fee for USD cash deliveries that lead to an overcollateralization on quarter ends and other clarifications |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |
| CCORP |
Eurex Phase I Memorandum and Order |
10/21/2004 |
Certified |
10/29/2004 |
|
1 |
| CBT |
Cleared-only Fuel Ethanol Basis Swaps traded OTC |
09/04/2007 |
Certified |
09/05/2007 |
|
1 |
| OCC |
Amendment to clarify that cash-settled foreign currency options will be treated as securities options subject to the jurisdiction of the SEC. |
03/22/2010 |
Non-Approval |
06/14/2010 |
|
2 |
| NYPC |
Amendment to LLC Agreement (i) to require the contribution of additional capital to meet estimate of twelve months of operating cash (ii) to amend Board rights and obligations |
02/17/2011 |
Certified |
02/17/2011 |
|
1 |
| ICECC |
Changes to comply with CFTC Reg. 39.13(g)(8)(ii) |
04/23/2012 |
Certified |
05/08/2012 |
|
1 |
| NYMEX |
Modifications to NYMEX OTC Broker Incentive Program; 12-191 |
06/15/2012 |
Certified |
06/30/2012 |
|
1 |
| OCC |
Housekeeping revisions relating to financial reporting by Canadian Clearing Members to reflect the Investment Industry Regulatory Organization of Canada's adoption of the International Financial Reporting Standards; SR-OCC-2012-15. |
09/05/2012 |
Certified |
09/20/2012 |
|
1 |
| LCHLLC |
Acceptance for clearing of FRAs with upfront fees by LCH.Clearnet LLC's SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
| SGX-DC |
Rule amendments in relation to the clearing of SGX Malaysian ringgit and Thai baht non-deliverable interest rate swap contracts. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is submitting for certification proposed amendments to RiskCommittee Terms of Reference. |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
| LCHLTD |
LCH.Ltd proposes to remove the booking fee for any trade booked by Clearing Members as a result of compression. This will harmonize the treatment of Clearing Members and Clients. |
12/11/2014 |
Certified |
12/24/2014 |
|
3 |
| CME |
Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
| LCHLTD |
Circular Self Certification - describing operating procedures for Good Friday and Easter Monday |
03/07/2016 |
Certified |
03/21/2016 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 057-16 related to CCP Lending Service and other clean-up amendments. Implementation date is May 23, 2016. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
| ICLREU2 |
Modifications to the ICEU Clearing Rules to clarify the timing of certain default management procedures in light of requirements under the European Market Infrastructure Regulation |
08/30/2016 |
Certified |
09/13/2016 |
|
2 |
| LCHLTD |
LCH self certifies changes to its rules restricting Clearing Members from opening net omnibus type of accounts for clients established in Canada, as required under new regulatory requirements in Canada. |
06/30/2017 |
Certified |
07/17/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 2, 2017 |
10/11/2017 |
Notified |
10/11/2017 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Clarifying Rule Changes related to the Provisions on the Treatment of Variation Margin for FCMs |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
| LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. |
05/01/2018 |
Certified |
05/15/2018 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of October 8, 2018 |
10/18/2018 |
Notified |
10/18/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 1, 2019 |
04/09/2019 |
Notified |
04/09/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-19 related to amending the Price List to include nine physically delivered single stock futures contracts newly introduced at Eurex Deutschland |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-20 related to the contribution factor to contributions to the Default Fund and removing the clause that the calculation methodology for the Default Fund Contribution forms part of the Clearing Condit |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
| CME |
Implementation of the Post-Trade Fee Schedule for FEX Products |
03/10/2021 |
Certified |
03/24/2021 |
|
2 |
| LCHLTD |
LCH will change the address of its registered office to 10 Paternoster Square, London EC4M 7LS and will reflect this change in certain parts of the Rulebook. |
01/21/2022 |
Certified |
02/04/2022 |
|
5 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-22 related to products cleared outside Eurex Clearing's DCO license (Eurex Deutschland, Repo, Frankfurter Wertpapierbrse) |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of November 6, 2023 |
11/10/2023 |
Notified |
11/10/2023 |
|
1 |
| MGEX |
Amendments to Chapter 21 Rules applicable to Clearing Member applicants |
06/14/2024 |
10 Day Review |
06/14/2024 |
|
1 |
| CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
| OCC |
Change to clearing agreement schedule with ELX to add the clearing of 3 month, $1,000,000 Eurodollar Time Deposit futures contracts. |
06/16/2010 |
Certified |
06/18/2010 |
|
1 |
| ICLREU2 |
List of New OTC Cleared Product Specifications |
02/17/2011 |
Certified |
02/17/2011 |
|
1 |
| CME |
Changes to CME's offering for cleared interest rate swaps; 12-204 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
