Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLLC Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures 08/30/2010 Certified 08/30/2010 1
CBT New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
CME Amend Rule 802 to make CME's capital contribution to the financial safeguards package that includes the Base Guaranty Fund $100 million 06/05/2012 Certified 06/20/2012 1
ICECC Amendment of rulebook to provide for the clearance of the CDX Emerging Markets Index CDS (CDX.EM) and to make a conforming change to the definition of "Restructuring CDS Contract" to encompass components of CDX.EM subj to a restructuring credit event. 05/21/2012 Certified 06/05/2012 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt 06/08/2015 Certified 06/22/2015 4
LCHLTD LCH proposes changes to its rules to allow a FCM Clearing Member to take certain actions to reduce the risk arising from the default of one or more FCM customers. 04/18/2018 Certified 05/02/2018 1
CME Weekly Notification of Rule Amendments - Week of December 30, 2019 01/08/2020 Notified 01/08/2020 1
CME Weekly Notification of Rule Amendments - Week of December 28, 2020 01/04/2021 Notified 01/04/2021 1
CME Weekly Notification of Rule Amendments - Week of September 20, 2021 09/27/2021 Notified 09/27/2021 1
LCHLTD LCH Limited Self-Certification: Rates Reform - USD LIBOR fallback and conversion fees 01/20/2023 Certified 02/03/2023 3
CME Reduction in the Number of Class A Shares Required to be held by Clearing Firms 09/20/2004 Certified 09/24/2004 1
ECC Interim Board of Directors 09/10/2002 Certified 09/10/2002 0
NYMEX Amendments updating various Nymex rules to harmonize them with CME and CBOT rules 11/13/2008 Certified 11/24/2008 1
OCC Amendment to Interpretation and Policy .01 under Section 11A, Article VI and Interpretation and Policy .01 under Section 3, Article XII 08/31/2010 Certified 08/31/2010 1
NYMEX New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
ICLREU2 ICE Clear Europe submits for self-certification amendments to the Clearing Rules and Procedures to transition the trading of certain cleared financials and softs commodity contracts from the LIFFE Administration & Management market to ICE Futures Europe. 09/12/2014 Certified 09/26/2014 1
LCHLTD Changes in the start and end dates of accrual periods to calculate interest - default fund interest will align to this new calendar based accrual 04/21/2015 Certified 05/05/2015 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Singapore Government Debt 06/08/2015 Certified 06/22/2015 6
SGX-DC Weekly notification of rule amendments for the week of 3 June 2019. 06/11/2019 Notified 06/11/2019 2
LCHLTD LCH Limited Self-Certification: Listed Rates fee discount 07/15/2019 Certified 07/29/2019 1
MIAX Correction of Rule cross-reference error 01/10/2022 Notified 01/10/2022 1
ICECC Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/20/2023 Notified 01/20/2023 2
CME Weekly Notification of Rule Amendments - Week of August 28, 2023 09/06/2023 Notified 09/06/2023 1
MIAX Amendment to Rule 23.8.1 (Bitnomial bitcoin options) 03/15/2024 Certified 03/29/2024 1
KKL Kalshi Klear LLC - Additional Method to Deposit U.S. Dollars 10/15/2024 Certified 10/28/2024 2
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
CME Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. 11/10/2008 Certified 11/24/2008 1
LCHLLC Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification tCDS Clearing Rule Book, Procedures and Clearing Notices as specified in the attached document. 07/08/2016 Certified 07/22/2016 1
CME Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. 11/14/2018 Certified 11/29/2018 1
ICE NGX Amendments to Schedule "F" - Physically Settled Gas Futures - Canadian Delivery Points of the Contracting Party Agreement 01/04/2019 Certified 02/08/2019 1
ICE NGX CPA Amendments regarding invoicing and defaults. 12/16/2022 Certified 01/03/2023 1
CME Weekly Notification of Rule Amendments - Week of January 16, 2023 01/24/2023 Notified 01/24/2023 1
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 09/06/2023 Certified 09/19/2023 2
ICE NGX Submission to implement changes to ICE NGX RMF to document annual updates. 05/07/2024 Certified 05/21/2024 2
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
CCORP Definition of Exchange Market is amended to add Dow Jones Sustainability World Index Futures as product traded on Chicago Climate Futures Exchange 11/12/2008 Certified 11/24/2008 1
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
LCHLTD Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLTD Minor amendments to the LCH.Clearnet Limited Rulebook to clarify Clearing Member PPS contingency testing requirements. 06/09/2015 Certified 06/22/2015 1
SGX-DC Notification of Rule Amendments 09/29/2015 Certified 10/13/2015 1
LCHLTD LCH changes to its London Deposit Rate (LDR) paid on clearing member cash balances held within the SwapClear and ForexClear services. These changes became effective on 14 December 2016. 12/16/2016 Notified 12/16/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 093-17 related to the introduction of the Liquidity Provider Framework, and requirements and incentives for Liquidity Providers for quotation during Stressed Market Conditions 09/27/2017 Certified 10/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 032-19 related to amending the Price List related to the Management Board of Eurex Deutschland's decision to introduce additional futures and options on MSCI indexes 03/25/2019 Certified 04/08/2019 2
LCHLTD LCH Limited Self-Certification: Complaints Procedure 04/17/2020 Certified 05/01/2020 1
CME Weekly Notification of Rule Amendments - Week of February 15, 2021 02/24/2021 Notified 02/24/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). 09/28/2021 Certified 10/13/2021 2
CME Modifications to CME Clearing's Risk Management Framework 11/05/2021 Certified 11/22/2021 2
LX Amendment to Participant Agreement 08/04/2022 Certified 08/18/2022 2
CME Weekly Notification of Rule Amendments - Week of November 7, 2022 11/15/2022 Notified 11/15/2022 1