Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
EUREX Weekly Notification of Rule Amendments - Week of February 27, 2017 03/03/2017 Notified 03/03/2017 1
SGX-DC Weekly notification of rule amendments for the week of 12 March 2018. 03/19/2018 Notified 03/19/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 013-19 related to new bunched orders functionality for non-U.S. clearing members to facilitate the clearing of OTC Interest Rate Derivative block trades 02/14/2019 Certified 03/01/2019 2
LCHLTD LCH Limited Self-Certification: New Margin Collateral Haircut Schedule 07/31/2019 Certified 08/14/2019 4
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/15/2019 Notified 11/15/2019 2
EUREX Weekly Notification of Rule Amendments - Week of January 13, 2020 01/17/2020 Notified 01/17/2020 1
ICE NGX ICE NGX Canada Inc. is submitting this self-certification to amend the ICE NGX Contracting Party Agreement 01/28/2022 Certified 02/11/2022 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/15/2023 Certified 03/02/2023 1
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy 06/29/2023 Certified 07/14/2023 2
ICLREU2 ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. 08/09/2023 Certified 08/22/2023 2
LCHLTD LCH Ltd revised collateral haircut schedule. 12/27/2023 Certified 01/10/2024 2
NODALCL Updates to RMC charter, new RMAC and RWG charters 06/20/2024 10 Day Review 06/20/2024 3
CME Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. 03/06/2013 Certified 03/21/2013 1
LCHLLC Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. 05/10/2013 Certified 05/25/2013 1
ICLREU2 ICE Clear Europe self-certification of amendments that modify the ICE Clear Europe Delivery Procedures in connection with the launch by the ICE Endex market of three German power futures and options contracts that will be cleared by ICE Clear Europe. 05/28/2014 Certified 06/12/2014 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/02/2017 Notified 06/02/2017 2
CME Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts 07/26/2018 Certified 08/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 15 October 2018. 10/22/2018 Notified 10/22/2018 2
CME Weekly Notification of Rule Amendments - Week of November 19, 2018 11/29/2018 Notified 11/29/2018 1
CME Weekly Notification of Rule Amendments - Week of July 22, 2019 07/31/2019 Notified 07/31/2019 1
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments made during the week ending January 8, 2021 in order to update the list of ATSS with 2 new SEFs. 01/19/2021 Notified 01/19/2021 1
LX Revised LedgerX Participant Agreement 03/12/2021 Withdrawn 03/25/2021 1
MGEX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
ICLREU2 ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. 08/09/2023 Certified 08/22/2023 2
OCC Price Adjustments Dividends Distributions 10/25/2004 Certified 10/25/2004 0
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
ICLREU2 Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. 05/13/2013 Certified 05/29/2013 2
OCC This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. 05/28/2014 Certified 06/12/2014 1
LCHSA LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. 09/06/2016 Certified 09/20/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF 01/10/2017 Certified 01/25/2017 2
CMECE Weekly Notification of Rule Amendments - Week of April 3, 2017 04/12/2017 Notified 04/12/2017 1
LCHLTD LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. 12/14/2017 Certified 12/29/2017 1
SGX-DC Weekly notification of rule amendments for the week of 10 June 2019. 06/18/2019 Notified 06/18/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 07/31/2019 Certified 08/14/2019 2
EUREX Weekly Notification of Rule Amendments - Week of November 30, 2020 12/04/2020 Notified 12/04/2020 1
ICLR US ICUS Rule Amendments 01/19/2021 Withdrawn 02/02/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland 03/15/2021 Certified 03/29/2021 2
MGEX Proposed Rule Amendments to MGEX Rulebook Chapter 23 (Bitnomial) 02/15/2023 Certified 03/02/2023 1
OCC Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. 09/22/2006 Approved 11/06/2006 2
OCC Variance Futures 05/10/2004 Certified 05/10/2004 1
ICLREU2 New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. 05/13/2013 Certified 05/29/2013 2
LCHLTD LCH.Ltd self certifies rule changes on the termination of trades with small notional amounts and hence a negligible Net Present Value (NPV). 09/06/2016 Certified 09/20/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 014-19 related to considering take-up volumes for rebate calculations to mitigate the negative impacts resulting from new Brexit-related structures that many market participants are implementing 02/14/2019 Certified 03/01/2019 2
CME Weekly Notification of Rule Amendments - Week of May 13, 2019 05/23/2019 Notified 05/23/2019 1
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
LCHLTD LCH Limited Self-Certification: MXN and ND IRS Swaps fee holiday 09/16/2019 Certified 09/30/2019 1
ICLR US Rule Amendments 01/19/2021 Certified 02/02/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 044-23 related to a new Authorized Managers set-up outside Eurex Clearing's LSOC offering 06/30/2023 Certified 07/17/2023 2