OCC |
Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. |
02/13/2024 |
Certified |
02/28/2024 |
|
4 |
LCHLTD |
LCH Ltd. is submitting for self-certification amendments to its rules related to the termination of outstanding Bloomberg Short-Term Bank Yield Index ("BSBY") positions. |
06/21/2024 |
10 Day Review |
06/21/2024 |
|
3 |
CME |
Hedge Funds Member Fees |
12/06/2004 |
Certified |
12/06/2004 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 067-17 relating to amending the Price List for repo transactions |
07/07/2017 |
Certified |
07/21/2017 |
|
2 |
OCC |
Proposed rule change by The Options Clearing Corporation concerning its trade acceptance and novation rules. |
05/04/2018 |
Certified |
05/18/2018 |
|
1 |
LX |
Modification to the number of confirmations before Participant bitcoin is available for use as collateral. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of January 7, 2019 |
01/17/2019 |
Notified |
01/17/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of May 4, 2020 |
05/11/2020 |
Notified |
05/11/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 3, 2020 |
08/10/2020 |
Notified |
08/10/2020 |
|
1 |
EUREX |
Proposed amendments to the DCO Compliance Manual |
12/05/2020 |
Certified |
12/18/2020 |
|
2 |
LCHLTD |
Please accept this notification pursuant to CFTC regulation 40.6(d) of the below-described changesto the LCH Limited's ("LCH") London Deposit Rate, Client Deposit Rate, FCM LondonDeposit Rate and RepoClear Deposit Rate. |
02/16/2023 |
Notified |
02/16/2023 |
|
1 |
CME |
Notice of Emergency Action - Modification to BRL-CDI IRS Holiday Calendar and Fixed Rate |
12/28/2023 |
Certified |
01/12/2024 |
|
1 |
ICLR US |
Clearing Member Eligibility Requirements |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
CCORP |
CCORP Replaces GCC as DCO |
10/01/2003 |
Certified |
10/01/2003 |
|
0 |
CME |
Collateral Management Program |
05/11/2004 |
Certified |
05/11/2004 |
|
0 |
LCHLTD |
Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
CME |
Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME # 14-165 |
05/29/2014 |
Withdrawn |
06/04/2014 |
|
2 |
LCHLTD |
LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. |
02/16/2015 |
Certified |
03/02/2015 |
|
1 |
OCC |
This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. |
06/18/2015 |
Certified |
07/02/2015 |
|
2 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures |
07/26/2016 |
Certified |
08/09/2016 |
|
2 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
03/21/2018 |
Certified |
04/03/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 4, 2019 |
02/14/2019 |
Notified |
02/14/2019 |
|
1 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. |
08/01/2019 |
Withdrawn |
01/16/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to modify certain provisions of its CDS Clearing Stress Testing Policy and CDS Clearing Back Testing Policy to make certain clarifications and updates |
03/14/2022 |
Certified |
03/28/2022 |
|
2 |
ICLREU2 |
ICE Clear Europe is revising the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures to provide that the Clearing House's policies for monitoring counterparty credit risk apply to certain linkages with other institutions. |
02/16/2023 |
Certified |
03/03/2023 |
|
2 |
ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. |
03/31/2023 |
Certified |
04/14/2023 |
|
3 |
ICLREU2 |
ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. |
08/09/2023 |
Certified |
08/23/2023 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of December 18, 2023 |
12/29/2023 |
Notified |
12/29/2023 |
|
1 |
CCORP |
OTC Treasury Futures |
05/08/2006 |
Certified |
05/08/2006 |
|
1 |
CME |
Equity Index Performance Bonds |
02/02/2004 |
Certified |
02/02/2004 |
|
0 |
NADEX |
Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
CME |
Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil |
09/29/2014 |
Certified |
09/29/2014 |
|
2 |
OCC |
This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. |
06/18/2015 |
Certified |
07/02/2015 |
|
1 |
OCC |
This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. |
07/27/2016 |
Certified |
08/10/2016 |
|
3 |
LCHLTD |
LCH is amending its Rulebook to implement its PPS Reform initiative which is - 1) make more currencies same-day value (1st changes are to CHF and NOK); and 2) PPS calls in an alternative same-day currency when another currency has a currency holiday. |
09/07/2016 |
Certified |
09/20/2016 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 29 May 2017. |
06/04/2017 |
Notified |
06/04/2017 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of August 14, 2017 |
08/23/2017 |
Notified |
08/23/2017 |
|
1 |
LCHLTD |
LCH LTD is issuing a new Margin Collateral Haircut Schedule and removing the FX Haircut Floor. |
10/24/2018 |
Certified |
11/07/2018 |
|
2 |
LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
ICLR US |
Rule Amendment. |
03/11/2020 |
Certified |
03/25/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-20 related to decommissioning the Enhanced Risk Solution due to the implementation of Portfolio Based Margining |
05/13/2020 |
Certified |
05/28/2020 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
CME |
Weekly Notification of RuleAmendments - Week of January 11, 2021 |
01/20/2021 |
Notified |
01/20/2021 |
|
1 |
MGEX |
Amendments to transfer trade rules |
06/18/2021 |
Certified |
07/02/2021 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Rates Reform - LIBOR Fallback and Conversion Fees |
08/06/2021 |
Certified |
08/20/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 26, 2023 |
07/03/2023 |
Notified |
07/03/2023 |
|
1 |