Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of November 6, 2017 11/17/2017 Notified 11/17/2017 1
SGX-DC Weekly notification of rule amendments for the week of 15 January 2018. 01/23/2018 Notified 01/23/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 050-20 related to allowing USD OIS with a maximum remaining term of 50 years and 10 business days, SOFR-based OIS, SOFR-USD LIBOR basis swaps and SOFR-EFFR basis swaps, and other 06/15/2020 Certified 06/29/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 107-20 related to clarification of the exemption to maintain securities/cash settlement accounts for clearing ETD transactions and extending the replacement period for the ISA Direct model 12/08/2020 Certified 12/22/2020 2
ICE NGX amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. 01/31/2022 Certified 02/14/2022 2
CME Modifications to the CME Operational Risk Management Framework 03/14/2022 Certified 03/28/2022 2
LCHLTD Financial Resource Data 10/19/2006 Certified 10/20/2006 0
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
OCC Rule change certifying security futures contracts on two ETFs based on broad-based securities indices as eligible contracts for purposes of non=proprietary cross-margining. 04/17/2009 Certified 04/20/2009 1
CME Revisions to Rule 980.F 03/04/2014 Certified 03/19/2014 1
ICECC Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. 06/24/2014 Withdrawn 08/08/2014 2
LCHLTD LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. 12/12/2014 Certified 12/29/2014 1
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physicalsettlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 03/25/2015 Withdrawn 04/07/2015 5
SGX-DC Weekly notification of rule amendments for the week of 27 February 2017. 03/06/2017 Notified 03/06/2017 2
CME Amendment to List of Acceptable Collateral. 11/17/2017 Certified 03/20/2018 2
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/24/2018 Certified 02/07/2018 2
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
LCHLTD LCH Ltd proposes to invest Euro-denominated cash collateral in sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/16/2020 Certified 06/29/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 109-20 related to prolongation of OTC IRD Booking Fee discount for Standard Pricing Model B, and amendments to the Price List relating to the Admission and Licence Fee Model and to Service Fees 12/08/2020 Certified 12/22/2020 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 03/15/2021 Certified 03/29/2021 2
CME Weekly Notification of Rule Amendments - Week of January 24, 2022 01/31/2022 Notified 01/31/2022 1
LCHSA LCH SA is submitting for self-certification amendments to its Board and Board Sub-Committee Terms of Reference. 06/25/2024 10 Day Review 06/25/2024 1
CME Securities Lending Program 02/02/2001 Certified 02/02/2001 0
OCC Amendments to ByLaws to accommodate clearing of conventional cash-settled commodity options, binary commodity options, and event options. 03/18/2009 Certified 04/21/2009 1
OCC Rule change would provide a new service for clearing members that are parties to a Clearing Member Trade Assignment ("CMTA") arrangement. Amends Article 1 - Section 1, Rule 403 and Rule 504 10/04/2010 Certified 10/04/2010 1
ICLREU2 Amendments to Delivery Procedures 08/15/2011 Certified 08/30/2011 1
CME Weekly notification of Rule Amendments 03/01/2012 Certified 03/01/2012 1
LCHLTD Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. 09/09/2015 Certified 09/23/2015 1
SGX-DC Weekly notification of rule amendments for the week of 21 August 2017. 08/28/2017 Notified 08/28/2017 2
SGX-DC Weekly notification of rule amendments for the week of 13 November 2017. 11/19/2017 Notified 11/19/2017 2
ICECC ICC proposes amendments to its Clearing Rules to incorporate changes to the ISDA 2014 Credit Derivatives Definitions that are intended to address narrowly tailored credit events. 12/17/2019 Certified 01/02/2020 2
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook regarding non cash collateral acceptability criteria. 01/20/2020 Certified 01/31/2020 1
LCHLTD LCH Limited is submitting for self-certification amendments to its rules regarding an extension to the payment window in the LCH-CLS settlement session used for the deliverable FX products cleared via the ForexClear service. 06/16/2020 Certified 06/30/2020 1
CME Termination of Trading, Conversion and Delisting of Standard-Size S&P 500 Index Contracts 08/06/2021 Certified 08/20/2021 2
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 March 2022. 03/15/2022 Notified 03/15/2022 1
ICLREU2 ICE Clear Europe is revising Appendix A to the Collateral and Haircut Procedures to modify the eligibility criteria for accepting gold as collateral. 07/03/2023 Certified 07/18/2023 2
NADEX Market Makers 09/08/2004 Certified 09/08/2004 1
NYPC Amendments re: Transfers of Contracts 08/16/2011 Certified 08/31/2011 1
LCHSA The clearing notice "Means of Access and Reporting mechanism" is being modified to remove the mentionto LCAP technology as a mean of access to CDS Clearing System reports and files. 05/09/2016 Certified 05/20/2016 1
LCHLTD LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. 06/08/2016 Certified 06/22/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 130-16 related to amending the Price List to change the categorization and introduce new thresholds for volume rebates in equity index options 10/27/2016 Certified 11/10/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-17 relating to amending the fees for Eurex Daily Futures on KOSPI-200 derivatives and announcing a one day trading and clearing suspension 03/06/2017 Certified 03/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 068-17 relating to discontinuing clearing in Swiss francs for TOIS swaps and introducing clearing for SARON overnight indexed swaps 07/11/2017 Certified 07/25/2017 2
LCHLTD LCH LTD Rulebook changes in respect of MiFID II 11/20/2017 Certified 12/04/2017 1
CME Weekly Notification of Rule Amendments - Week of March 12, 2018 03/21/2018 Notified 03/21/2018 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Panamax Time Charter Basket (5 Routes) FFA and Options Contracts. In particular, the Amendments specify the methodology for the calculation of the FSP of the Contracts. 09/18/2019 Certified 10/01/2019 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 01/20/2020 Certified 03/09/2020 2
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/29/2022 Notified 04/29/2022 2
CME Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program 02/09/2001 Certified 02/09/2001 0