Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX VPH Contracts 02/27/2004 Certified 02/27/2004 0
CCORP CCX Options on Sulfur and Nitrogen Financial Instrument Futures 03/28/2007 Certified 03/28/2007 1
CBT CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment to Disciplinary Proceedings 08/16/2011 Certified 08/31/2011 1
LCHLLC LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. 05/16/2013 Certified 06/01/2013 1
CME Notification Regarding the Establishment of the Base OTC Default Management Committee and Associated New Rule and Rule Amendments 02/18/2015 Certified 03/04/2015 2
SGX-DC Weekly notification of rule amendments for the week of 3 July 2017. 07/12/2017 Notified 07/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 101-17 related to allowing combining the regular clearing licenses with licenses for securities lending and/or repo, and allowing use of euros to meet a disruption in foreign currencies 10/16/2017 Certified 10/30/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-18 related to the introduction of four additional futures on Bloomberg commodity indices 01/24/2018 Certified 02/07/2018 2
ICLR US ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. 03/22/2018 Withdrawn 04/04/2018 2
CME Weekly Notification of Rule Amendments - Week of September 3, 2018 09/13/2018 Notified 09/13/2018 1
ICLREU2 ICEU hereby submits notification of a non-substantive revision to ICE Clear Europe's Business Continuity Procedures. 11/30/2018 Notified 11/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-19 related to updating the Force Majeure Clause amendments set forth in Rule Certification 007-19 and accompanying Eurex Clearing Circular 007-19 02/19/2019 Certified 03/05/2019 2
ICECC ICC proposes amendments to its Clearing Rules relating to membership requirements. 05/14/2020 Certified 05/29/2020 2
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 03/16/2021 Certified 03/30/2021 1
OCC Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation 08/06/2021 Certified 08/20/2021 2
MGEX Amendment to rules related to Bitnomial delivery accounts 10/13/2022 Certified 10/27/2022 1
LCHLTD LCH Limited Self-Certification: Duo compression removal 09/20/2023 Certified 10/03/2023 1
LCHLTD LCH is submitting for self-certification changes to its non-cash collateral concentration limits. 01/02/2024 Certified 01/16/2024 1
NADEX Heating Oil and Propane Contracts 02/27/2004 Certified 02/27/2004 0
NYMEX CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment re: Waiver of Rules 08/16/2011 Certified 08/31/2011 1
NYPC Amend Rule 410 re transfer of customer positions 12/16/2011 Certified 01/04/2012 1
ICLREU2 Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. 05/16/2013 Certified 06/01/2013 1
LCHLTD The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. 07/29/2016 Certified 08/11/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 050-17 relating to the dispute resolution procedure and settlement of UK equities in securities lending transactions 06/05/2017 Certified 06/19/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 080-17 related to introduction of Eurex Market-on-Close Futures on EURO STOXX 50r Futures 08/28/2017 Certified 09/12/2017 2
LCHLTD LCH Limited Rulebook changes to provide for the ForexClear service to offer clearing of certain major currency pairs of non-deliverable forward (NDF) contracts. 10/17/2017 Certified 10/30/2017 1
LCHLTD LCH Limited's change to its London Deposit Rate (LDR) applicable to cash balances (excluding default fund) held on SwapClcear and ForexClear services clearing member accounts. 01/25/2018 Notified 01/25/2018 1
ICE NGX Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. 05/08/2018 Certified 05/22/2018 1
ICE NGX Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement 11/09/2018 Certified 11/27/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 101-18 related to the issuance of OTC direct debit margin calls and clearing members' cash account infrastructure for euro and Swiss franc 11/30/2018 Certified 12/14/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Risk Parameter Setting and Review Policy. 02/19/2019 Certified 03/05/2019 2
LCHLTD LCH Limited is submitting for self-certification a change to its rules allowing ForexClear Clearing Members to set their respective Settlement Position Limits, under certain conditions. 09/18/2019 Certified 10/02/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 008-20 related to supporting all master agreement types (i.e. ISDA, DRV, AFB/FBF, EMA, "sterreichischer Rahmenvertrag fr Finanztermingeschfte", etc.) for OTC IRD, XCCY, and original Swap transactions 01/21/2020 Certified 02/04/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 106-20 related to the extension of the enhanced volume rebate methodology for exchange traded derivatives transactions on Eurex Deutschland. 12/08/2020 Certified 12/22/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland 05/08/2021 Certified 05/21/2021 3
CME Weekly Notification of Rule Amendments - Week of October 4, 2021 10/11/2021 Notified 10/11/2021 1
OCC Rule Certification Concerning OCC's Cash and Investment Management Policy 02/01/2022 Certified 02/15/2022 3
LCHSA LCH SA is submitting for self-certification some amendments to its Liquidity Risk Modeling Framework (Operational Target...). 02/23/2023 Certified 03/08/2023 2
CME Weekly Notification of Rule Amendments - Week of March 27, 2023 04/03/2023 Notified 04/03/2023 1
LCHLTD LCH Limited is submitting for self-certification several minor proposed rule changes within its Rulebook. 01/02/2024 Certified 01/17/2024 1
CME Weekly Notification of Rule Amendments - May 13, 2024 05/21/2024 Notified 05/21/2024 1
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
OCC OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options 03/07/2007 Certified 03/07/2007 1
CME CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME Additions to USD Interest Rate Swap offering 08/19/2011 Certified 08/20/2011 1
NYMEX NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 11/14/2011 Certified 11/30/2011 2
NYPC Amend Rule 506 (close out netting) action taken in event of insolvency 12/16/2011 Certified 01/04/2012 1
LCHLTD Amend ForexClear margin multiplier to capture currency regime risk 03/01/2012 Certified 03/16/2012 1