Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Security Deposit 04/09/2001 Certified 04/09/2001 0
MGEX MGEXPress Electronic Trading System 11/13/2001 Approved 12/12/2001 0
MGEX Gross Speculative Position Limits 01/16/2004 Certified 01/16/2004 0
CME Founding Members OTC interest rate swaps incentive program 12/20/2011 Certified 01/06/2012 2
ICLREU2 ICE Clear Europe is amending its margin methodology for credit default swap transactions to address specific wrong way risk and certain other matters. 09/06/2013 Certified 09/21/2013 1
ICECC The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. 07/11/2014 Certified 09/11/2014 1
LCHLTD LCH.Clearnet propose to offer, at the request of its Clearing Members, ad-hoc compression cycles. These will allow a member to perform compression at a time to suit it, rather than in the regularly scheduled and advertised LCH.Clearnet compression runs. 02/19/2015 Certified 03/05/2015 1
CME Weekly Notification of Rule Amendments - Week of October 17, 2016 10/28/2016 Notified 10/28/2016 1
LCHLTD Change to the LCH London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear service Clearing Member accounts. 01/13/2017 Notified 01/13/2017 1
SGX-DC Weekly notification of rule amendments for the week of 22 January 2018. 01/28/2018 Notified 01/28/2018 2
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. 09/14/2018 Certified 09/27/2018 1
CME Weekly Notification of Rule Amendments - Week of January 14, 2019 01/24/2019 Notified 01/24/2019 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules to enable the offering of the ForexClear Settlement Reduction Service to FX Options Clearing Members. 06/21/2019 Certified 07/05/2019 1
CME Weekly Notification of Rule Amendments - Week of November 22, 2021 11/29/2021 Notified 11/29/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 016-22 relating to updating the daily settlement price determination provisions for future contracts 03/16/2022 Certified 03/30/2022 2
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") United States Dollar ("USD") Forward Rate Agreements Interest Swap Products Referencing the London Interbank Offered Rate ("LIBOR") with an Effective Date Post June 30, 2023 05/02/2022 Certified 05/02/2022 1
NADEX Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. 07/05/2023 Certified 07/19/2023 1
LCHLTD LCH is submitting for self-certification revisions to its rules related to the CAD Canadian Dollar Offered Rate ("CDOR") conversion for benchmark reform. 05/21/2024 Certified 06/05/2024 1
CME Limitation of Liability 04/09/2001 Certified 04/09/2001 0
NYMEX Voiding OTC Contract Submissions Clearport 03/18/2004 Certified 03/18/2004 1
OCC Elimination or reduction of fees to clearing members for theoretical profit and loss values 09/18/2007 Certified 09/19/2007 1
NYMEX OTC Broker Incentive Program 12/20/2011 Withdrawn 01/05/2012 2
LCHLTD LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. 03/13/2013 Certified 03/28/2013 1
OCC SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. 03/06/2014 Certified 03/21/2014 1
CME Amendments to CME Chapter 806 ("iTraxx Europe Index Untranched CDS Contracts: Part A and Part B") 01/16/2015 Certified 01/30/2015 3
SGX-DC The SGX-DC Clearing Rules are amended to specify the methodology of the calculation of the final settlement prices of the SGX Platts Iron Ore CFR China (Lump Premium) Swap Contract. 06/22/2015 Certified 07/06/2015 1
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX Dubai/Kuwait/India Sling LNG Swaps 08/30/2017 Certified 09/13/2017 1
ICLR US Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts 05/23/2019 Certified 06/07/2019 2
EUREX Weekly Notification of Rule Amendments - Week of June 17, 2019 06/21/2019 Notified 06/21/2019 1
SGX-DC Weekly notification of rule amendments for the week of 9 December 2019. 12/17/2019 Notified 12/17/2019 2
LX LedgerX Fee Filing 12/09/2020 Notified 12/09/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/22/2021 Notified 01/22/2021 2
ICLREU2 ICE Clear Europe modifies its Articles of Association. 06/22/2021 Certified 07/07/2021 2
CME Weekly Notification of Rule Amendments - Week of August 2, 2021 08/09/2021 Notified 08/09/2021 1
CCORP Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation 04/03/2001 Certified 04/03/2001 0
CBT Ethanol Swaps 11/09/2006 Certified 11/13/2006 1
NYMEX OTC Look-Alike Contract Position Limits 03/19/2004 Certified 03/19/2004 1
CCORP Definition of Exchange Market amended to include new products traded on USFE 09/12/2007 Certified 09/19/2007 1
CME Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
OCC Rule change to specify auction process as one possible way to liquidate a defaulting clearing member 06/30/2011 Certified 06/30/2011 2
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
OCC Adding provisions to By-laws governing OCC's Stock Loan/Hedge Program to facilitate the use of such program by Canadian clearing members; SR-OCC-2013-03. 03/08/2013 Certified 03/23/2013 1
SGX-DC Rule amendments to clarify the scope of Clearing Members' obligation to provide information to SGX-DC for trade reporting purposes. 03/07/2014 Certified 03/22/2014 2
LCHLTD LCH Limited is self-certifying rule changes to reflect a reporting obligation of certain non-Yen SwapClear transactions to the Japanese Financial Services Agency and to add a reference to the appointment of an administrator in its Default Rules. 06/09/2016 Certified 06/23/2016 1
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees as it relates to OCC's Stock Loan Program. 07/29/2016 Certified 08/12/2016 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/13/2017 Notified 01/13/2017 2
SGX-DC Self-certification for amendments to SGX-DC clearing rules due to introduction of new petrochemical swaps. 03/09/2017 Certified 03/22/2017 1
CME Weekly Notification of Rule Amendments - Week of August 21, 2017 08/30/2017 Notified 08/30/2017 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 09/14/2018 Notified 09/14/2018 1
ICLR US ICE Clear US is amending its Rules to allow for the settlement in U.S. dollars of payment obligations denominated in a foreign currency when certain events cause disruptions in a foreign currency market. 10/26/2018 Certified 11/09/2018 1