Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. 08/03/2016 Certified 08/17/2016 1
CME Weekly Notification of Rule Amendments - Week of February 27, 2017 03/10/2017 Notified 03/10/2017 1
CME Extension of the CME OTC FX Fee Waiver Program 06/08/2017 Certified 06/22/2017 1
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/31/2018 Certified 02/14/2018 1
NODALCL Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". 08/02/2018 Certified 08/16/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 009-19 related to Eurex Repo's introduction of a new GC Pooling trading functionality, which would allow settlement of the front leg of non-same day GC Pooling trades early in the morning 01/25/2019 Certified 02/08/2019 2
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
SGX-DC Weekly notification of rule amendments for the week of 16 September 2019. 09/24/2019 Notified 09/24/2019 2
LX LedgerX New Fee Schedule 06/23/2021 Notified 06/23/2021 3
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") 08/11/2021 Withdrawn 08/25/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/18/2022 Notified 03/18/2022 2
ICLREU2 ICE Clear Europe Limited proposes to modify Parts C, D, F, H, K, L, AA, EE, and HH of its Delivery Procedures and Part I of its Clearing Procedures to implement the use of Contingent Variation Margin for certain UK / European energy futures contracts 09/01/2022 Certified 09/16/2022 3
ICLREU2 ICEU proposes to modify its Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures to provide for the acceptance of certain emission allowances provided by Clearing Members. 10/17/2022 Certified 10/31/2022 4
ICE NGX CPA & RMF Amendments re Same-Day Guarantee Fund and Change in Escrow Agent 11/30/2022 Certified 12/14/2022 3
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Default Auction Procedures -- Initial Default Auctions. 07/06/2023 Certified 07/20/2023 2
CME Cross-Margining Program with the Government Securities Clearing Corporation 07/30/2001 Certified 07/30/2001 0
MGEX Update to procedures with regard to financial oversight of FCM Clearing Members 04/30/2012 Certified 05/15/2012 1
OCC This proposed rule change will permit OCC to better manage concentration and other risks associated with accepting deposits of common stock for margin purposes. 07/16/2014 Certified 07/29/2014 1
EUREX Weekly Notification of Rule Amendments - Week of March 6, 2017 03/10/2017 Notified 03/10/2017 1
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/08/2017 Certified 06/22/2017 2
CME Weekly Notification of Rule Amendments - Week of January 22, 2018 01/31/2018 Notified 01/31/2018 1
CME Weekly Notification of Rule Amendments - Week of July 23, 2018 08/02/2018 Notified 08/02/2018 1
CME Weekly Notification of Rule Amendments - Week of September 16, 2019 09/25/2019 Notified 09/25/2019 1
ICLREU2 ICE Clear Europe is proposing to amend its Investment Management Procedures and its Treasury and Banking Services Policy, which would be renamed the Liquidity and Investment Management Policy. 06/19/2020 Certified 07/06/2020 2
CME Amendments to CME, CBOT, NYMEX, and COMEX Bylaws and Rules to Delete Obsolete References to the Term "President" 08/11/2021 Certified 08/25/2021 1
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 10/14/2021 Certified 10/28/2021 1
ICLREU2 ICEU Limited proposes to modify its Delivery Procedures to add a new Part N1 to address ICE Futures US Emissions Futures Contracts which would be settled by delivery through the account of the Clearing House with the relevant registry. 12/01/2021 Certified 12/15/2021 2
CME Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. 07/10/2007 Certified 07/12/2007 1
ICECC ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. 11/01/2016 Certified 11/16/2016 2
ICLREU2 To modify certain aspects of the ICE Clear Europe CDS End-of-Day Price Discovery Policy to implement a new direct price submission process for Clearing Members. 03/10/2017 Certified 03/24/2017 2
CME Implementation of the U.S. Dollar Swaptions Incentive Program 12/14/2017 Certified 12/29/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 068-18 related to amending the reference time for the determination of daily settlement prices for RDXr EUR futures and RDXr USD futures 08/02/2018 Certified 08/16/2018 2
SGX-DC Weekly notification of rule amendments for the week of 17 June 2019. 06/24/2019 Notified 06/24/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/19/2020 Notified 06/19/2020 2
OCC OCC Rule Certification to Establish A Persistent Minimum Level of Skin-In-The-Game 03/18/2021 Certified 04/01/2021 2
CME Weekly Notification of Rule Amendments - Week of August 30, 2021 09/08/2021 Notified 09/08/2021 1
ICLREU2 ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation timing and other requirements relating the delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts 10/15/2021 Certified 10/28/2021 2
MGEX Notification of margin changes made prior week 03/18/2022 Notified 03/18/2022 1
NODALCL Fee Schedule Update 12/30/2022 Certified 01/17/2023 2
CME Weekly Notification of Rule Amendments - Week of August 7, 2023 08/14/2023 Notified 08/14/2023 1
NADEX Real-Time Account Funding Program 02/01/2007 Certified 02/01/2007 1
LCHLTD Harmonization of SCM and FCM client clearing operating models. 10/04/2012 Certified 10/20/2012 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/10/2017 Notified 03/10/2017 2
CME Weekly Notification of Rule Amendments - Week of April 10, 2017 04/20/2017 Notified 04/20/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 103-18 related to discount on its existing Gold Packs for clearing members that clear high volumes in OTC interest rate derivatives 12/05/2018 Certified 12/19/2018 2
CME Weekly Notification of Rule Amendments - Week of December 9, 2019 12/18/2019 Notified 12/18/2019 1
OCC August 14, 2006, OCC-2006-14, Discounted Clearing Fees 08/14/2006 Certified 08/14/2006 1
NYMEX Non-Member Cross-Venue Incentive Program for Energy Products 11-420 11/15/2011 Certified 12/01/2011 2
ICLR US Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 03/05/2012 Certified 03/20/2012 1
ICLR US Changes to disciplinary procedures and open interest reporting rule. 10/02/2014 Certified 10/17/2014 2