Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules 01/27/2016 Certified 02/10/2016 1
CME Weekly Notification of Rule Amendments - Week of May 29, 2017 06/08/2017 Notified 06/08/2017 1
CME Implementation of the OTC FX Options Fee Waiver Program 10/17/2017 Certified 10/31/2017 1
SGX-DC Weekly notification of rule amendments for the week of 22 October 2018. 10/30/2018 Notified 10/30/2018 2
CME Weekly Notification of Rule Amendments - Week of November 26, 2018 12/05/2018 Notified 12/05/2018 1
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC New Initiatives Approval Policy and Procedural Framework. 01/28/2019 Certified 02/11/2019 2
CME Weekly Notification of Rule Amendments - Week of June 17, 2019 06/26/2019 Notified 06/26/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/14/2021 Notified 05/14/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 105-21 relating to the discontinuation of clearing services for certain futures, fee reduction for MSCI Index Futures, and harmonizing contractual penalties under Fixed Income Futures Contracts 12/02/2021 Certified 12/15/2021 2
MGEX Notice of margin rate changes made previous week 05/06/2022 Notified 05/06/2022 1
LCHLTD LCH is submitting for self-certification revisions to its rules to move definitions currently located in multiple procedures to be represented consistently in its Default Rules. 09/01/2022 Certified 09/16/2022 5
LX Revisions to LedgerX DCO Rulebook 11/15/2023 Certified 11/30/2023 3
LCHLTD LCH Limited Self-Certification: Rates Reform - 2024 Fallback and Conversion Fees 02/22/2024 Certified 03/07/2024 1
CME Weekly Notification of Rule Amendments - April 1, 2024 04/09/2024 Notified 04/09/2024 1
CME Reorganization Plan 08/31/2001 Approved 11/16/2001 0
NYMEX High Volume Cross-Venue Incentive Program for Energy and Metals Products 11-422 11/15/2011 Certified 12/01/2011 2
LCHLTD Changes correcting references within the Default Fund Rules, clarifying definitions, eliminating ambiguities and making other minor amendments. 11/26/2012 Certified 12/11/2012 1
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
LCHLTD Terms of Reference for the LCH.Clearnet Risk Committee has been amended to reflect and clarify changes in operation. 10/16/2015 Certified 10/29/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 054-17 relating to the Price List for transactions on Xetra 06/09/2017 Certified 06/23/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member 03/23/2018 Certified 04/06/2018 11
LCHLTD LCH Limited Self-Certification: Extension of LCH Spider 10/31/2018 Certified 11/15/2018 1
EUREX Weekly Notification of Rule Amendments - Week of April 8, 2019 04/12/2019 Notified 04/12/2019 1
MGEX The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. 06/26/2019 Certified 07/11/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/15/2020 Notified 05/15/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/04/2022 Notified 02/04/2022 2
LCHLTD LCH Limited Self-Certification: Benchmark Reform - SGD SOR and THB THBFIX conversion 05/17/2023 Certified 06/01/2023 1
OCC Amendments to eliminate foreign currency and foreign currency-denominated LOCs as eligible margin and render inoperative rules regarding physical delivery currency options since PHSX delisted them. 05/15/2008 Certified 05/19/2008 1
NYMEX New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. 10/20/2008 Certified 10/20/2008 1
CME Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps 12/19/2008 Certified 12/22/2008 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
CCH Removal of Treasury securities from accepted collateral for margin; 2013-1. 03/13/2013 Certified 03/28/2013 1
ICLR US Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources 06/29/2015 Certified 07/14/2015 1
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) 08/04/2016 Certified 08/17/2016 1
ICLR US Rule amendments related to EU Equivalence Determination 11/02/2016 Certified 11/17/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions 03/23/2018 Certified 04/06/2018 2
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. 05/14/2018 Certified 05/29/2018 1
LCHLTD LCH Limited Self-Certification: NZD maturity extension to 21 Years 10/31/2018 Certified 11/15/2018 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options 05/15/2020 Certified 06/01/2020 3
EUREX Weekly Notification of Rule Amendments - Week of November 29, 2021 12/02/2021 Notified 12/02/2021 1
ICE NGX Amendments to RMF re Enhance Financial Resources 03/18/2022 Certified 04/01/2022 2
OCC Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. 05/06/2022 Certified 05/20/2022 2
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 07/07/2023 Certified 07/20/2023 2
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
ICLR US Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members 11/12/2003 Certified 11/13/2003 1
OCC Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program 10/20/2008 Certified 10/20/2008 1
CCH Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. 03/13/2013 Certified 03/28/2013 1
ICLREU2 The purpose of the rule amendments is to revise the application of certain provisions of the ICEU Rules related to economic sanctions compliance by CDS Clearing Members and Customers of CDS Clearing Members incorporated in Germany. 12/07/2016 Certified 12/21/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 036-17 relating to migration of Eurex Trade Entry Services to the Eurex Exchanges' rules 04/20/2017 Certified 05/04/2017 2