Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's stress testing and Clearing Fund methodology. 08/06/2018 Certified 08/20/2018 2
CME Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. 04/12/2019 Certified 04/26/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff 03/18/2020 Certified 03/31/2020 1
ICE NGX Non-substantive and non-materials amendments to the ICE NGX Contracting Party Agreement. 03/19/2021 Notified 03/19/2021 3
ICE NGX RMF changes re annual review 03/18/2022 Certified 04/01/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/02/2022 Notified 12/02/2022 2
EUREX Weekly Notification of Rule Amendments - Week of July 3, 2023 07/07/2023 Notified 07/07/2023 1
ICE NGX The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. 09/27/2023 Certified 10/12/2023 1
ICLR US Rule Amendments 02/22/2024 Certified 03/07/2024 2
ICLR US NYBOT NYCC Clearing members 01/11/2007 Certified 02/05/2007 1
OCC Adoption of Governance Fitness Standards to comply with DCO Core Principle O 08/31/2011 Certified 09/16/2011 1
CCH Update to settlement procedures; 2013-3. 03/13/2013 Certified 03/28/2013 1
OCC The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. 12/15/2014 Certified 12/30/2014 1
EUREX Proposed rule amendments in Eurex Clearing circular 113-16 relating to offer clearing services for equity index options with weekly expirations on the SMIr introduced at Eurex Exchange 09/12/2016 Certified 09/26/2016 2
MGEX Changes to outright margin rates 02/01/2018 Notified 02/01/2018 1
SGX-DC Weekly notification of rule amendments for the week of 19 March 2018. 03/26/2018 Notified 03/26/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland 05/14/2018 Certified 05/29/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-19 related to amending the Participation Agreement/Appendix 1 of the Default Management Committee Rules to cover affiliated Disclosed Direct Clients and other minor, clarifying amendments 02/25/2019 Certified 03/11/2019 2
ICE NGX Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. 06/22/2020 Certified 07/07/2020 1
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 12/02/2021 Certified 12/16/2021 3
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
CME Weekly Notification of Rule Amendments - February 12, 2024 02/22/2024 Notified 02/22/2024 1
CME Liquidity Facility 10/25/2001 Certified 10/25/2001 0
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
ICE NGX Rule amendments clarify language relating to daily settlement products/transactions and to add new products 10/14/2010 Certified 10/14/2010 1
NYPC Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. 03/30/2011 Certified 03/30/2011 1
ICECC Change to initial payment date of CDS contracts to T+1 03/06/2012 Certified 03/21/2012 1
CCH Changes to rule governing payments upon an event of default; 2013-4. 03/13/2013 Certified 03/28/2013 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that address investment losses on margin and guaranty fund contributions as well as other losses to the clearing house arising other than from a clearing member default. 04/30/2014 Certified 05/15/2014 1
SGX-DC Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation 11/24/2014 Certified 12/08/2014 1
LCHSA Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. 05/18/2015 Certified 06/01/2015 1
CME Weekly Notification of Rule Amendments - Week of July 3, 2017 07/14/2017 Notified 07/14/2017 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 03/26/2018 Notified 03/26/2018 1
CME Weekly Notification of Rule Amendments - Week of June 11, 2018 06/20/2018 Notified 06/20/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 019-19 related to amending the Price List to introduce an alternative version of the existing Standard Pricing Model for Disclosed Clients with System Access or Basic Disclosed Clients with Reports 02/25/2019 Certified 03/11/2019 2
ICLR US Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. 09/27/2019 Certified 10/11/2019 2
ICLREU2 ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits applicable to all Clearing Members for house and customer accounts. 10/17/2022 Certified 10/31/2022 2
ICLREU2 ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. 09/28/2023 Certified 10/12/2023 2
ICLR US NYBOT Merger 05/06/2004 Certified 05/06/2004 0
ICE NGX Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product 10/14/2010 Certified 10/14/2010 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
ICECC New rule governing SDR reporting obligations. 03/14/2013 Withdrawn 03/22/2013 2
LCHLTD Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. 09/04/2014 Certified 09/18/2014 2
ICLREU2 To amend certain of the ICE Clear Europe risk margin and other policies relating to credit default swaps (CDS) and certain liquidity policies in order to facilitate compliance with requirements under the European Market Infrastructure Regulation. 11/24/2014 Certified 12/09/2014 2
NADEX Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. 02/20/2015 Certified 03/06/2015 1
SGX-DC The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. 06/20/2018 Certified 07/05/2018 1
SGX-DC Weekly notification of rule amendments for the week of 30 July 2018. 08/07/2018 Notified 08/07/2018 2
ICLREU2 Changes is to amend ICEU Rules to address certain requirements under the European Union General Data Protection Regulation (GDPR) upon the UK ceasing to be an EU member state. 02/25/2019 Certified 03/11/2019 2
MGEX Clarify duties and processes, including for offsets. 06/27/2019 Certified 07/12/2019 1