Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of July 29, 2019 08/07/2019 Notified 08/07/2019 1
CME Weekly Notification of Rule Amendments - Week of March 9, 2020 03/18/2020 Notified 03/18/2020 1
ICLREU2 ICE Clear Europe is amending its Model Risk Governance Framework. 06/23/2020 Certified 07/08/2020 3
CME Weekly Notification of Rule Amendments - Week of October 11, 2021 10/18/2021 Notified 10/18/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 029-23 related to extension of Eurex Clearing's clearing offering with respect to Eurex Repo Transactions (outside the DCO scope) to U.S.-based entities that are registered as broker-dealers 05/19/2023 Certified 06/05/2023 2
ICLREU2 ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. 11/16/2023 Certified 12/01/2023 2
OCC 2004-13 Borrowing against clearing fund 06/28/2004 Certified 06/28/2004 1
NYMEX Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. 06/21/2007 Certified 07/17/2007 1
CME Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. 08/25/2008 Certified 08/28/2008 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
LCHLTD Changes to the SwapClear initial margin methodology. 01/22/2013 Certified 02/06/2013 1
ICLREU2 New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. 03/15/2013 Withdrawn 03/21/2013 2
LCHLTD Introduction of client clearing fees for ForexClear service. 07/15/2013 Certified 07/30/2013 1
LCHSA SA ISDA New CDS Definitions 09/04/2014 Certified 09/18/2014 7
LCHLTD LCH Limited change to its London Deposit Rate (LDR) applied to cash balances on clearing member accounts in the ForexClear and SwapClear services. 03/27/2018 Notified 03/27/2018 1
SGX-DC Weekly notification of rule amendments for the week of 11 June 2018. 06/20/2018 Notified 06/20/2018 2
SGX-DC The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. 10/31/2018 Certified 11/15/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/06/2020 Notified 11/06/2020 2
MGEX Notification of margin changes 01/28/2021 Notified 01/28/2021 1
ICECC ICC proposes updates to its fee schedules. 02/07/2022 Certified 02/22/2022 3
EUREX Proposed rule amendments in Eurex Clearing Circular 009-23 related to introduction of Residual Settlement for Default Management Hedging Auctions, clarification of ZCIS and PLN eligibility for U.S. offering, and other changes outside the DCO license 02/27/2023 Certified 03/13/2023 3
CCD Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. 04/09/2024 Certified 04/23/2024 2
CBT Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC 06/27/2007 Certified 06/29/2007 1
CME Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. 08/20/2008 Certified 08/28/2008 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CME Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
ICLREU2 Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. 01/23/2013 Certified 02/07/2013 1
NADEX Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. 03/15/2013 Certified 03/30/2013 1
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 06/30/2015 Withdrawn 07/10/2015 2
CME Weekly Notification of Rule Amendments - Week of November 28, 2016 12/08/2016 Notified 12/08/2016 1
CME Implementation of the OTC FX Non-Deliverable Forwards Incentive Program 10/17/2017 Certified 10/31/2017 2
EUREX Weekly Notification of Rule Amendments - Week of January 29, 2018 02/02/2018 Notified 02/02/2018 1
LCHLTD LCH LTD changes to its Margin Collateral Haircut Schedule. 03/27/2018 Certified 04/09/2018 2
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
ICE NGX Amendment to Section 3.3 of the Contracting Party Agreement. Withdrawal of previous submission dated June 12, 2018; resubmission regarding same matter. 06/21/2018 Certified 07/06/2018 1
ICLREU2 Procedure and policy changes relating to intraday margining. 09/17/2018 Certified 10/01/2018 3
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. 11/01/2018 Certified 11/15/2018 1
EUREX Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) 10/01/2019 Certified 10/16/2019 2
LCHSA LCH SA is submitting for self-certification proposed changes to its rules relating to its governance documents. 08/18/2020 Certified 09/01/2020 1
CME Modifications to CME Risk Management Framework 12/10/2020 Certified 12/24/2020 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/28/2021 Certified 02/11/2021 1
CME Weekly Notification of Rule Amendments - Week of March 15, 2021 03/22/2021 Notified 03/22/2021 1
EUREX Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." 08/13/2021 Certified 08/26/2021 2
CME Weekly Notification of Rule Amendments - Week of January 31, 2022 02/07/2022 Notified 02/07/2022 1
ICE NGX Amendments to the ICE NGX Default Management Procedures 03/18/2022 Certified 04/01/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 046-23 related to the discontinuation of the infrastructure for portfolio compression service providers to offer compression services to Exchange Participants for listed derivatives 07/10/2023 Certified 07/24/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/23/2024 Notified 02/23/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-24 related to updated reporting according to Article 9 of EMIR for ETD contracts 04/10/2024 Certified 04/24/2024 2
OCC 2004-20 STANS Risk Management 11/15/2004 Certified 11/17/2004 1
NYMEX GLOBEX Rules-Clearing 06/09/2006 Certified 06/09/2006 1