| CBT |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| ICLREU2 |
List of new OTC Cleared Product Specifications |
04/04/2011 |
Certified |
04/01/2011 |
|
1 |
| CME |
Addition of CDX North American Investment Grade and High Yield Index Series 17 products |
09/06/2011 |
Certified |
09/07/2011 |
|
1 |
| CME |
Weekly 40.6(d) notifications |
03/07/2012 |
Certified |
03/07/2012 |
|
1 |
| LCHLLC |
LCH.Clearnet is amending its rulebook for the SwapClear US service to provide that the SwapClear Tolerance will not be available to any Clearing Member after the final Initial Margin call on any business day which precedes a day that is not a business day |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
| LCHLLC |
Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. |
09/04/2014 |
Certified |
09/18/2014 |
|
3 |
| OCC |
OCC is amending the proposed definition of "Section 871(m) Implementation Date" in its By-Laws to revise the date by which certain of OCC's Clearing Members must provide documentation to OCC showing that they are Qualified Derivatives Dealers. |
12/08/2016 |
Notified |
12/08/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 9 January 2017. |
01/16/2017 |
Notified |
01/16/2017 |
|
2 |
| LX |
Operations manual amendment |
10/18/2017 |
Withdrawn |
10/31/2017 |
|
3 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
02/02/2018 |
Notified |
02/02/2018 |
|
2 |
| LCHLTD |
LCH Limited Self Certification: Rule Changes Related to the Clearing House Prescribed Language and the obligations of LCH to each Clearing Member. |
03/27/2018 |
Certified |
04/10/2018 |
|
1 |
| CME |
Notification of Rule Amendments - Week of May 7, 2018 |
05/15/2018 |
Notified |
05/15/2018 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 29 July 2019. |
08/07/2019 |
Notified |
08/07/2019 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self certification changes to its rules relating to its governance documents ("Governance Documents"). |
08/18/2020 |
Certified |
09/01/2020 |
|
1 |
| EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 073/21 relating to the launch of four new MSCI futures at Eurex Frankfurt. |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 030-23 related to cancellation of admission to trading for Futures on iSTOXXr Europe Factor Indices, which are listed on Eurex Deutschland |
05/22/2023 |
Certified |
06/06/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of July 3, 2023 |
07/10/2023 |
Notified |
07/10/2023 |
|
1 |
| LCHLTD |
LCH Limited self-certification: Clearing of Israeli Shekel overnight interest rate swaps that reference the ILS-SHIR-OIS Compound floating rate option |
09/28/2023 |
Certified |
10/13/2023 |
|
1 |
| ICE NGX |
CPA amendments relating to Deposit Agreement. |
02/23/2024 |
Certified |
03/08/2024 |
|
1 |
| OCC |
2004-19 CMTA IB Identification |
11/12/2004 |
Certified |
11/12/2004 |
|
1 |
| CCORP |
Definition of Exchange Market in Rules Chapter 1 is amended to add Regional Greenhouse gas Initiative futures and options. |
08/13/2008 |
Certified |
08/28/2008 |
|
1 |
| CCH |
Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. |
10/06/2010 |
Approved |
02/11/2013 |
|
6 |
| ICE NGX |
Addition of US natural gas products for clearing |
09/07/2011 |
Certified |
09/08/2011 |
|
1 |
| CBT |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| OCC |
OCC proposes to amend the short-form license agreement that must be signed by OCC clearing members seeking to clear OTC index options on underlying indices published by Standard & Poor's Financial Services LLC |
05/21/2013 |
Certified |
06/06/2013 |
|
1 |
| CME |
Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing |
09/04/2014 |
Certified |
12/15/2014 |
|
2 |
| MGEX |
Amendment to MGEX Bylaw 252.00. regarding Executive Committee. |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules to extend the weekly backloading process to Index Swaptions and amend the structure of the documentation in respect of the backloading process. |
08/08/2019 |
Certified |
08/21/2019 |
|
1 |
| OCC |
Proposed rule change to extend the deadline for Clearing Members to provide an Actionable Identifier on customer and non-customer securities options trades other than Market Maker trades. |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| ICLREU2 |
Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. |
12/11/2020 |
Certified |
12/28/2020 |
|
2 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 21 May 2021. |
05/19/2021 |
Notified |
05/19/2021 |
|
1 |
| ICE NGX |
CPA Amendments with respect to White River Hub |
02/23/2024 |
Certified |
03/08/2024 |
|
1 |
| NYMEX |
Amend's to Ch. 1 & 101 to modify def'n of Clearing Assoc., Clearing House, or Clearing Dept.; amend. to Rule 3.31 to reflect that membership comm'ee no longer governs clearing firms; and other amend's in Ch. 9 due to change in corporate structure. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| CME |
New rules with respect to the clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| LCHLLC |
Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default |
12/21/2011 |
Certified |
01/07/2012 |
|
1 |
| NYMEX |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| ICLR US |
Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. |
09/17/2013 |
Certified |
10/18/2013 |
|
1 |
| LCHLTD |
LCH changes its London Deposit Rate (LDR) applicable to cash balances of clearing members for ForexClear and SwapClear |
04/24/2017 |
Notified |
04/24/2017 |
|
1 |
| LCHLTD |
LCH LTD is submitting for self-certification clarifying rule changes related to the FX Options product cleared via the ForexClear service. |
06/25/2018 |
Certified |
07/09/2018 |
|
1 |
| NODALCL |
Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| SGX-DC |
Weekly notification of rule amendments for the week of 26 November 2018. |
12/07/2018 |
Notified |
12/07/2018 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 18 February 2019. |
02/25/2019 |
Notified |
02/25/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: ?STR Swaps |
10/02/2019 |
Certified |
10/17/2019 |
|
1 |
| ICE NGX |
Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/11/2020 |
Notified |
12/11/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of May 10, 2021 |
05/19/2021 |
Notified |
05/19/2021 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 002-22 relating to the Partnership Program 2022, the OTC IRD Basic Pack, EURO STOXX 50 Total Return Futures, termination of clients and the clarification of certain rules within the legal framework |
02/08/2022 |
Certified |
02/22/2022 |
|
2 |
| NADEX |
Nadex ends Minimum Initial Deposit Promotion but will permanently remove the requirement of a specific initial deposit amount. Nadex is also adding a registered money services business or other similarly authorized institution as a means of deposit. |
05/09/2022 |
Certified |
05/23/2022 |
|
2 |
| ICECC |
ICC proposes amending the Clearing Rules and End-of-Day Price Discovery Policies and Procedures to permit the establishment of an additional class of clearing participant. |
07/15/2022 |
Certified |
07/29/2022 |
|
3 |
| CME |
Clearing Membership |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
