Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule primarily applicable to securities 06/24/2004 Certified 06/24/2004 1
CME New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options 08/18/2008 Certified 08/28/2008 1
KCC Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. 04/19/2010 Certified 04/20/2010 1
CBT Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CME Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps 07/06/2011 Certified 07/06/2011 1
CME Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
CME Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 04/27/2012 Certified 04/27/2012 1
CME Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME #14-165R and #14-165RS 06/05/2014 Certified 06/18/2014 2
ICECC ICC proposes amendments to the ICC Clearing Rules, the ICC Treasury Operations Policies and Procedures, and the ICC Liquidity Risk Management Framework to update ICC's liquidity thresholds for Euro denominated products. 01/17/2017 Certified 01/31/2017 6
SGX-DC Weekly notification of rule amendments for the week of 17 April 2017. 04/24/2017 Notified 04/24/2017 2
SGX-DC Weekly notification of rule amendments for the week of 9 October 2017. 10/19/2017 Notified 10/19/2017 2
SGX-DC Weekly notification of rule amendments for the week of 29 January 2018. 02/04/2018 Notified 02/04/2018 2
CME Weekly Notification of Rule Amendments - Week of October 22, 2018 11/01/2018 Notified 11/01/2018 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Supplement, and Procedures in order mainly to implement a "settled-to-market" treatment of variation margin with a few other initiative amendments. 02/26/2019 Certified 03/12/2019 1
CME Weekly Notification of Rule Amendments - Week of September 23, 2019 10/02/2019 Notified 10/02/2019 1
ICLREU2 ICE Clear Europe is proposing to adopt the Revised Policy and new Collateral Procedures. 01/27/2020 Certified 02/10/2020 2
CME Weekly Notification of Rule Amendments - Week of August 10, 2020 08/19/2020 Notified 08/19/2020 1
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. 12/11/2020 Notified 12/11/2020 1
ICLREU2 ICE Clear Europe proposes to add a new Part 24 to the ICE Clear Europe Clearing Rules which would set out certain procedures relating to LIBOR transition for affected interest rate futures and option contracts cleared by the Clearing House 10/20/2021 Certified 11/03/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/15/2022 Notified 07/15/2022 2
CME Weekly Notification of Rule Amendments - Week of October 10, 2022 10/18/2022 Notified 10/18/2022 1
CME Weekly Notification of Rule Amendments - Week of February 20, 2023 02/28/2023 Notified 02/28/2023 1
CME Weekly Notification of Rule Amendments - Week of May 15, 2023 05/22/2023 Notified 05/22/2023 1
CME Acceptable Performance Bond Deposits 11/30/2001 Certified 11/30/2001 0
OCC Rule primarily applicable to securities 06/07/2004 Certified 06/07/2004 1
LCHLLC Amendments to Rules 901 and 902 to rename existing contracts and addition of new Rules 903 to 907 to add five new contracts to be cleared. 04/15/2010 Certified 04/20/2010 1
NYMEX Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CBT Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
ICLR US Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 05/04/2012 Certified 05/19/2012 1
LCHLTD Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. 09/15/2015 Certified 09/29/2015 1
CME Weekly Notification of Rule Amendments - Week of October 9, 2017 10/19/2017 Notified 10/19/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 013-18 related to the introduction of clearing for OTC FX products (FX spots, swaps, and forwards) and cross-currency swaps for EU Clearing Members (no clearing for US Clearing Members or US persons) 02/05/2018 Certified 02/20/2018 2
CME Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies 03/27/2018 Certified 04/10/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/07/2018 Notified 12/07/2018 2
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. 08/19/2020 Certified 09/02/2020 1
OCC This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). 12/11/2020 Certified 12/28/2020 3
CME Weekly Notification of Rule Amendments - Week of May 2, 2022 05/10/2022 Notified 05/10/2022 1
ICECC Notification of changes to risk parameters established by ICC in consultationwith the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group 02/28/2023 Notified 02/28/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 061-23 related to the launch of Options contracts on FTSE Bitcoin Index Futures on Eurex Deutschland 09/29/2023 Certified 10/13/2023 2
CME Modification of Cleared OTC Interest Rate Swap Products Referencing BSBY and Limitation of Acceptance for Clearing 06/26/2024 10 Day Review 06/26/2024 1
CME Clearing Member Approval 11/30/2001 Certified 11/30/2001 0
OCC 2004-09 ETFs as Hedges 05/28/2004 Certified 05/28/2004 1
NYMEX Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 0
LCHLTD Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 06/05/2014 Certified 06/18/2014 1
SGX-DC Weekly notification of rule amendments for the week of 25 January 2016. 02/01/2016 Notified 02/01/2016 2
CME Weekly Notification of Rule Amendments - Week of October 24, 2016 11/03/2016 Notified 11/03/2016 1
CME Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes 03/13/2017 Certified 03/27/2017 1
CME Weekly Notification of Rule Amendments - Week of March 19, 2018 03/27/2018 Notified 03/27/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/09/2019 Notified 08/09/2019 2