OCC |
Rule primarily applicable to securities |
06/24/2004 |
Certified |
06/24/2004 |
|
1 |
CME |
New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options |
08/18/2008 |
Certified |
08/28/2008 |
|
1 |
KCC |
Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. |
04/19/2010 |
Certified |
04/20/2010 |
|
1 |
CBT |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CME |
Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps |
07/06/2011 |
Certified |
07/06/2011 |
|
1 |
CME |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
CME |
Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 |
04/27/2012 |
Certified |
04/27/2012 |
|
1 |
CME |
Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME #14-165R and #14-165RS |
06/05/2014 |
Certified |
06/18/2014 |
|
2 |
ICECC |
ICC proposes amendments to the ICC Clearing Rules, the ICC Treasury Operations Policies and Procedures, and the ICC Liquidity Risk Management Framework to update ICC's liquidity thresholds for Euro denominated products. |
01/17/2017 |
Certified |
01/31/2017 |
|
6 |
SGX-DC |
Weekly notification of rule amendments for the week of 17 April 2017. |
04/24/2017 |
Notified |
04/24/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 9 October 2017. |
10/19/2017 |
Notified |
10/19/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 29 January 2018. |
02/04/2018 |
Notified |
02/04/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of October 22, 2018 |
11/01/2018 |
Notified |
11/01/2018 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Supplement, and Procedures in order mainly to implement a "settled-to-market" treatment of variation margin with a few other initiative amendments. |
02/26/2019 |
Certified |
03/12/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 23, 2019 |
10/02/2019 |
Notified |
10/02/2019 |
|
1 |
ICLREU2 |
ICE Clear Europe is proposing to adopt the Revised Policy and new Collateral Procedures. |
01/27/2020 |
Certified |
02/10/2020 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of August 10, 2020 |
08/19/2020 |
Notified |
08/19/2020 |
|
1 |
ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. |
12/11/2020 |
Notified |
12/11/2020 |
|
1 |
ICLREU2 |
ICE Clear Europe proposes to add a new Part 24 to the ICE Clear Europe Clearing Rules which would set out certain procedures relating to LIBOR transition for affected interest rate futures and option contracts cleared by the Clearing House |
10/20/2021 |
Certified |
11/03/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/15/2022 |
Notified |
07/15/2022 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of October 10, 2022 |
10/18/2022 |
Notified |
10/18/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 20, 2023 |
02/28/2023 |
Notified |
02/28/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 15, 2023 |
05/22/2023 |
Notified |
05/22/2023 |
|
1 |
CME |
Acceptable Performance Bond Deposits |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
OCC |
Rule primarily applicable to securities |
06/07/2004 |
Certified |
06/07/2004 |
|
1 |
LCHLLC |
Amendments to Rules 901 and 902 to rename existing contracts and addition of new Rules 903 to 907 to add five new contracts to be cleared. |
04/15/2010 |
Certified |
04/20/2010 |
|
1 |
NYMEX |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CBT |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
ICLR US |
Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 |
05/04/2012 |
Certified |
05/19/2012 |
|
1 |
LCHLTD |
Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 9, 2017 |
10/19/2017 |
Notified |
10/19/2017 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 013-18 related to the introduction of clearing for OTC FX products (FX spots, swaps, and forwards) and cross-currency swaps for EU Clearing Members (no clearing for US Clearing Members or US persons) |
02/05/2018 |
Certified |
02/20/2018 |
|
2 |
CME |
Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies |
03/27/2018 |
Certified |
04/10/2018 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
12/07/2018 |
Notified |
12/07/2018 |
|
2 |
CME |
Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. |
08/19/2020 |
Certified |
09/02/2020 |
|
1 |
OCC |
This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). |
12/11/2020 |
Certified |
12/28/2020 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of May 2, 2022 |
05/10/2022 |
Notified |
05/10/2022 |
|
1 |
ICECC |
Notification of changes to risk parameters established by ICC in consultationwith the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group |
02/28/2023 |
Notified |
02/28/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 061-23 related to the launch of Options contracts on FTSE Bitcoin Index Futures on Eurex Deutschland |
09/29/2023 |
Certified |
10/13/2023 |
|
2 |
CME |
Modification of Cleared OTC Interest Rate Swap Products Referencing BSBY and Limitation of Acceptance for Clearing |
06/26/2024 |
10 Day Review |
06/26/2024 |
|
1 |
CME |
Clearing Member Approval |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
OCC |
2004-09 ETFs as Hedges |
05/28/2004 |
Certified |
05/28/2004 |
|
1 |
NYMEX |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
0 |
LCHLTD |
Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. |
08/15/2012 |
Certified |
08/30/2012 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 |
06/05/2014 |
Certified |
06/18/2014 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 25 January 2016. |
02/01/2016 |
Notified |
02/01/2016 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of October 24, 2016 |
11/03/2016 |
Notified |
11/03/2016 |
|
1 |
CME |
Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 19, 2018 |
03/27/2018 |
Notified |
03/27/2018 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
08/09/2019 |
Notified |
08/09/2019 |
|
2 |