| LCHLTD |
Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. |
02/27/2015 |
Certified |
03/12/2015 |
|
1 |
| OCC |
This proposed rule change would modify the current process for systematically monitoring market conditions and performing adjustments to OCC's margin coverage when current market volatility increases beyond historically observed levels. |
01/19/2017 |
Certified |
02/02/2017 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 025-17 relating to settlement processing during three holiday dates |
03/13/2017 |
Certified |
03/27/2017 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Procedures and a Clearing Notice to make conforming and clarifying changes necessary to implement relevant provisions of the European Markets in Financial Instrument |
12/15/2017 |
Certified |
01/02/2018 |
|
2 |
| CME |
Implementation of New CME,CBOT,NYMEX and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.;Amendments to CME,CBOT,NYMEX and COMEX Rule 820 and CME Rule 8G831;and Implementation of CME Rule 8G912 to Create Direct Funding Participant Clearing Membershi |
03/29/2018 |
Withdrawn |
03/30/2018 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: MXN Swaps fee holiday |
03/01/2019 |
Certified |
03/15/2019 |
|
2 |
| LCHLTD |
LCH Limited's rule changes related to the distribution of losses to Clearing Members in a default event. |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 9, 2021 |
08/16/2021 |
Notified |
08/16/2021 |
|
1 |
| LX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
| OCC |
By-Laws and Rules |
03/23/2004 |
Certified |
03/23/2004 |
|
0 |
| OCC |
Termination of OCC's Pledge program; SR-OCC-2012-10 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
| LCHLTD |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| CME |
Amendments to Rules 814 and 901 to clarify time of settlement finality and extinguishment of clearing member obligations |
07/18/2014 |
Certified |
08/01/2014 |
|
2 |
| ICLR US |
ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| OCC |
This proposed rule change concerns the account from which certain clearing members may fund the Additional Margin requirement associated with overnight trading sessions. |
02/27/2015 |
Notified |
02/27/2015 |
|
1 |
| ICECC |
ICC proposes organizational and clarifying edits to the ICC Risk Management Framework and the ICC Treasury Operations Policies and Procedures, and proposes adopting a new ICC Risk Management Model Description document. |
02/03/2016 |
Certified |
02/18/2016 |
|
2 |
| CME |
Amendments to CME Rule 8G27 (IRS Risk Committee) |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 6 March 2017. |
03/13/2017 |
Notified |
03/13/2017 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the new CDSClear fee grid proposed for all account structures, including those introduced to reflect the indirect clearing requirements under EMIR and MiFIR for authorized CCPs. |
12/15/2017 |
Certified |
01/02/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 10, 2018 |
09/19/2018 |
Notified |
09/19/2018 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
03/20/2020 |
Notified |
03/20/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
08/21/2020 |
Notified |
08/21/2020 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 108-21 relating to the extension of the enhanced volume rebate methodology related to Eurex Exchange transactions |
12/07/2021 |
Certified |
12/20/2021 |
|
2 |
| LX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of September 25, 2023 |
09/29/2023 |
Notified |
09/29/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - February 19, 2024 |
02/26/2024 |
Notified |
02/26/2024 |
|
1 |
| CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
| NYPC |
Amendments related to clearing firm membership and default management. |
01/30/2013 |
Certified |
02/14/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| LCHLLC |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| NADEX |
Nadex is clarifying its Members' continuing notification obligations, clarifying when Nadex can suspend withdrawal requests, and adding disgorgement of ill-gotten profits as a potential disciplinary sanction. |
11/04/2016 |
Certified |
11/21/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 10, 2017 |
07/20/2017 |
Notified |
07/20/2017 |
|
1 |
| ICLREU2 |
To modify certain provisions of the Clearing Procedures applicable to the exercise of option contracts in order to align with recent changes to ICE Futures Europe rules for certain energy option contracts. |
12/15/2017 |
Certified |
01/02/2018 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 18 June 2018. |
06/27/2018 |
Notified |
06/27/2018 |
|
2 |
| OCC |
Proposed rule change related to The Options Clearing Corporation's Board of Directors and Board CommitteeCharters. |
09/20/2018 |
Certified |
10/04/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 20, 2020 |
01/29/2020 |
Notified |
01/29/2020 |
|
1 |
| CME |
Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the UAN FOB NOLA Swaps (Cleared Only) Contract |
08/24/2020 |
Certified |
09/08/2020 |
|
2 |
| ICE NGX |
Add ERCOT Solar Shape products, update and enhance provisions relating to regulatory & compliance, correct an omission in General Suspension powers, clarify reps and warranties. |
06/29/2021 |
Certified |
07/14/2021 |
|
1 |
| LCHSA |
LCH SA is proposing to amend and reorganize the structure of its Liquidity Risk Modelling Framework to be consistent with the LSEG template. |
05/26/2023 |
Certified |
06/12/2023 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rule Book and CDS Clearing Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement the new model of CDSClear select membership. |
04/15/2024 |
Certified |
04/29/2024 |
|
1 |
| CBT |
Rule 701.1 Transfer of Clearing Accounts |
10/07/2003 |
Certified |
07/14/2003 |
|
0 |
| LCHLTD |
Change to functionality, product enhancements, removal of prescribed SwapClear language |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
CME Weekly Notification |
03/14/2012 |
Certified |
03/14/2012 |
|
1 |
| NADEX |
Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. |
01/25/2013 |
Certified |
02/09/2013 |
|
1 |
| LCHLTD |
Self-certification of the SwapClear service Client Deposit Rate (CDR) change. |
09/16/2015 |
Certified |
09/29/2015 |
|
1 |
| SGX-DC |
Amendments to SGX-DC Clearing Rules to allow existing positions to be transferred from one clearing member to another where both clearing members consent. |
10/19/2015 |
Certified |
11/02/2015 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
12/09/2016 |
Notified |
12/09/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 10 July 2017. |
07/20/2017 |
Notified |
07/20/2017 |
|
2 |
| CME |
Removal of the High Pay Threshold from the Concentration Margin Program |
08/08/2018 |
Certified |
10/02/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 076-20 related to enhancing the novation criteria and clearing eligibility for certain swaps, the discounting switch for certain swaps, a new clearing currency, and a new portfolio transfer functionality |
09/23/2020 |
Certified |
10/07/2020 |
|
3 |
