Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 065-22 related to the introduction of Euro High Yield Index Futures on Eurex Deutschland 09/08/2022 Certified 09/22/2022 2
ICLREU2 ICE Clear Europe is adopting a new Futures and Options Default Management Policy, which will address procedures and requirements for the Clearing House's management of an Event of Default with respect to an F&O Clearing Member. 04/17/2023 Certified 05/01/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 035-24, 036-24 related to the introduction of EurexOTC Clear Release 17.0 and OTC SCIS and their integration into OTC IRD Pricing Pack subscriptions and multilateral compression services 05/29/2024 Certified 06/12/2024 2
OCC Foreign Currency Futures 07/18/2003 Certified 07/18/2003 0
NYMEX De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. 02/28/2008 Certified 03/05/2008 1
ICE NGX Amendment to Product List of CPA to add new products 12/29/2008 Certified 01/02/2009 1
NYMEX Changes to Incentive Program for OTC Energy Options Products; 12-089 03/19/2012 Certified 04/03/2012 2
ICLREU2 Amendments to CDS Procedures to incorporate terms for the CDX North America Index CDS Contracts to be cleared by ICE Clear Europe. 03/06/2015 Certified 03/19/2015 1
CME Weekly Notification of Rule Amendments - Week of November 20, 2017 11/29/2017 Notified 11/29/2017 1
LCHLTD LCH Limited Self-Certification: Removal of Clearstream Frankfurt as a settlement location 03/06/2019 Certified 03/20/2019 1
CME Amendments to CME Rule 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") 04/16/2019 Certified 04/30/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 051-20 related to Eurex Deutschland's introduction of options on Euro Buxl Futures 06/26/2020 Certified 07/13/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 077-20 related to the Specific Repo License prerequisites, clearing in Ontario, handling profits for Eurex Daily Futures Contracts on KOSPI Derivatives, and the transaction duration for listed contracts 09/30/2020 Certified 10/15/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/05/2021 Notified 02/05/2021 2
ICLR US Amendments to ICUS Rule 204 03/26/2021 Certified 04/09/2021 1
LCHLTD LCH is submitting for self-certification the proposed amendments to the Terms of Reference of the Remuneration Committee, which is a committee of the LCH Board. 05/16/2022 Certified 05/31/2022 2
ICLR US Risk Management Framework Amendment - Collateral Haircut Methodology 09/08/2022 Certified 09/22/2022 2
LCHLTD LCH Limited self-certification: Clearing of Polish Zloty overnight interest rate swaps that reference the PLN-WIRON-OIS Compound floating rate option 10/06/2023 Certified 10/23/2023 1
ICE NGX Fee schedule changes to CPA for trading and clearing products 12/29/2008 Certified 01/02/2009 1
OCC Proposed rule change that would broaden the definition of the term "Representative" in Article I, Section 1 of OCC's by-laws. 07/29/2010 Certified 07/29/2010 1
LCHLTD New client clearing fee structure 03/16/2012 Certified 03/31/2012 1
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
CME Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts 03/06/2015 Certified 03/20/2015 1
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
LCHLLC Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). 09/18/2015 Certified 10/02/2015 1
CME Weekly Notification of Rule Amendments - Week of October 31, 2016 11/10/2016 Notified 11/10/2016 1
CME Weekly Notification of Rule Amendments - Week of January 16, 2017 01/24/2017 Notified 01/24/2017 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the identification to LCH of a client's backup Clearing Member(s). The change does not apply to Clearing Members which are Futures Commission Merchants ("FCMs") and their clients. 08/15/2018 Certified 08/28/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 052-20 related to public notice of a default on the website, clarifying amendments to the FCM Regulations, buy-in procedures for securities lending transactions, and other 06/26/2020 Certified 07/13/2020 3
EUREX Proposed rule amendments in Eurex Clearing Circular 028-21 related to clarifying that entities in Puerto Rico fall within the definition of "U.S. Direct Client," discontinuation of clearing services for securities lending, and a Price List clarification 03/29/2021 Certified 04/12/2021 2
EUREX Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. 07/02/2021 Certified 07/16/2021 2
MGEX Addition of new Rule regarding Bitnomial Exchange block trades 02/14/2022 Certified 03/01/2022 1
CME Weekly Notification of Rule Amendments - Week of March 21, 2022 03/28/2022 Notified 03/28/2022 1
ICE NGX Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral 10/06/2023 Certified 10/23/2023 2
CCD Update to CCD Operating Agreement 04/18/2024 Certified 05/02/2024 1
OCC Fund Share 06/02/2003 Certified 06/02/2003 0
NYMEX Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 12/30/2008 Certified 01/02/2009 1
OCC Proposed rule change to exclude TIP-STRIPS from the definition of "Government securities." 07/29/2010 Certified 07/29/2010 1
OCC Technical amendments to fitness standards for directors, clearing members and others 05/15/2012 Certified 05/31/2012 1
LCHLLC New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
CME Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S 06/10/2014 Certified 06/25/2014 2
OCC The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. 03/06/2015 Certified 03/20/2015 1
CME Amendments to CME Rules 8G02.; 8G04.; 8G14.; 8G25.; 8G802.; 8H02.; 8H04.; 8H14.; 8H26.; 8H802. 09/08/2017 Certified 09/22/2017 1
SGX-DC Weekly notification of rule amendments for the week of 3 December 2018. 12/11/2018 Notified 12/11/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/08/2019 Notified 03/08/2019 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures 02/05/2020 Certified 02/20/2020 2
CME Weekly Notification of Rule Amendments - Week of March 16, 2020 03/25/2020 Notified 03/25/2020 1
ICECC ICC hereby submits notification of non-substantive changes to the ICC Rules. 06/26/2020 Notified 06/26/2020 2
LCHLTD LCH Limited Self-Certification: SGD SORA tenor extension from 5.5Y to 21Y for OIS and Basis swaps 02/05/2021 Certified 02/22/2021 1
MGEX Amendments to Clearing Member Withdrawal Rules 02/14/2022 Certified 03/01/2022 1