| LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 053-20 related to amending the Price List to introduce a fee for non-disclosed block trades in in weekly index options on DAXr, EURO STOXXr 50, EURO STOXXr Banks, or SMIr |
06/30/2020 |
Certified |
07/14/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of March 22, 2021 |
03/29/2021 |
Notified |
03/29/2021 |
|
1 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule |
08/23/2021 |
Certified |
09/07/2021 |
|
2 |
| MGEX |
Amendment of deadlines to incorporate new BRIXX contracts |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
| LX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. |
08/24/2023 |
Certified |
09/08/2023 |
|
2 |
| KCC |
New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. |
10/30/2008 |
Certified |
10/30/2008 |
|
1 |
| CME |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Palladium and ETFS Platinum Shares |
03/01/2010 |
Approved |
05/27/2014 |
|
28 |
| NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
| LCHLTD |
LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. |
07/25/2014 |
Certified |
08/08/2014 |
|
1 |
| CME |
Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts |
06/01/2015 |
Certified |
06/01/2015 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 13 March 2017. |
03/19/2017 |
Notified |
03/19/2017 |
|
2 |
| CMECE |
Weekly Notification of RuleAmendments - Week of April 17, 2017 |
05/03/2017 |
Notified |
05/03/2017 |
|
1 |
| CME |
Amendments to CME Rule 822.A.1 ('Liquidity Rules') |
09/11/2017 |
Certified |
09/25/2017 |
|
2 |
| CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Launch of SONIA Futures |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
| LCHLTD |
LCH Limited proposes to make changes to its rules to provide the option to non-US ForexClear Clearing Members to treat variation margin payments as settlement payments ("STM Contracts"). |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 24 June 2019. |
07/05/2019 |
Notified |
07/05/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 21, 2020 |
10/01/2020 |
Notified |
10/01/2020 |
|
1 |
| NODALCL |
Weekly Notification of Rule Amendments 7-6-2021 |
07/06/2021 |
Notified |
07/06/2021 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/26/2022 |
Notified |
08/26/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 016/24 related to the listing and delisting of certain Eurex Exchange contracts |
03/04/2024 |
Certified |
03/18/2024 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLLC |
Amendment to Risk Management Procedures Manual to modify the method for calculating original performance bond requirements |
04/22/2010 |
Certified |
05/03/2010 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 11, 2017 |
12/21/2017 |
Notified |
12/21/2017 |
|
1 |
| EUREX |
Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 070-18 related to a fee classification for each individual single stock dividend future for the period September 1, 2018 through August 31, 2019 |
08/17/2018 |
Certified |
08/30/2018 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 29, 2018 |
11/07/2018 |
Notified |
11/07/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-19 related to the maintenance fee and booking fee floor for Forward Rate Agreements (FRA) |
08/16/2019 |
Certified |
08/30/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-19 related to amending the Price List related to Eurex EnLight, single stock futures, and a product group code merger |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/28/2020 |
Notified |
08/28/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of August 16, 2021 |
08/23/2021 |
Notified |
08/23/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 10, 2023 |
04/18/2023 |
Notified |
04/18/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - February 26, 2024 |
03/04/2024 |
Notified |
03/04/2024 |
|
1 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| OCC |
Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear |
12/12/2007 |
Certified |
12/28/2007 |
|
1 |
| ICE NGX |
Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to cash-settled options on the CBOE Gold ETF Volatility Index |
04/26/2010 |
Approved |
12/23/2010 |
|
6 |
| CME |
Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps |
03/01/2011 |
Certified |
03/01/2011 |
|
1 |
| OCC |
Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
09/08/2017 |
Notified |
09/08/2017 |
|
2 |
| LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 8 April 2019. |
04/18/2019 |
Notified |
04/18/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 7 October 2019. |
10/17/2019 |
Notified |
10/17/2019 |
|
2 |
| OCC |
Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
