Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 Rule changes to reflect clearing relationship between ICE Clear Europe Limited and ICE Futures U.S. and the delivery procedures applicable to ICE Futures U.S. contracts. 09/18/2012 Certified 10/03/2012 1
LCHLTD LCH.Clearnet Limited is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLTD Change to the LCH Client Deposit Rate (CDR) applicable to cash balances held on SwapClear clearing member client accounts. 02/03/2017 Notified 02/03/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 018-18 related to introduction of transaction fees for OTC block trades in EURO STOXX 50r Index Options that have been electively not disclosed intraday by the Eurex Exchanges' T7 system 02/15/2018 Certified 03/02/2018 2
CME Modifications to the OTC FX Options Fee Waiver Program 05/24/2018 Certified 06/08/2018 1
SGX-DC Weekly notification of rule amendments for the week of 13 August 2018. 08/22/2018 Notified 08/22/2018 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2018 Certified 01/28/2019 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. 06/03/2019 Certified 06/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 010-21 related to the introduction of Clearstream Banking S.A., Luxembourg (CBL) as an additional settlement location for Eurex Clearing for the settlement of Repo transactions 02/11/2021 Certified 02/26/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/09/2021 Notified 04/09/2021 2
CME Amendments to CME, CBOT, and NYMEX/COMEX Rules in Connection with the Closure of CME and CBOT Trading Pits Except for the CME Eurodollar and SOFR Options Pit. 08/27/2021 Certified 09/13/2021 2
LCHLTD LCH is submitting for self-certification revisions to the LCH rules to accommodate the 2021 International Swaps and Derivatives Association, Inc. ("ISDA") Interest Rate Derivatives Definitions. 09/17/2021 Certified 10/01/2021 5
EUREX Proposed amendments in Eurex Clearing Circular 096-21 relating to conversion of GBP, CHF, and JPY trades referencing LIBOR benchmarks, OIS with four Interest Rate Stub Periods, due date changes for cash settlements under options contracts on shares 10/28/2021 Certified 11/12/2021 2
LX Amendments to Participant Agreement 07/28/2022 Withdrawn 08/04/2022 2
CME Adoption of CME, CBOT, NYMEX/COMEX Rule 915. ("Liquidity Polls") and Revisions to CME Rule 8G04.7. ("IRS Clearing Member Obligations and Qualifications") 10/04/2024 Certified 10/21/2024 1
ICLREU2 Adoption of enhanced margin methodology, applicable to, and providing for portfolio margining between, index and single-name CDS contracts. 02/15/2013 Certified 03/05/2013 1
LCHLLC LCH.Clearnet LLC is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLTD Changes to the collateral management processes and the opening hours of the SwapClear service. 03/25/2014 Certified 04/09/2014 1
NODALCL Rule change filing. 05/08/2017 Certified 05/22/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/04/2017 Notified 08/04/2017 2
CME Second Amended and Restated Cross-Margining Agreement and Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. 10/08/2020 Certified 10/23/2020 2
CME Modifications to CME Clearing Credit Policy 04/09/2021 Certified 04/23/2021 2
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "housekeeping" and "clean-up" in nature - correcting typos, updating name of pipeline operator and deleting redundant definition, etc. 07/09/2021 Notified 07/09/2021 1
ICLREU2 ICE Clear Europe Limited proposes to amend the rate of return paid by ICE Clear Europe on Euro and Pound Sterling cash margin and Guaranty Fund deposits 02/25/2022 Certified 03/10/2022 2
LCHLTD LCH Limited has made changes to the LDR and RDR. 01/16/2023 Notified 01/16/2023 1
EUREX Weekly Notification of Rule Amendments - Week of October 16, 2023 10/20/2023 Notified 10/20/2023 1
OCC Rule change to modify fee schedule to adopt fee for Stock/Loan Hedge and Market Loan Program transactions 03/06/2009 Certified 03/12/2009 1
LCHLLC Amendments to ticker symbol formats 05/03/2010 Certified 05/17/2010 1
OCC Rule change to clarify applicability of OCC Rules to stock futures overlying index-linked securities; to eliminate de minimus exception relating to adjustments to stock futures overlying ETFs; and technical changes in response to cash-out events. 05/24/2012 Certified 06/09/2012 1
LCHLTD Changes to the LCH Rulebook to include language with respect to the London Deposit Rate ("LDR") and Client Deposit Rate ("CDR")which is paid by LCH on credit cash balances on Clearing Member and Client accounts respectively. 06/27/2016 Certified 07/12/2016 1
EUREX Weekly Notification of Rule Amendments - Week of January 30, 2017 02/03/2017 Notified 02/03/2017 1
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 12/04/2017 Certified 12/18/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 095-19 related to ending the offering of the ICM and value-based allocation under the ECM, increasing setup flexibility for Basic DCs and Undisclosed DCs, and introducing dealer-to-client currency prods 10/29/2019 Certified 11/12/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 110-19 related to the introduction of futures on the EURO STOXX 50r Realized Dispersion Index 11/22/2019 Certified 12/09/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-20 related to merging the fallback provision with the general rule pursuant to which Eurex Clearing determines the daily settlement prices 04/07/2020 Certified 04/21/2020 2
ICECC ICC proposes changes to the ICC Risk Management Model Description. 04/09/2021 Certified 04/23/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/17/2021 Notified 09/17/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 008-22 related to the launch of certain single stock futures, equity options, and single stock dividend futures on Eurex Deutschland 02/25/2022 Certified 03/11/2022 2
LCHLTD LCH Limited is notifying of changes to the London Deposit Rate, FCM London Deposit Rate, RepoClear Deposit Rate and to the Client Deposit Rate. 11/14/2022 Notified 11/14/2022 1
NADEX Notice that Nadex is revising Exchange Rules 12.24, 12.25, 12.87, 12.88, 12.91, 12.92, 12.94, and 12.96 to reflect the use of an additional underlying data provider, Lukka, Inc., for the UpDown Contracts and Event Contracts set forth in the rules ab 10/20/2023 Notified 10/20/2023 2
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit End-of-Day Price Discovery Policy and Procedures. 11/07/2024 Certified 11/22/2024 2
CCORP Definition of Exchange Market in Chapter 1 is amended to add the California Climate Action Registry- Climate Reserve Tons options on futures contract traded on CCFE. 03/11/2009 Certified 03/12/2009 1
ICECC Rule changes related to the time frame under which trades must be accepted or rejected for clearing consistent with Commission Regulations 39.12(b)(7) and 23.506. 09/20/2012 Certified 10/05/2012 1
LCHLLC LCH.Clearnet LLC is extending the eligible maturity of Overnight Index Swaps denominated in USD, EUR and GBP from 2 to 30 years. 06/12/2013 Certified 06/27/2013 1
LCHLTD LCH.Clearnet Limited has submitted for self-certification recently amended committee terms of reference. 05/02/2014 Certified 05/17/2014 1
SGX-DC Self-Certification of Amendments to SGX-DC Clearing Rules in relation to the cessation of clearing of half day forward freight agreements 08/12/2016 Certified 08/25/2016 1
CME Weekly Notification of Rule Amendments - Week of January 23, 2017 02/03/2017 Notified 02/03/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 015-20 related to Eurex Clearing's ongoing licensing process to obtain an OTC interest rate derivatives clearing license in Japan 02/10/2020 Certified 02/25/2020 2
CME Weekly Notification of Rule Amendments - Week of December 14, 2020 12/21/2020 Notified 12/21/2020 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book in order to offer client clearing services in respect of single name CDS to US customers of its clearing members. 04/09/2021 Certified 04/23/2021 8