Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBT Amendment to eliminate CME Group share assignment requirement for clearing purposes. 05/11/2011 Certified 05/11/2011 1
ICECC Enhancements to margin methodology ("Decomp Model") 11/25/2011 Certified 12/10/2011 1
CME Amendments to CDS Guaranty Fund allocation calculation; 12-029 01/19/2012 Certified 02/03/2012 2
CME Acceptance for clearing of SEK, DKK and NOK Interest Rate Swaps; OIS Swaps up to 5 years; 1-month Designated Maturity for IRS denominated in EUR, GBP and JPY; 13-047. 02/14/2013 Certified 03/02/2013 1
LCHLTD LCH has amended its rules to reflect that only those clearing members that participate in the General Business services are permitted to vote on the LCH's changes to its General Business default management program. 06/13/2013 Certified 06/28/2013 1
LCHLTD Introduction of wording to set out the requirements of clearing members to participate in business continuity testing planning coordination and testing programs. 07/29/2013 Certified 08/13/2013 1
CME This submission contains product title amendments for two DJ-UBS Commodity Index futures, and for three DJ-UBS Commodity Index Cleared Swaps to reflect a change in the index calculation agent from DJ to Bloomberg. #14-243 06/16/2014 Certified 07/01/2014 1
CCH Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." 02/16/2018 Certified 03/05/2018 2
LCHLTD LCH Limited Self-Certification: SwapClear NZD Clearing, AUD and ZAR tenor extensions 10/30/2019 Certified 11/14/2019 1
OCC Proposed rule change to modify The Options Clearing Corporation's fees for exercise notices submitted after the deadlines and to change the deadline for submitting a late exercise notice on non-expiration dates. 02/11/2020 Certified 02/26/2020 1
CME Weekly Notification of Rule Amendments - Week of May 18, 2020 05/26/2020 Notified 05/26/2020 1
LCHLTD LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear proposal to enhance the ForexClear trade registration workflow for eligible products traded on trading venues. 08/31/2023 Certified 09/15/2023 1
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Collateral Risk Managment Framework. 04/29/2024 Certified 05/13/2024 2
ICLREU2 ICE Clear Europe is submitting amendments to the Rules that are intended to make a variety of updates, improvements and clarifications. 10/07/2024 Certified 10/22/2024 2
OCC Rule primarily applicable to securities 10/13/2005 Certified 10/13/2005 1
OCC Amendment to interp providing guidance relating to new method for adjusting security options for cash dividends and distributions 01/06/2009 Certified 01/15/2009 1
CME Amendments to Rule 8F15 regardiing trade submission to CME Clearport 09/22/2009 Certified 09/22/2009 1
CME Revisions to Chapters 800-805 regarding OTC credit default swap contracts and contract specifications 12/11/2009 Certified 12/24/2009 1
LCHLLC Amend risk management procedures to modify stress test parameters, quarterly risk monitoring, and clarify construction of revaluation curves. 07/13/2011 Certified 07/13/2011 1
NYMEX Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 11/28/2011 Certified 12/13/2011 1
CME Emergency actions taken as a result of Hurricane Sandy; 12-363. 10/29/2012 Certified 10/29/2012 1
CME Change to the Collateral Categorization for Treasury Inflation Protected Securities; 13-049. 02/14/2013 Certified 03/02/2013 1
CCH Change to rules in relation to Participant Clearing Accounts to reflect that funds are Member Property, and to prevent confusion as the current term ("segregation") implies customer property. 04/08/2013 Certified 04/23/2013 1
NADEX Rulebook amendments to identify contracts as "swaps" as defined under 17 USC 1a(47), to accommodate swaps, and reflect appropriate language. 06/14/2013 Certified 06/29/2013 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the extension of the ForexClear Client Clearing fees waiver program. 06/16/2014 Certified 07/01/2014 1
ICLREU2 Amendments to Delivery Procedures for ICE Endex Belgian Natural Gas Futures Contracts 10/28/2014 Certified 11/12/2014 2
CME Implementation of the OTC (Over-The-Counter) CDS (Credit Default Swap) Fee Waiver Program 09/15/2017 Certified 09/29/2017 1
CME Weekly Notification of Rule Amendments - Week of December 25, 2017 01/03/2018 Notified 01/03/2018 1
CME Termination of the U.S. Dollar Swaptions Incentive Program 07/09/2018 Certified 07/23/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 044-19 related to eliminating redundancy in certain provisions 05/03/2019 Certified 05/17/2019 2
CME Weekly Notification of Rule Amendments - Week of March 30, 2020 04/08/2020 Notified 04/08/2020 1
CME Weekly Notification of Rule Amendments - Week of July 5, 2021 07/12/2021 Notified 07/12/2021 1
CME Amendments to CME Chapters 900 ("Interest Rate Products") and 901 ("Interest Rate Swaps Contract Terms") in Connection with the Implementation of 2021 ISDA Definitions for Over-the-Counter Interest Rate Swap Products 09/17/2021 Certified 10/01/2021 1
LCHLTD LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative called "Smart Clearing", that will introduce a workflow to enable selective bulk clearing of FX Forwards transactions. 08/31/2023 Certified 09/15/2023 1
EUREX Weekly Notification of Rule Amendments - Week of December 4, 2023 12/08/2023 Notified 12/08/2023 1
OCC OCC-2006-19 OCC Bankruptcy Procedures 10/12/2006 Certified 10/12/2006 1
OCC Rule primarily applicable to securities 09/29/2005 Certified 09/29/2005 1
CCORP Definition of Exchange Market is amended to add ten index futures contracts that will be traded on USFE 09/27/2007 Certified 10/04/2007 1
OCC Rule change clarifying that an individual may occupy more than one Exchange directorship and if so, would count as separate director for each for all bylaw purposes 01/12/2009 Certified 01/15/2009 1
CME Amendments to add COMEX clearing members to the definition of OTC Clearing Member and to expand the application of capital requirements with respect to additional OTC cleared-only products. 06/24/2009 Certified 06/30/2009 1
CME Rule changes to CME/CBOT/NYMEX Rules 802, 813, 816, 817, 818, 827, 913, and 930 and to CME Rule 8B04 and to various provisions in Rules 8F01 - 8F25 related to the clearing of OTC credit default swaps and to make various conforming rule changes 12/11/2009 Certified 12/24/2009 1
NYMEX Amendment to eliminate CME Group share assignment requirement for clearing purposes. 05/11/2011 Certified 05/11/2011 1
CME Emergency actions taken as a result of Hurricane Sandy; 12-370. 10/31/2012 Certified 10/31/2012 1
ICLR US Amend Default Management Procedures 01/06/2016 Certified 01/21/2016 2
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/29/2016 Certified 04/12/2016 2
SGX-DC Weekly notification of rule amendments for the week of 7 November 2016. 11/14/2016 Notified 11/14/2016 2
CMECE Change to Minimum IRS Clearing Member IRS Guarantee Fund Contribution 02/07/2017 Certified 02/22/2017 1
LCHLTD LCH Limited Self-Certification: Rule changes concerning the early termination rights of LCH Clearing Members 03/15/2019 Certified 03/28/2019 1
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 05/06/2019 Certified 05/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 011-21 related to amending the Price List to reflect the extension of product scope available on Eurex EnLight 02/15/2021 Certified 03/01/2021 2