Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default and non-significant changes. 04/09/2021 Certified 04/23/2021 1
ICLREU2 ICEU proposes to modify its Collateral and Haircut Procedures to include explicitly the formula used for calculating Permitted Cover value, and provide further details on the ICEU's procedures for monitoring data related to collateral valuations 10/29/2021 Certified 11/15/2021 2
ICLREU2 ICE Clear Europe Limited proposes to modify its Futures & Options Guaranty Fund Policy to make certain clarifications and updates 04/08/2022 Certified 04/22/2022 2
ICECC The principal purpose of the proposed changes to the New Initiatives Approval Policy and Procedural Framework is to add additional details to the Approvals Matrix review and the Risk assessment review and approval process. 06/08/2023 Certified 06/23/2023 2
CME Modifications to the Post-Trade Fee Schedule for FEX Large-scale Generation Certificates (LGC) Monthly Futures 12/08/2023 Certified 12/22/2023 2
OCC Rule primarily applicable to securities 08/16/2005 Certified 08/16/2005 1
CCORP The definition of Exchange Market in Chapter 1 of The Clearing Corporations rules is amended to add the following product to be traded on Chicago Climate Futures Exchange, LLC: ECO-Clean Energy Index Futures. 07/12/2007 Certified 07/12/2007 1
CME Amendment to allow clearing members to accept physical gold to meet performance bond requrements. 06/24/2009 Certified 06/30/2009 1
ICLREU2 Amendments to Rules to comply with Dodd-Frank Act including the accomodation of clearing members that are registered futures commission merchants. 07/13/2011 Certified 07/13/2011 1
OCC Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 01/24/2012 Certified 02/08/2012 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the Section 4 of the CDS Clearing Procedures to take into account the ISDA Semi-Annual Roll initiative lead by ISDA. 12/02/2015 Certified 12/15/2015 1
EUREX Weekly Notification of Rule Amendments - Week of September 11, 2017 09/18/2017 Notified 09/18/2017 1
SGX-DC Weekly notification of rule amendments for the week of 2 July 2018. 07/09/2018 Notified 07/09/2018 2
CME Weekly Notification of Rule Amendments - Week of December 10, 2018 12/19/2018 Notified 12/19/2018 1
CME Weekly Notification of Rule Amendments - Week of May 27, 2019 06/05/2019 Notified 06/05/2019 1
LCHLTD LCH Limited Self-Certification: Amendments to LCH Limited's Compression Rules 10/31/2019 Certified 11/15/2019 1
LCHSA LCH SA is submitting for self-certification the amendments to its rules in order to incorporate new terms and to make conforming, clarifying and changes to permit the clearing of options on index credit default swap in respect of North American indices. 11/16/2020 Certified 11/30/2020 4
EUREX Proposed rule amendments in Eurex Clearing Circular 062/21 related to the introduction of a simplified security collateral fee scheme, JPY as a additional cash collateral currency, alignment of fee to USD, rejection right re: Eligible Margin Assets 07/12/2021 Certified 07/26/2021 2
MIAX Initial margin rate change 10/29/2021 Notified 10/29/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 025-22 related to the composition of the Equity (Index) Derivatives Liquidation Group and the discontinuation of the MSCI Dividend Futures Liquidation Group within the Default Management Process 04/09/2022 Certified 04/22/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/01/2023 Notified 09/01/2023 2
CME Weekly Notification of Rule Amendments - Week of October 16, 2023 10/23/2023 Notified 10/23/2023 1
ICE NGX Non-substantive changes to the ICE NGX Contracting Party Agreement 12/11/2023 Notified 12/11/2023 1
LCHLTD LCH Limited is submitting for self-certification amendments to its rules related to the termination of outstanding Bloomberg Short-Term Bank Yield Index ("BSBY") positions. 04/30/2024 Withdrawn 05/01/2024 1
OCC Rule primarily applicable to securities 07/13/2005 Certified 07/13/2005 1
OCC The proposed rule changes would amend OCC's by-laws and rules to permit OCC to clear and settle various types of binary options, including "fixed return options" proposed to be listed by the American Stock Exchange and binary options on broad-based securi 06/28/2007 Certified 06/28/2007 1
NYMEX Amendment to allow clearing members to accept physical gold as performance bond. 06/24/2009 Certified 06/30/2009 1
ICLREU2 Replacement of IntercontinentalExchange Inc. as the operator of its OTC market by ICE Commodity Markets, LLC 07/14/2011 Certified 07/14/2011 1
ICLR US Delay to the implementation of the modifications to the ICE Clear U.S. intraday variation margin call procedures described in Submission 12-72; 12-72A. 11/02/2012 Certified 11/20/2012 1
OCC Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. 02/19/2013 Certified 03/06/2013 1
CME Advance notice of proposed rules relating to liquidity risk management. 12/18/2013 Withdrawn 03/28/2014 2
LCHLTD The LCH.Clearnet SwapClear service will replace its existing compression fee schedule with a new progressive, by volume, fee schedule up to a cap. A new fee is also being introduced for Portfolio Transfers up to a cap. 12/02/2015 Certified 12/16/2015 1
SGX-DC Weekly notification of rule amendments for the week of 11 September 2017. 09/18/2017 Notified 09/18/2017 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). 12/04/2017 Certified 12/18/2017 1
LCHLTD LCH LTD change to its London Deposit Rate (LDR) applicable to cleared cash balances of clearing members of the SwapClear and ForexClear services. 05/25/2018 Notified 05/25/2018 1
SGX-DC Weekly notification of rule amendments for the week of 25 June 2018. 07/09/2018 Notified 07/09/2018 2
SGX-DC Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. 06/05/2019 Certified 06/19/2019 1
CME Weekly Notification of Rule Amendments - Week of October 21, 2019 10/31/2019 Notified 10/31/2019 1
CME Weekly Notification of Rule Amendments - Week of February 3, 2020. 02/12/2020 Notified 02/12/2020 1
ICE NGX Amendments to CPA and Margin Methodology Guide 04/08/2020 Certified 04/22/2020 1
ICECC ICC proposes updates to its fee schedule. 11/16/2020 Certified 12/01/2020 2
CME Weekly Notification of Rule Amendments - Week of September 13, 2021 09/20/2021 Notified 09/20/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/08/2022 Notified 04/08/2022 2
EUREX Weekly Notification of Rule Amendments - Week of August 28, 2023 09/01/2023 Notified 09/01/2023 1
OCC Rule primarily applicable to securities 06/24/2005 Certified 06/24/2005 1
CCORP The definition of OTC Contract in Chapter 1 of the Clearing Corporations rules is amended to add the following OTC products to be listed for clearing:OTC SO2 Option contracts. Also adds Chapter 17 and Appendix 17A establishing the contract specification 05/01/2007 Certified 05/01/2007 1
CBT Amendment to allow clearing members to accept physical gold as performance bond. 06/24/2009 Certified 06/30/2009 1
ICLREU2 Amendments to facilitate the clearing of foreign exchange products 07/14/2011 Certified 07/14/2011 1
MIAX Update procedures for transfer of customer positions; modify disciplinary committees' structure 03/26/2012 Certified 04/10/2012 1
CME Modifications to CME OTC FX Fee Waiver Program; 12-156 05/30/2012 Certified 06/13/2012 1