Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. 11/02/2012 Certified 11/20/2012 1
ICECC Proposed Rule 211 governing SDR reporting obligations. 04/10/2013 Certified 04/25/2013 3
OCC Amendment to the Clearing and Services Agreement between OCC and NYSE Liffe US LLC in connection with NYSE Liffe US' transition from physical to electronic vault receipts to represent metals underlying physically-settled precious metal futures contracts. 10/30/2013 Certified 11/15/2013 1
NADEX Nadex clarifies Investment of Member Funds in Chapter 8, close time for Fed Funds Binary Contracts, and Holiday Product Schedule Guidelines. 05/12/2014 Certified 05/27/2014 1
CME Modifications to the Fee Schedule Applicable to OTC Interest Rate Swaps 06/16/2014 Certified 07/01/2014 1
LCHLTD Rule changes to reflect SwapClear service being operational at 5 am, in LCH's discretion, and to clarify certain provisions applicable to the Rates service 02/08/2017 Certified 02/22/2017 1
CME Weekly Notification of Rule Amendments - Week of May 1, 2017 05/11/2017 Notified 05/11/2017 1
LCHLTD LCH is self-certifying changes to its rules to support LCH's compliance with Swap Data Reporting Requirements under Part 45 of the CFTC rules. 09/19/2017 Certified 10/03/2017 1
SGX-DC Weekly notification of rule amendments for the week of 29 April 2019. 05/06/2019 Notified 05/06/2019 2
LCHLTD Changes to the rulebook to remove Hong Kong payments section and other administrative changes. 06/06/2019 Certified 06/20/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear Transfers 11/26/2019 Certified 12/11/2019 1
CME Weekly Notification of Rule Amendments - Week of November 9, 2020 11/16/2020 Notified 11/16/2020 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the extension of open access to Approved Compression Service\r\nProviders. 10/24/2023 Certified 11/07/2023 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Proposed rule change would make permanent the current discount clearing fee schedule for specified contracts, further discount the newly adopted clearing fee schedule, and modify the new product clearing fee schedule, effective May 1, 2007. 04/11/2007 Certified 05/01/2007 1
CME Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. 06/24/2009 Certified 06/30/2009 1
ICLREU2 Amendments to clarify contract formation in relation to cleared OTC Contracts 04/13/2011 Certified 04/13/2011 1
ICLREU2 Amendments to procedures and contract terms in order to comply with Dodd-Frank Act 07/14/2011 Certified 07/14/2011 1
CME Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
CME Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 05/30/2012 Certified 06/13/2012 1
ICLREU2 Rule amendments in relation to time frame for clearing of CDS contracts. 09/21/2012 Certified 10/06/2012 1
NADEX Independence Day Holiday Hours 06/13/2013 Certified 06/28/2013 1
LCHLTD Self-certification relating to confidential information 05/12/2014 Certified 05/27/2014 1
ICLR US Changes to Risk Management Framework 02/16/2016 Certified 03/01/2016 2
CME Amendments to CME Rules 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") and 8H930.C. ("Acceptable Performance Bond Deposits for CDS Products") 03/30/2016 Certified 04/13/2016 1
ICLREU2 ICE Clear Europe is amending its CDS End-of-Day Price Discovery Policy to change the calculation of firm trade notional limits for single-name CDS Contracts. ICEU is also amending its Price Submission Disciplinary Framework. 05/11/2017 Certified 05/25/2017 2
CME Weekly Notification of Rule Amendments - Week of February 12, 2018 02/21/2018 Notified 02/21/2018 1
SGX-DC Weekly notification of rule amendments for the week of 10 December 2018. 12/19/2018 Notified 12/19/2018 2
MIAX Amendment to certain reporting deadlines. 10/31/2019 Certified 11/15/2019 1
LCHLTD The Proposal is for LCH to invest FCM Euro-denominated cash collateral in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany, in accordance with the relief provided by the CFTC. 09/04/2020 Certified 09/21/2020 1
CME Weekly Notification of Rule Amendments - Week of October 5, 2020 10/12/2020 Notified 10/12/2020 1
EUREX Weekly Notification of Rule Amendments - Week of June 5, 2023 06/09/2023 Notified 06/09/2023 1
CME Weekly Notification of Rule Amendments - Week of December 4, 2023 12/12/2023 Notified 12/12/2023 1
ICLREU2 ICE Clear Europe is amending Part W of its Delivery Procedures to update certain provisions relating to delivery mechanisms and delivery timetable for EDGB Futures Contracts. 11/27/2024 10 Day Review 11/27/2024 2
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
NYMEX Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. 06/24/2009 Certified 06/30/2009 1
CME Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
CBT Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
ICECC Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). 09/21/2012 Approved 11/05/2012 1
CME Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members 01/07/2016 Certified 01/22/2016 1
CME Notification Regarding Revisions to the Concentration Margin Program 02/08/2017 Certified 02/23/2017 1
MIAX Weekly Notification for the week of May 14, 2018. 05/25/2018 Notified 05/25/2018 1
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 07/10/2018 Certified 07/24/2018 2
OCC Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. 11/14/2018 Certified 11/29/2018 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid (Unlimitted Tariff and Options clearing service). 12/20/2018 Certified 01/28/2019 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures 05/07/2019 Certified 05/21/2019 2
SGX-DC Weekly notification of rule amendments for the week of 27 May 2019. 06/07/2019 Notified 06/07/2019 2
LCHLTD LCH Limited Self-Certification: Updated close out process for SOFR transition 07/10/2020 Certified 07/23/2020 1
EUREX Proposed amendments in Eurex Clearing Circular 083/21 relating to the transition of the reference Funding Rate for EURO STOXX 50 Index Total Return Futures from `?STR + EONIA transition spread' to ?STR flat. 09/21/2021 Certified 10/04/2021 2
CME Extension of the CME OTC FX Fee Waiver Program 12/13/2021 Certified 12/28/2021 1