| LCHSA |
The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. |
11/03/2015 |
Certified |
11/18/2015 |
|
1 |
| MIAX |
Change to outright and spread margin rates and to volatility scan range. |
09/21/2017 |
Notified |
09/21/2017 |
|
1 |
| MIAX |
Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. |
12/21/2018 |
Certified |
02/08/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 028-19 related to amending the Price List to include 44 physically delivered single stock futures contracts newly introduced at Eurex Deutschland. |
03/19/2019 |
Certified |
04/02/2019 |
|
2 |
| ICECC |
ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. |
07/10/2020 |
Certified |
07/24/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of March 4, 2022 |
04/12/2022 |
Notified |
04/12/2022 |
|
1 |
| OCC |
Rule Certification Concerning Updates to OCC Rules, By-Laws, and Clearing Member Documents in Connection with a Shortened Settlement Cycle |
01/18/2024 |
Certified |
02/01/2024 |
|
2 |
| OCC |
Rule primarily applicable to securities |
06/25/2004 |
Certified |
06/25/2004 |
|
1 |
| OCC |
Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. |
05/28/2008 |
Certified |
06/04/2008 |
|
1 |
| LCHLLC |
Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral |
11/10/2010 |
Certified |
11/10/2010 |
|
1 |
| CME |
Addition of CDX North American Investment Grade Index Series 16 |
03/21/2011 |
Certified |
03/21/2011 |
|
1 |
| LCHLTD |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
| OCC |
This prposed rule change would allow a clearing fee waiver for exchange new products. |
08/28/2015 |
Withdrawn |
09/09/2015 |
|
1 |
| EUREX |
Amendments to the Eurex Clearing DCO Compliance Manual |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| LCHLTD |
Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies |
05/16/2017 |
Certified |
05/30/2017 |
|
1 |
| LX |
Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
| ICE NGX |
Addition of eight physically-settled natural gas futures contracts |
09/08/2020 |
Certified |
09/22/2020 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending Part A of its Delivery Procedures in connection with the contemplated transition of the trading of Deliverable EU Emissions Contracts from ICE Futures Europe to ICE Endex Markets B.V. |
04/13/2021 |
Certified |
04/27/2021 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/13/2021 |
Notified |
12/13/2021 |
|
1 |
| NODALCL |
The Fee Schedule is being revised to provide the fees for new environmental contracts to be launched by Nodal Exchange. |
06/03/2022 |
Certified |
06/17/2022 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
| LCHLLC |
Amendment to Rule 421 to correct a typographical error |
01/22/2009 |
Certified |
01/26/2009 |
|
1 |
| CME |
Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
| OCC |
Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
| ICE NGX |
Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. |
04/10/2014 |
Certified |
04/25/2014 |
|
1 |
| LCHLLC |
Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| ICLREU2 |
To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. |
12/03/2015 |
Certified |
12/17/2015 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 11, 2017 |
09/21/2017 |
Notified |
09/21/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 126-17 related to clarifying amendments to the Price List for OTC IRS and including the maintenance fee charge in the rebate scheme for clearing members' own accounts for OTC IRS |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of May 21, 2018 |
05/31/2018 |
Notified |
05/31/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 072-18 related to introduction of renewed, stand-alone FCM Regulations, FCM Default Rules, and other amendments in order to implement Eurex Clearing's LSOC compliant offering for client clearing of swaps |
08/29/2018 |
Certified |
09/13/2018 |
|
7 |
| OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. |
03/19/2019 |
Withdrawn |
03/29/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 112-19 related to amending the Price List for flex futures, pricing harmonization for OTC IRD Disclosed Clients, and OTC FX and OTC XCCY clarifications |
12/02/2019 |
Certified |
12/16/2019 |
|
2 |
| OCC |
Proposed amendments to OCC's auction participation requirements. |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
| CME |
Modifications to the Post-Trade Fee Schedule for FEX Iron Ore Products |
09/23/2021 |
Certified |
10/07/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited is submitting its Outsourcing Policy which would set out in a consolidated document how the Clearing House manages outsourcing arrangements with third party providers and affiliates of the Clearing House |
08/01/2022 |
Certified |
08/15/2022 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of January 15, 2024 |
01/19/2024 |
Notified |
01/19/2024 |
|
1 |
| CCORP |
OTC Benchmark Treasury Futures Contracts |
10/03/2006 |
Certified |
10/16/2006 |
|
1 |
| OCC |
Rule primarily applicable to securities |
02/23/2004 |
Certified |
02/23/2004 |
|
1 |
| OCC |
OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. |
03/19/2009 |
Certified |
03/20/2009 |
|
1 |
| CME |
Amendments re: separate financial safeguards for CDS, certainty of assessment liability; liquidity facility, and close-out netting |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
| ICLREU2 |
Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| NYPC |
In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
| SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. |
09/27/2016 |
Certified |
10/11/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 144-16 relating to introducing a Direct Clearing Member license for OTC IRS and removing the Multiple Clearing Relationship product group restrictions |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
| LX |
Amended Operations Manual |
09/21/2017 |
Certified |
10/05/2017 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 27, 2017 |
12/06/2017 |
Notified |
12/06/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 113-19 relating to further changes to those previously announced and submitted in Eurex Clearing Circular 095-19 |
12/02/2019 |
Certified |
12/16/2019 |
|
2 |
| OCC |
Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. |
07/10/2020 |
Certified |
07/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 114-20 related to amending the Price List for new futures contracts and clarifying that a Default Management Committee can be established for one specific or two or more Liquidation Groups |
12/25/2020 |
Certified |
01/11/2021 |
|
2 |
