Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendment and clarification re: original margin and treatment of confidential information 01/31/2014 Certified 02/15/2014 1
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 10/06/2016 Certified 10/20/2016 2
ICLREU2 The purpose of the changes is to make certain amendments to ICE Clear Europe's Articles of Association. 05/19/2017 Certified 06/05/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
CME Weekly Notification of Rule Amendments - Week of October 23, 2017 11/03/2017 Notified 11/03/2017 1
CME Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption of a Contracts Eligible for Offset Table. 03/28/2019 Certified 04/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 027-22 and 028-22 related to the listing of Futures on STOXX Global Thematic Indices and the discontinuation of EU Secured Funding Futures 04/13/2022 Certified 04/27/2022 2
CME Weekly Notification of Rule Amendments - Week of September 19, 2022 09/26/2022 Notified 09/26/2022 1
LCHLTD LCH Limited is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate for clearing members collateral cash balances. 11/17/2022 Certified 12/02/2022 1
CME Chapters 7 and 8 Clearing et al. 03/22/2006 Certified 03/22/2006 1
NYMEX OTC Trade Submission 09/25/2002 Certified 09/25/2002 0
CME Changes to IRS Manual; 13-313 08/12/2013 Certified 08/27/2013 1
LCHLTD LCH.Clearnet Limited is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 023-17 relating to introduction of options on seven iShares ETFs 04/03/2017 Certified 04/17/2017 2
CME Weekly Notification of Rule Amendments - Week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
LCHLTD LCH Limited self certifies changes to its rules to enable SwapClear Clearing Members ("SCMs") to register SwapClear Contracts subject to post-registration allocation, subject to certain conditions. 08/10/2017 Certified 08/24/2017 1
SGX-DC Weekly notification of rule amendments for the week of 30 October 2017. 11/05/2017 Notified 11/05/2017 2
CME Weekly Notification of Rule Amendments - Week of January 1, 2018 01/10/2018 Notified 01/10/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/08/2018 Notified 06/08/2018 2
LCHSA LCH SA is submitting for self-certification an incentive fee programme (CCP Switch Programme) proposed to existing and new potential clearing members and clients of its CDSClear service. 08/10/2022 Certified 08/23/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and the RepoClear Deposit Rate. 09/27/2022 Notified 09/27/2022 1
ICECC Formalization of a Collateral Risk Management Framework as a standalone document containing relevant information on ICC's collateral assets risk management approach. 11/17/2022 Certified 12/02/2022 4
EUREX Weekly Notification of Rule Amendments - Week of September 4, 2023 09/08/2023 Notified 09/08/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circulars 039-24 related to the introduction of automatic intra-day margin processing and intra-day margin call communication enhancement 06/07/2024 Certified 06/21/2024 2
NADEX Trading Members on the Intermediated Market 07/07/2006 Certified 07/07/2006 0
NYMEX Protection of Clearing House Cross Margining 08/08/2002 Certified 08/08/2002 0
OCC Providing OCC the discretion to grant or not grant margin credit to a clearing member; SR-OCC-2013-14/805 08/15/2013 Certified 08/30/2013 1
LCHLLC LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
CME Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program 03/11/2014 Certified 03/25/2014 1
CME Revisions to Rule 814 (Settlement Variation) 12/31/2014 Certified 01/15/2015 1
LCHLTD Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. 07/30/2015 Certified 08/13/2015 1
CME Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") 02/16/2017 Certified 03/03/2017 1
EUREX Weekly Notification of Rule Amendments - Week of August 7, 2017 08/10/2017 Notified 08/10/2017 1
LCHLTD LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. 11/06/2017 Certified 11/21/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning its Margin Policy. 01/11/2018 Certified 01/26/2018 2
SGX-DC Weekly notification of rule amendments for the week of 26 February 2018. 03/04/2018 Notified 03/04/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/20/2018 Notified 04/20/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 05/16/2019 Certified 05/31/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/10/2020 Notified 01/10/2020 2
CME Weekly Notification of Rule Amendments - Week of April 13, 2020 04/21/2020 Notified 04/21/2020 1
ICECC ICC proposes amendments to its Clearing Rules. 01/07/2021 Certified 01/22/2021 2
ICECC ICC proposes changes to the ICC Treasury Operations Policies and Procedures. 04/19/2021 Certified 05/03/2021 2
CME Notification to the Commission that its New York Data Center will migrate to New Jersey 06/08/2021 Certified 08/06/2021 2
LCHLTD LCH Limited is submitting for self-certification revisions to the LCH rules to clarify that LCH will cease clearing of new NDF transactions denominated in the US Dollar-Russian Ruble ("USD-RUB") currency pair on or after 5 December 2022. 11/17/2022 Certified 12/02/2022 1
NADEX amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors 09/08/2023 Certified 09/22/2023 2
EUREX Weekly Notification of Rule Amendments - Week of January 22, 2024 01/26/2024 Notified 01/26/2024 1
LCHLTD LCH Limited Self-Certification: SwapClear Tradesharer fees 03/21/2024 Certified 04/04/2024 1
EUREX Weekly Notification of Rule Amendments - Week of June 3, 2024 06/07/2024 Notified 06/07/2024 1
NYMEX OTC Energy Options 07/26/2002 Certified 07/26/2002 0
OCC Amendment to clarify use of suspended clearing member's margin deposits in order to meet liquidity needs. 10/12/2011 Certified 10/27/2011 1