Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Clearing Member Net Capital 09/05/2003 Certified 09/05/2003 1
NADEX Change in Payout Criteria for several contracts 06/01/2007 Certified 06/01/2007 1
LCHLTD LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. 10/17/2013 Certified 11/01/2013 1
ICECC The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. 01/29/2014 Certified 02/13/2014 1
SGX-DC Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds 06/20/2014 Certified 07/08/2014 1
LCHLTD Changes to the LCH Margin Collateral Haircut Schedule 11/21/2016 Withdrawn 11/29/2016 2
CME Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") 12/15/2016 Certified 12/30/2016 1
ICLREU2 In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. 06/04/2018 Notified 06/04/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear Messaging Service fee and fee holiday for Pension Funds related to backloaded trades 04/16/2021 Certified 04/29/2021 1
LCHLTD LCH plans to begin accepting Caisse D'amort Dette Soc (Cades) securities as collateral to meet initial margin requirements. 11/05/2021 Certified 11/19/2021 2
CCUS Filing to submit the Cboe Global Markets ("CGM") Enterprise Risk Management ("ERM") Policy, which governs ERM for CCD. 10/31/2023 Certified 11/15/2023 2
KKL Adoption of an additional method to deposit and withdraw U.S. dollars 10/11/2024 Certified 10/25/2024 2
CME Disaster Recovery 09/05/2003 Certified 09/05/2003 1
LCHLTD Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
OCC This proposed rule change concerns enhancements to OCC's governance arrangements. 02/24/2016 Certified 03/09/2016 2
ICLR US Amendment to internal Default Management Procedures 09/29/2016 Certified 10/14/2016 3
LCHLTD LCH notification is in respect to non-substantive amendments to various parts of its Rulebook. These include correction of minor errors and to section references as well as addition of clarification wording. 10/27/2017 Notified 10/27/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 045-19 related to providing more detail regarding the repayment of cash collateral provided in a non-clearing currency 05/13/2019 Certified 05/28/2019 2
LCHLTD LCH Limited Self-Certification: FCM - Treatment of Accounts under Common Beneficial Ownership 12/04/2019 Certified 12/18/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/21/2020 Notified 02/21/2020 2
EUREX Proposed stated policy in Eurex Clearing Circular 075-20 related to a fee holiday for trading certain Asian MSCI Futures in the order book 09/11/2020 Certified 09/25/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 086-20 related to adjusting the performance obligations for delivery of Short-Term Euro-BTP Futures Contracts 10/19/2020 Certified 11/02/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/20/2020 Notified 11/20/2020 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2022 12/15/2021 Certified 12/30/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 016-23 related to launch of Futures on FTSE Bitcoin Index in EUR and USD on Eurex Deutschland 03/23/2023 Certified 04/06/2023 2
CCUS Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. 10/31/2023 Certified 11/15/2023 2
LCHLTD Pursuant to the CFTC Regulation 40.6(a), LCH Limited ("LCH"), a derivatives clearing organization registered with the CFTC, is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. 12/14/2023 Certified 12/29/2023 1
ICECC Notification of Weekly Risk Parameters 10/11/2024 Notified 10/11/2024 2
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
OCC Amendment to the Third Amended and Restated Options Exercise Settlement Agreement between OCC and NSCC 11/17/2008 Certified 11/24/2008 1
CME New rule setting forth procedures for trade submissions on ClearPort clearing. 01/30/2009 Certified 02/03/2009 1
LCHLLC Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
CME Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
EUREX Proposed rule changes in Eurex Clearing Circular 106-16 related to the settlement cycle for Spanish equities, allowable currencies for multicurrency cash accounts, an additional collaterization type for specific lenders, and publication of rule changes 08/19/2016 Certified 09/02/2016 2
ICECC The principal purpose of the proposed rule change is to make revisions to the ICC End-of-Day Price Discovery Policies and Procedures related to the market variability bid-offer width scaling methodology, as well as additional clean-up changes. 06/20/2017 Certified 07/05/2017 2
SGX-DC Weekly notification of rule amendments for the week of 23 October 2017. 10/29/2017 Notified 10/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 24 December 2018. 01/03/2019 Notified 01/03/2019 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 11/05/2021 Certified 11/22/2021 2
CME Modifications to CME Clearing's Risk Management Framework and Manual of Operations 09/22/2022 Certified 10/06/2022 2
LCHLTD LCH is submitting for self-certification proposed amendments to the Terms of Reference for certain committees of its Board of Directors. 12/16/2022 Certified 12/30/2022 1
EUREX Weekly Notification of Rule Amendments - Week of January 16, 2023 01/20/2023 Notified 01/20/2023 1
ICE NGX To reflect recent changes in the indices made available to third-parties in respect of the Station #2 Delivery Point 10/31/2023 Certified 11/15/2023 1
LCHSA LCH SA is submitting for self-certification amendments to its CDS Clearing Rule Book related to recovery and resolution. 12/14/2023 Certified 12/29/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/15/2024 Notified 03/15/2024 2
NYMEX Acceptable Original Margin 12/07/2001 Certified 12/07/2001 0
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
ECC By-Laws and Rules 06/22/2003 Certified 06/23/2003 0
CME New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions 11/14/2008 Certified 11/24/2008 1
CME Amendment to Rule 8F04 regarding recordkeeping requirements for clearing credit default swap contracts 01/30/2009 Certified 02/03/2009 1
OCC The proposed rule change concerns charters for the OCC Board of Directors, Membership/Risk Committee, Audit Committee, and Performance Committee. 10/17/2013 Certified 11/01/2013 1