Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework in order to address more accurately the liquidity requirements in the event of the assignment and exercise of Equity American options. 11/30/2020 Certified 12/11/2020 2
EUREX Weekly Notification of Rule Amendments - Week of November 8, 2021 11/11/2021 Notified 11/11/2021 1
MIAX Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. 06/23/2023 Certified 07/10/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/28/2023 Notified 07/28/2023 2
CCH Governance arrangements in accordance with CFTC Regulation 39.24(b) 06/07/2024 Certified 06/24/2024 1
LCHLTD Amended Default Rules September 2006 09/14/2006 Certified 09/14/2006 0
ICLR US Settlement Premiums 07/13/2006 Certified 07/13/2006 1
OCC Market Makers as Segregated Customers 10/17/2002 Certified 10/17/2002 0
MIAX Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. 01/14/2008 Certified 02/04/2008 1
OCC Rule change to permit dividend equivalent payments to be principally effected through the facilities of the DTC with respect to OCC's Market Loan Program. 09/28/2009 Certified 09/28/2009 1
NYMEX Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/01/2013 Certified 10/31/2013 1
LCHLTD Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. 04/29/2015 Certified 05/13/2015 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-17 relating to introduction of six futures on the ISTOXXr Europe Factor Indexes 04/05/2017 Certified 04/19/2017 2
SGX-DC Weekly notification of rule amendments for the week of 7 August 2017. 08/14/2017 Notified 08/14/2017 2
CME Weekly Notification of Rule Amendments - Week of September 25, 2017 10/05/2017 Notified 10/05/2017 1
SGX-DC Weekly notification of rule amendments for the week of 4 June 2018. 06/11/2018 Notified 06/11/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/01/2019 Notified 02/01/2019 2
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2
EUREX Weekly Notification of Rule Amendments - Week of February 24, 2020 03/02/2020 Notified 03/02/2020 1
ICE NGX To make amendments relating to the ability to facilitate the listing for trading and clearing of a full load regulated rate option ("RRO") product. 05/29/2020 Certified 06/12/2020 1
LX LedgerX Updated Operations Manual 11/30/2020 Certified 12/14/2020 2
ICLR US Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 1
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
MIAX Notice of margin changes 11/11/2021 Notified 11/11/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 012-22 relating to the portfolio transfer functionality and 2021 ISDA Definition updates 03/09/2022 Certified 03/23/2022 2
CME Acceptance of Short-Term U.S. Treasury Exchange-Traded Funds as Performance Bond 06/28/2022 Certified 07/13/2022 1
LX Rulebook updates to reflect new d/b/a MIAX Derivatives Exchange 06/07/2024 Notified 06/07/2024 1
ICLR US NYBOT Pass Through Letters of Credit 07/13/2006 Certified 07/13/2006 1
OCC FCM requirements 10/08/2002 Certified 10/08/2002 0
NYMEX Resubmission of rule accidentally omitted from rulebook: 2.32 - allows primary clearing members to issue a temporary 30 day guarantee to lease members who had their trading equity fall below the required minimums. 01/23/2008 Certified 02/04/2008 1
ICLREU2 List of additional cleared OTC contracts 05/20/2011 Certified 05/20/2011 1
CME Change in mark to market performance bond for Cleared OTC USD/CLP spot, forward and swap transactions 10/14/2011 Certified 10/29/2011 1
CME Portfolio margining program for CME Eurodollar futures together with Eris Exchange Interest Rate Swap futures, for both customer and house accounts; 12-114 04/12/2012 Certified 04/27/2012 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/11/2013 Certified 10/31/2013 1
ICLREU2 The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 09/03/2015 Certified 09/18/2015 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the Monte Carlo Bootstrap Replacement to be implemented on 29 July 2016. 07/15/2016 Certified 07/29/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an update of CDSClear fees as a consequence of the launch of the Select Membership initiative to take effect no earlier than 7th September 2016. 08/23/2016 Certified 09/07/2016 1
SGX-DC Weekly notification of rule amendments for the week of 13 February 2017. 02/19/2017 Notified 02/19/2017 2
CME Weekly Notification of Rule Amendments - Week of March 27, 2017 04/06/2017 Notified 04/06/2017 1
CME Weekly Notification of Rule Amendments - Week of June 12, 2017 06/23/2017 Notified 06/23/2017 1
ICLR US ICE Clear US is amending Rule 701 as part of a broader program to comply with the recently implemented European Union General Data Protection Regulation. 06/11/2018 Certified 06/25/2018 1
ICLREU2 ICE Clear Europe is amending its Rules and Procedures (including the Clearing Procedures, CDS Procedures and Finance Procedures) to update relevant references to, and facilitate compliance with, applicable European Union ("EU") and United Kingdom ("UK"). 09/05/2019 Certified 09/18/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/29/2020 Notified 05/29/2020 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 10/01/2021 Certified 10/18/2021 2
LCHLTD LCH is submitting for self-certification revisions to its rules related to clearing Bloomberg Short-Term Bank Yield swaps. 11/11/2021 Certified 11/26/2021 4
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part II thereto ("Part II") as well as a conforming change elsewhere in the Delivery Procedures. Part II will apply to the new ICE Futures Europe Dutch TTF Natural Gas Futures Contracts. 02/02/2023 Certified 02/16/2023 2
CCH Policy and procedure for Public Director qualification as market participant 06/07/2024 Certified 06/24/2024 1
ICLR US Liability, Options premiums, Default 07/12/2006 Certified 07/12/2006 1
OCC Stocks Hedge Loan Program 10/02/2002 Certified 10/02/2002 0