MGEX |
Notification of margin changes made prior week |
09/30/2022 |
Notified |
09/30/2022 |
|
1 |
ICLR US |
Clearing Member Loans |
04/06/2006 |
Certified |
04/06/2006 |
|
1 |
OCC |
Narrow-Based Stock Indexes |
09/27/2002 |
Certified |
09/27/2002 |
|
0 |
CME |
Revision to Rule 818 stating the rights of clearing members in the event of certain defaults by or bankruptcy of CME and CME clearinghouse |
02/06/2009 |
Approved |
03/23/2009 |
|
1 |
CME |
New CME Chapter 415B setting forth the terms and conditions and the rules for clearing new OTC-traded contracts based on the S&P/GSCI ER Index |
10/14/2009 |
Certified |
11/02/2009 |
|
1 |
LCHLTD |
Specifications for new Monthly Cash Settled Natural Gas Financial Swap, Henry Hub Contract to be cleared for Nodal Exchange. |
09/01/2010 |
Certified |
09/01/2010 |
|
1 |
CME |
Amend minimum IRS Guaranty Fund contribution for affiliated IRS clearing members |
10/17/2011 |
Certified |
11/01/2011 |
|
1 |
NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. |
10/18/2013 |
Certified |
11/01/2013 |
|
1 |
LCHLTD |
LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. |
01/05/2015 |
Certified |
01/20/2015 |
|
1 |
ICLREU2 |
The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. |
05/20/2016 |
Certified |
06/06/2016 |
|
2 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 12, 2016 |
12/21/2016 |
Notified |
12/21/2016 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. |
02/20/2017 |
Certified |
03/06/2017 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
10/06/2017 |
Notified |
10/06/2017 |
|
2 |
OCC |
Proposed rule change concerning changes to The Options Clearing Corporation's management structure. |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to introduce a fee rebate regarding the CDSClear Index Swaptions clearing service. |
04/01/2019 |
Certified |
04/12/2019 |
|
1 |
ICE NGX |
The addition of four physically-settled natural gas futures transactions in the U.S. natural gas market with delivery points at Pine Prairie Hub (Evangeline Parish, LA). |
09/05/2019 |
Certified |
09/19/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency |
03/02/2020 |
Certified |
03/16/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe is submitting amendments to certain parts of its Rules and Procedures that are intended to make a variety of improvements and changes. |
04/23/2020 |
Certified |
05/06/2020 |
|
2 |
LCHLTD |
LCH Limited self-certification of a new margin collateral haircut schedule. |
11/30/2020 |
Certified |
12/14/2020 |
|
2 |
OCC |
Proposed rule change to amend the Interpretations and Policies to OCC Rules 602 and 1103. |
01/08/2021 |
Certified |
01/25/2021 |
|
4 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 035-21 related to the inclusion of two ETF options and three ETC options newly introduced at Eurex Deutschland and the harmonization of transaction fees for ETC options and futures |
04/22/2021 |
Certified |
05/06/2021 |
|
2 |
OCC |
Rule Certification Concerning The Options Clearing Corporation's Implied Volatility Simulation Models |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of June 19, 2023 |
06/26/2023 |
Notified |
06/26/2023 |
|
1 |
ICLR US |
Clearing Guarantee |
03/27/2006 |
Certified |
03/27/2006 |
|
1 |
OCC |
HCHA Fees |
08/26/2002 |
Certified |
08/26/2002 |
|
0 |
ICLR US |
Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." |
02/10/2009 |
Certified |
02/12/2009 |
|
1 |
CME |
New CME Chapter 415C setting forth the terms and conditions and the rules for clearing cleared-only OTC-traded S&P/GSCI Excess Return Index Swap Contracts |
10/15/2009 |
Certified |
11/02/2009 |
|
1 |
ICLREU2 |
Addition of new cleared OTC products |
10/20/2011 |
Certified |
11/04/2011 |
|
1 |
NADEX |
Amendment to listing hours for 2013 Thanksgiving holiday |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
ICECC |
ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of two additional Standard Western European Sovereign CDS contracts, specifically the Kingdom of Belgium and the Republic of Austria. |
01/05/2015 |
Certified |
01/20/2015 |
|
2 |
LCHLLC |
Change to Client Deposit and Default Fund Rates |
04/30/2015 |
Certified |
05/14/2015 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for CFTC self-certification the proposed change by CDSClear services to adapt the ISDA pricer in case of extreme spread curves. |
02/20/2017 |
Certified |
03/06/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 20 August 2018. |
08/30/2018 |
Notified |
08/30/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules |
11/06/2019 |
Certified |
11/21/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/11/2021 |
Notified |
06/11/2021 |
|
2 |
EUREX |
Propose amendments to the Clearing Conditions, FCM Regulations, EMIR Risk Committee Statutes, and other documents of the legal framework in Eurex Clearing Circular 065-21 |
07/21/2021 |
Certified |
08/03/2021 |
|
6 |
MGEX |
Updates to MGEX Rules Chapter 21 |
06/26/2023 |
Certified |
07/11/2023 |
|
1 |
LX |
Updates to Participant Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
NYMEX |
Amended Electricity Options Description & Pricing 12/5/06 Filing |
12/15/2006 |
Certified |
12/15/2006 |
|
0 |
ICLR US |
CLS System |
07/13/2006 |
Certified |
07/13/2006 |
|
0 |
LCHLTD |
Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members |
02/12/2009 |
Certified |
02/12/2009 |
|
1 |
CME |
New CME Chapter 415D setting forth the terms and conditions and the rules for clearing cleared-only S&P GSCI Crude Oil Excess Return Index Swap Contracts |
10/15/2009 |
Certified |
11/02/2009 |
|
1 |
CME |
New Chapter 29A for for the clearing of CBOT Dow-Jones-UBS Commodity Index Swaps |
11/12/2009 |
Certified |
11/30/2009 |
|
1 |
CME |
Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. |
10/29/2012 |
Certified |
12/24/2012 |
|
1 |
OCC |
This proposed rule change would eliminate preferred stock and corporate bonds as acceptable forms of margin assets and make additional, conforming changes. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
LX |
Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. |
06/11/2018 |
Certified |
06/25/2018 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of October 1, 2018 |
10/11/2018 |
Notified |
10/11/2018 |
|
1 |