Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME 11-518; New fee schedule applicable to OTC CDS clearing fees 12/15/2011 Certified 12/31/2011 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. 10/11/2012 Certified 10/26/2012 1
OCC OCC proposes to amend Rule 604 in order to make its existing policy concerning specified concentration limits related to deposits of certain letters of credit applicable to all letters of credit. 05/20/2014 Certified 06/05/2014 1
LCHLTD Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. 12/23/2016 Certified 01/09/2017 1
LCHLTD LCH Limited Margin Collateral Haircut Schedule Change 10/09/2017 Certified 10/23/2017 2
ICECC ICC hereby submits an additional notification of changes to risk parameters established by ICC. 02/01/2019 Notified 02/01/2019 2
CME Weekly Notification of Rule Amendments - Week of April 20, 2020 04/28/2020 Notified 04/28/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 017-21 related to eliminating an obsolete product group reference in the Price List, aligning with the CSDR, and expanding the non-disclosure offering for certain listed products 03/06/2021 Certified 03/19/2021 2
NODALCL Amendment to Nodal Clear Cash Management Fee Advisory 07/01/2022 Certified 07/18/2022 2
ICLREU2 ICE Clear Europe Limited amends its Operational Risk and Resilience Policy to enhance scenario analysis and testing relating to operational risk and resilience, introduce an element for emerging risks, and update the review process for the document. 09/13/2023 Certified 09/27/2023 2
ICLREU2 ICE Clear Europe is retiring its Liquidity Stress Testing Procedures, which the Clearing House has determined are unnecessary in light of other Clearing House documentation and practices. 02/01/2024 Certified 02/15/2024 2
ECC Board of Directors 12/04/2001 Certified 12/04/2001 0
OCC Gasoline Index Futures 10/26/2005 Certified 10/26/2005 0
NADEX Further amendments to rules to permit the intermediation of trading and clearing 08/21/2009 Certified 11/02/2009 1
CME Modification of fee schedule for DJ-UBS Commodity Index Swaps 11/14/2013 Certified 11/30/2013 1
OCC Proposed rule changes concerning amendments to the charters for the Membership/RiskCommittee, Audit Committee, and Performance Committee of OCC's Board of Directors. 01/02/2014 Certified 01/17/2014 1
OCC This proposed rule change concerns the requirement for clearing members to participate in operational testing. 10/02/2015 Certified 10/19/2015 1
SGX-DC The Amendments are to update the contract name and reflect editorial changes to the Final Settlement Price ("FSP") provision of the LNG Swaps contract in Appendix 1 of the SGX-DC Clearing Rules, which pertains to the FSP of Non-Relevant Market Contracts. 10/12/2016 Certified 10/25/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 113-17 related to specifying the timing for replacement transactions 11/10/2017 Certified 11/27/2017 2
CME Weekly Notification of Rule Amendments - Week of February 26, 2018 03/07/2018 Notified 03/07/2018 1
LCHLTD LCH's notification covers non-substantive rule changes in the General Regulations in respect to the clearing of the FX Options product via the ForexClear service 08/31/2018 Notified 08/31/2018 1
SGX-DC Amendments to the SGX-DC Clearing Rules in respect of revisions to the financial and capital requirements of Remote Clearing Members and Bank Clearing Members of SGX-DC. 04/05/2019 Certified 04/18/2019 2
SGX-DC Weekly notification of rule amendments for the week of 13 May 2019. 05/21/2019 Notified 05/21/2019 2
CME Weekly Notification of Rule Amendments - Week of July 8, 2019 07/18/2019 Notified 07/18/2019 1
ICECC ICE Clear Credit LLC proposes changes to the Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, Back-Testing Framework and Risk Parameter Setting and Review Policy. 01/14/2020 Certified 06/15/2020 2
ICLREU2 Amendments to Auction Terms for Futures and Options Default Auctions 06/05/2020 Notified 06/05/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-21 related to Eurex Deutschland's offering of an infrastructure to enable third-party compression providers to offer compression services for listed derivatives to Exchange Participants 03/06/2021 Certified 03/19/2021 2
ICECC ICC proposes changes to the ICC Risk Parameter Setting and Review Policy. 04/27/2021 Certified 05/11/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/01/2022 Notified 07/01/2022 2
OCC FCMs: 90 Days to File ARs 07/14/2005 Certified 07/14/2005 1
ICLR US Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. 09/30/2009 Certified 10/05/2009 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 10/21/2009 Certified 11/02/2009 1
CME Modification of fee schedule for OTC interest rate swaps 11/14/2013 Certified 11/30/2013 1
SGX-DC Self-certification of Rule Amendments to SGX-DC Clearing Rules 12/11/2015 Certified 12/24/2015 1
LCHSA Notification under CFTC regulation 40.6(d) in order to correct a minor typographical error in the change to the CDS products fee grid. 04/15/2016 Notified 04/15/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 122-16 related to the introduction of a new product, Eurex Daily Futures on Mini-KOSPI200-Futures 10/12/2016 Certified 10/25/2016 2
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements 06/26/2017 Withdrawn 07/10/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-17 related to aligning the Clearing Conditions with MIFIR's 10-second rule requirement, implementing a logic for ISDA or DRV novation, and decommissioning restrictions on Stub Periods 11/10/2017 Certified 11/27/2017 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. ("Acceptable Performance BondDeposits") Permitting Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond. 02/05/2019 Certified 02/20/2019 2
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments 04/05/2019 Notified 04/05/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/08/2019 Notified 11/08/2019 2
ICLREU2 ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. 04/28/2021 Certified 05/11/2021 1
ICECC ICC proposes changes to the ICC CDS Instrument On-boarding Policies and Procedures. 10/05/2021 Certified 10/20/2021 2
MGEX Revisions to Risk Manual 11/15/2021 Certified 11/30/2021 2
NADEX Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. 12/17/2021 Certified 01/04/2022 1
ICLREU2 ICE Clear Europe is amending its Futures and Options Risk Procedures to make various updates and clarifications, including to add a section describing the existing F&O Guaranty Fund, make reference to the recently revised Model Risk Policy. 09/13/2023 Certified 09/27/2023 2
BCC Miscellaneous Rule Changes 11/29/2001 Certified 11/30/2001 0
OCC Allocation of Cleared Trades 12/13/2005 Certified 12/13/2005 1
CME Rule 550 - Permit wider range of post settlement session prices for agricultural products. 08/01/2007 Certified 08/27/2007 1
ICE NGX Amendments to Article 3, Schedules A, C, E and H of NGX's Contracting Party's Agreement 10/21/2009 Certified 11/02/2009 1