Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Weekly Notification of Rule Amendments - Week of December 18, 2023 12/22/2023 Notified 12/22/2023 1
CBT Conflicts of Interest 12/20/2001 Certified 12/20/2001 0
ICLR US Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund 10/03/2006 Certified 10/03/2006 1
CME Notice that CME will clear OTC agricultural swap contracts listed by CBOT for clearing-only. 04/02/2009 Certified 04/16/2009 1
LCHLTD SwapClear service new standard pricing plan for client clearing fees 06/18/2012 Certified 07/03/2012 1
CME Changes to rules to comply with Part 22 (LSOC); 12-347. 10/19/2012 Certified 11/03/2012 1
SGX-DC Amendments to align Directive No. 1 with a recent extension of no-action relief in respect of SGX-DC Clearing Members clearing swaps contracts for U.S. persons. 04/01/2014 Certified 04/16/2014 1
CME Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts 10/08/2015 Certified 10/23/2015 1
CME Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base 08/31/2016 Certified 12/20/2016 10
MGEX Notification of changes to outright and spread margin rates 10/12/2017 Notified 10/12/2017 1
LCHLTD LCH Ltd is self certifying minor changes to its rule regarding the payment of USD denominated variation settlement by Futures Commissions Merchants of its SwapClear service. 12/14/2017 Certified 12/28/2017 1
LCHLTD LCH Limited Self-Certification: UK Criminal Finances Act amendment rule changes 09/12/2018 Certified 09/26/2018 1
EUREX Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service 12/27/2021 Certified 01/10/2022 2
CME Weekly Notification of Rule Amendments - Week of January 17, 2022 01/24/2022 Notified 01/24/2022 1
ICE NGX Amendments to RMF 07/08/2022 Certified 07/22/2022 2
LX Operations manual update reflecting process changes related to ACH deposits. 10/11/2022 Certified 10/25/2022 3
OCC Rule change to charge clearing fees for trades executed on OneChicago one side of which are cleared by CME equal to fees charged for trades both sides of which are cleared by OCC clearing members. 03/25/2009 Certified 04/16/2009 1
OCC Change to method by which clearing fund size is determined 08/03/2011 Certified 08/18/2011 1
CBT CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 06/19/2012 Certified 07/04/2012 1
CME Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. 03/04/2013 Certified 03/19/2013 1
LCHSA Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. 03/03/2014 Certified 03/18/2014 1
ICECC The purpose of the proposed rule change is to update the ICC Rules to clarify ICC's authority to use Guaranty Fund and House Initial Margin as an internal liquidity resource. 05/27/2014 Withdrawn 06/09/2014 2
MGEX Notification of changes to clearing and exchange margin requirements 07/06/2017 Notified 07/06/2017 1
LCHLTD LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts 09/12/2018 Certified 09/26/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/16/2019 Certified 12/31/2019 1
LX LedgerX Amended Rulebook 03/12/2021 Withdrawn 03/25/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's ("LCH") London Deposit Rate ("LDR") and RepoClear Deposit Rate ("RDR\"). 03/29/2023 Notified 03/29/2023 1
ICLR US Amendment to the ICE Clear U.S. Rules 12/22/2023 Certified 01/09/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circular 008-24 related to the introduction of Index Total Return Futures on MSCI World, EAFE and EM indices denominated in USD on Eurex Deutschland 02/09/2024 Certified 02/23/2024 2
CBT Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options 11/20/2007 Certified 11/29/2007 1
OCC ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures 03/25/2009 Certified 04/16/2009 1
ICE NGX Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points 08/04/2011 Certified 08/19/2011 1
KCC Risk Management Policies 04/20/2012 Certified 05/05/2012 1
LCHLTD Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. 03/04/2014 Certified 03/19/2014 1
CME Amendments to CME Rulebook Chapter 901 ("Interest Rate Swaps Contract Terms") 07/06/2017 Certified 07/20/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/16/2018 Notified 03/16/2018 2
LCHLTD LCH Limited Self-Certification: Mexican Peso as a same day value currency 09/12/2018 Certified 09/26/2018 1
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. 06/11/2020 Certified 06/25/2020 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets 05/05/2021 Certified 05/19/2021 2
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain Canadian Dollar ("CAD"), Hong Kong Dollar ("HKD") and Norwegian Krone ("NOK") related swaps. 01/25/2022 Certified 02/08/2022 3
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
LCHLTD LCH proposes to alter or remove several broken web links in the rulebook to replace them with more generic references where appropriate, avoiding future situations where the links become unusable, as well as updating email contact addresses. 03/29/2023 Certified 04/12/2023 1
CME Weekly Notification of Rule Amendments - Week of November 6, 2023 11/14/2023 Notified 11/14/2023 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 12/22/2023 Notified 12/22/2023 2
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Credit Policy, Collateral Policy, Investment Policy, and Model Validation Framework ("MVF") 06/14/2024 10 Day Review 06/14/2024 2
ICLR US Amendment of eligibility requirements for clearing members 11/21/2007 Certified 11/29/2007 1
OCC Modify pro rata assignment procedure description to eliminate reference to application to exercises of physical delivery, flexibly structured FCOs that are securities options since no longer traded on Phlx 02/13/2008 Certified 02/14/2008 1
LCHLTD Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange 04/01/2009 Certified 04/16/2009 1
ICE NGX Addition of 23 US Crude Oil products 08/04/2011 Certified 08/05/2011 1
ICLREU2 Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members 04/20/2012 Certified 05/05/2012 1