Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Panamax Time Charter Basket (5 Routes) FFA and Options Contracts. In particular, the Amendments specify the methodology for the calculation of the FSP of the Contracts. 09/18/2019 Certified 10/01/2019 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 01/20/2020 Certified 03/09/2020 2
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/29/2022 Notified 04/29/2022 2
CME Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program 02/09/2001 Certified 02/09/2001 0
NADEX VPH Contracts 02/27/2004 Certified 02/27/2004 0
CCORP CCX Options on Sulfur and Nitrogen Financial Instrument Futures 03/28/2007 Certified 03/28/2007 1
CBT CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment to Disciplinary Proceedings 08/16/2011 Certified 08/31/2011 1
LCHLLC LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. 05/16/2013 Certified 06/01/2013 1
CME Notification Regarding the Establishment of the Base OTC Default Management Committee and Associated New Rule and Rule Amendments 02/18/2015 Certified 03/04/2015 2
SGX-DC Weekly notification of rule amendments for the week of 3 July 2017. 07/12/2017 Notified 07/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 101-17 related to allowing combining the regular clearing licenses with licenses for securities lending and/or repo, and allowing use of euros to meet a disruption in foreign currencies 10/16/2017 Certified 10/30/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-18 related to the introduction of four additional futures on Bloomberg commodity indices 01/24/2018 Certified 02/07/2018 2
ICLR US ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. 03/22/2018 Withdrawn 04/04/2018 2
CME Weekly Notification of Rule Amendments - Week of September 3, 2018 09/13/2018 Notified 09/13/2018 1
ICLREU2 ICEU hereby submits notification of a non-substantive revision to ICE Clear Europe's Business Continuity Procedures. 11/30/2018 Notified 11/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-19 related to updating the Force Majeure Clause amendments set forth in Rule Certification 007-19 and accompanying Eurex Clearing Circular 007-19 02/19/2019 Certified 03/05/2019 2
ICECC ICC proposes amendments to its Clearing Rules relating to membership requirements. 05/14/2020 Certified 05/29/2020 2
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 03/16/2021 Certified 03/30/2021 1
OCC Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation 08/06/2021 Certified 08/20/2021 2
MGEX Amendment to rules related to Bitnomial delivery accounts 10/13/2022 Certified 10/27/2022 1
LCHLTD LCH Limited Self-Certification: Duo compression removal 09/20/2023 Certified 10/03/2023 1
LCHLTD LCH is submitting for self-certification changes to its non-cash collateral concentration limits. 01/02/2024 Certified 01/16/2024 1
NADEX Heating Oil and Propane Contracts 02/27/2004 Certified 02/27/2004 0
NYMEX CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment re: Waiver of Rules 08/16/2011 Certified 08/31/2011 1
NYPC Amend Rule 410 re transfer of customer positions 12/16/2011 Certified 01/04/2012 1
ICLREU2 Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. 05/16/2013 Certified 06/01/2013 1
LCHLTD The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. 07/29/2016 Certified 08/11/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 050-17 relating to the dispute resolution procedure and settlement of UK equities in securities lending transactions 06/05/2017 Certified 06/19/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 080-17 related to introduction of Eurex Market-on-Close Futures on EURO STOXX 50r Futures 08/28/2017 Certified 09/12/2017 2
LCHLTD LCH Limited Rulebook changes to provide for the ForexClear service to offer clearing of certain major currency pairs of non-deliverable forward (NDF) contracts. 10/17/2017 Certified 10/30/2017 1
LCHLTD LCH Limited's change to its London Deposit Rate (LDR) applicable to cash balances (excluding default fund) held on SwapClcear and ForexClear services clearing member accounts. 01/25/2018 Notified 01/25/2018 1
ICE NGX Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. 05/08/2018 Certified 05/22/2018 1
ICE NGX Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement 11/09/2018 Certified 11/27/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 101-18 related to the issuance of OTC direct debit margin calls and clearing members' cash account infrastructure for euro and Swiss franc 11/30/2018 Certified 12/14/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Risk Parameter Setting and Review Policy. 02/19/2019 Certified 03/05/2019 2
LCHLTD LCH Limited is submitting for self-certification a change to its rules allowing ForexClear Clearing Members to set their respective Settlement Position Limits, under certain conditions. 09/18/2019 Certified 10/02/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 008-20 related to supporting all master agreement types (i.e. ISDA, DRV, AFB/FBF, EMA, "sterreichischer Rahmenvertrag fr Finanztermingeschfte", etc.) for OTC IRD, XCCY, and original Swap transactions 01/21/2020 Certified 02/04/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 106-20 related to the extension of the enhanced volume rebate methodology for exchange traded derivatives transactions on Eurex Deutschland. 12/08/2020 Certified 12/22/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland 05/08/2021 Certified 05/21/2021 3
CME Weekly Notification of Rule Amendments - Week of October 4, 2021 10/11/2021 Notified 10/11/2021 1
OCC Rule Certification Concerning OCC's Cash and Investment Management Policy 02/01/2022 Certified 02/15/2022 3
LCHSA LCH SA is submitting for self-certification some amendments to its Liquidity Risk Modeling Framework (Operational Target...). 02/23/2023 Certified 03/08/2023 2
CME Weekly Notification of Rule Amendments - Week of March 27, 2023 04/03/2023 Notified 04/03/2023 1
LCHLTD LCH Limited is submitting for self-certification several minor proposed rule changes within its Rulebook. 01/02/2024 Certified 01/17/2024 1
CME Weekly Notification of Rule Amendments - May 13, 2024 05/21/2024 Notified 05/21/2024 1
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
OCC OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options 03/07/2007 Certified 03/07/2007 1