| CME |
Weekly Notification of Rule Amendments - Week of February 15, 2021 |
02/24/2021 |
Notified |
02/24/2021 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). |
09/28/2021 |
Certified |
10/13/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Risk Management Framework |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
| LX |
Amendment to Participant Agreement |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 7, 2022 |
11/15/2022 |
Notified |
11/15/2022 |
|
1 |
| LCHLTD |
Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate |
06/19/2023 |
Notified |
06/19/2023 |
|
1 |
| LX |
Revisions to DCO Rulebook |
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circulars 032-24, 033-24 related to exemption for the "Penalty Amount" in case of non-deliveries for Fixed Income Futures and EMIR Risk Committee Member rotation |
05/08/2024 |
Certified |
05/21/2024 |
|
2 |
| ECC |
Product, Member Rules |
07/09/2002 |
Certified |
07/09/2002 |
|
0 |
| CBT |
Deletion of swap product traded and cleared OTC (ethanol previous month) |
07/25/2007 |
Certified |
08/14/2007 |
|
1 |
| CMECE |
Expansion of Product Listing Cycle European Ethanol; 11-467 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
| CME |
Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. |
09/26/2012 |
Certified |
10/12/2012 |
|
1 |
| NADEX |
Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. |
12/13/2012 |
Withdrawn |
12/13/2012 |
|
2 |
| LCHLLC |
Rule change clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unallocated Excess or FCM Buffer. |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| CME |
Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract |
11/03/2014 |
Certified |
11/03/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet is clarifying rights exercised under Regulation 46A and Regulation 45, the Clearing House makes a recovery in respect of the Treasury Default, the Clearing House will (after replenishing its own expenses). |
06/09/2015 |
Certified |
06/22/2015 |
|
1 |
| CMECE |
Weekly Notification of rule amendments issued from the date of CMECE's DCO Registration (November 30, 2016) through to the week of December 5, 2016. |
12/16/2016 |
Notified |
12/16/2016 |
|
1 |
| ICLR US |
Changes to acceptable collateral |
03/30/2017 |
Certified |
04/13/2017 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. |
11/01/2017 |
Certified |
11/16/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 19, 2018 |
03/01/2018 |
Notified |
03/01/2018 |
|
1 |
| CME |
Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts |
03/25/2019 |
Certified |
03/25/2019 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/15/2019 |
Certified |
09/13/2019 |
|
3 |
| LCHLTD |
LCH Limited Self-Certification: LCH application of its "Fallback Reference Price" to ForexClear G10 NDF Contracts. |
04/17/2020 |
Certified |
05/01/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 16, 2020 |
11/23/2020 |
Notified |
11/23/2020 |
|
1 |
| OCC |
Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees |
09/28/2021 |
Certified |
10/13/2021 |
|
1 |
| CME |
Modifications to CME Clearing's Credit Risk Assessment Methodology Policy |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/10/2022 |
Notified |
06/10/2022 |
|
2 |
| NODALCL |
Transaction Fee Schedule Amendment |
01/23/2024 |
Certified |
02/06/2024 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 034-24 related to the launch of FTSE?All-World Index Futures denominated in USD on Eurex Deutschland |
05/08/2024 |
Certified |
05/21/2024 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - May 27, 2024 |
06/05/2024 |
Notified |
06/05/2024 |
|
1 |
| ECC |
VMAC |
10/10/2002 |
Certified |
10/10/2002 |
|
0 |
| CME |
Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
| LCHLTD |
Amendments to admit Futures Commission Merchants to join ForexClear service and clear transactions on behalf of their clients. |
06/06/2012 |
Certified |
06/21/2012 |
|
1 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
12/13/2012 |
Withdrawn |
01/09/2013 |
|
1 |
| LCHLTD |
Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| ICECC |
ICC proposes to formalize its Stress Testing Framework. |
12/16/2016 |
Certified |
01/03/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code |
09/28/2017 |
Certified |
10/13/2017 |
|
2 |
| LCHLTD |
LCH notification is in respect to the addition of LatAm SEF to the list of Approved Trade Source Systems connected to SwapClear. |
11/02/2017 |
Notified |
11/02/2017 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of December 31, 2018 |
01/07/2019 |
Notified |
01/07/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
| LCHLTD |
Weekly Notification of Rule Amendments - Margin Collateral Haircut Schedule |
09/28/2021 |
Notified |
09/28/2021 |
|
4 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 December 2021. |
12/15/2021 |
Notified |
12/15/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 3, 2022 |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
| ICECC |
ICC proposes updates to the Model Validation Framework. |
06/10/2022 |
Certified |
06/27/2022 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative that offers portfolio margining between deliverable and non-deliverable segments. |
01/26/2023 |
Certified |
02/09/2023 |
|
1 |
| ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. |
12/15/2023 |
Notified |
12/15/2023 |
|
2 |
| OCC |
OCC 2006-06(7), 5.15.06, Surcharge for Data Distribution Service |
05/15/2006 |
Certified |
05/15/2006 |
|
1 |
| CME |
Anti Money Laundering |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
| NYMEX |
Flex Energy Incentive Program; 11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
| LCHLTD |
Amendment to introduce new Collateral Management System |
02/09/2012 |
Certified |
02/25/2012 |
|
1 |
