Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/13/2017 Notified 01/13/2017 2
SGX-DC Self-certification for amendments to SGX-DC clearing rules due to introduction of new petrochemical swaps. 03/09/2017 Certified 03/22/2017 1
CME Weekly Notification of Rule Amendments - Week of August 21, 2017 08/30/2017 Notified 08/30/2017 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 09/14/2018 Notified 09/14/2018 1
ICLR US ICE Clear US is amending its Rules to allow for the settlement in U.S. dollars of payment obligations denominated in a foreign currency when certain events cause disruptions in a foreign currency market. 10/26/2018 Certified 11/09/2018 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the new SGX Fuel Oil Swap contracts. In particular, the Amendments specify the methodology for calculation of the final settlement price of the Contracts in the SGX-DC Clearing rules. 09/19/2019 Certified 10/02/2019 1
CME Weekly Notification of Rule Amendments - Week of January 13, 2020 01/22/2020 Notified 01/22/2020 1
OCC Proposed rule change concerning The Options Clearing Corporation's System for Theoretical Analysis and Numerical Simulation ("STANS") Methodology Documentation. 01/22/2021 Certified 02/05/2021 2
CME Modifications to the CME Risk Management Framework 06/22/2021 Certified 07/07/2021 2
LCHLTD LCH is submitting for self-certification revisions to its rules related to the USD LIBOR conversion for benchmark reform 04/05/2023 Certified 04/19/2023 1
CME Satisfaction of Clearing House Obligation 04/20/2001 Certified 04/20/2001 0
ICLR US New rules governing the substitution process in which an OTC transaction in currency and U.S. Dollar Index executed on a bilateral basis is submitted to ICLR in exchange for an equivalent number of futures contracts that are "cleared-only." 09/11/2007 Certified 09/19/2007 1
CME New clearing fees applicable to cleared OTC interest rate swaps 12/20/2011 Certified 01/06/2012 1
CME Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 02/28/2012 Certified 03/14/2012 4
LCHLTD Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. 09/13/2013 Certified 09/28/2013 1
NADEX Nadex amends trading hours for Germany 30 and FTSE 100 Contracts 01/09/2014 Certified 01/25/2014 1
LCHLTD Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
CME Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR, 13-565ARR 03/31/2014 Certified 12/23/2014 3
CME Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts 10/01/2014 Certified 10/16/2014 1
LCHLTD LCHLTD is submitting changes to its rules related to bunched orders, which clarify the legal nature of a pre-allocation transaction and allow an FCM to re-allocate erroneously booked bunched orders back to its suspense account. 10/15/2015 Certified 10/28/2015 1
OCC Proposed rule change by The Options Clearing Corporation concerning a new Stock Options and Futures Settlement Agreement ("New Accord") between OCC and the National Securities Clearing Corporation. 06/06/2017 Certified 06/20/2017 2
CME Weekly Notification of Rule Amendments - Week of November 13, 2017 11/21/2017 Notified 11/21/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning enhanced and new tools for recovery scenarios. 07/31/2018 Certified 08/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 102-18 related to new categorization of Direct Clients, classification as Indirect Client Market Participant, Individual Segregation Model, tri-partite agreements no longer required for ECM, and other 12/03/2018 Certified 12/17/2018 5
SGX-DC Weekly notification of rule amendments for the week of 11 February 2019. 02/21/2019 Notified 02/21/2019 2
SGX-DC Weekly notification of rule amendments for the week of 9 September 2019. 09/19/2019 Notified 09/19/2019 2
ICLR US Self Clearing Members 08/17/2004 Certified 08/17/2004 0
ICLREU2 Addition of new cleared climate products 08/15/2011 Certified 08/16/2011 1
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
ICLREU2 ICE Clear Europe is amending its rules, general contract terms and delivery procedures to designate ICE Endex as a market for which ICE Clear Europe provides clearing services and to add provisions to reflect the clearing of ICE Endex contracts. 09/13/2013 Certified 09/28/2013 1
NADEX Implementation of market maker incentive program 01/13/2014 Certified 01/29/2014 1
LCHLLC Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
LCHLTD LCH self-certifies clarification changes to the rules applicable to its Listed Interest Rates clearing service and SwapClear BAU transfers. 09/09/2016 Certified 09/23/2016 1
SGX-DC Weekly notification of rule amendments for the week of 28 November 2016. 12/04/2016 Notified 12/04/2016 2
LCHLTD LCH is self certifying rule changes to enhance the current arrangements for Collateralisation to Stress Loss for clients 03/09/2017 Certified 03/23/2017 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
CME Weekly Notification of Rule Amendments - Week of February 11, 2019 02/21/2019 Notified 02/21/2019 1
ICLREU2 Ice Clear Europe Ltd amends its CDS Clearing Back-Testing Policy. 09/19/2019 Certified 10/02/2019 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework 08/10/2021 Certified 08/24/2021 3
OCC OCC Rule Certification Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility 02/15/2024 Certified 03/01/2024 2
CCD Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. 04/05/2024 Certified 04/19/2024 2
ICLR US Individual Clearing Members 06/24/2004 Certified 06/24/2004 0
CME Addition of new CDX products 08/19/2011 Certified 08/20/2011 1
LCHLTD New Disciplinary procedures and amendments to appeals procedures 12/20/2011 Certified 01/06/2012 1
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
SGX-DC Weekly notification of rule amendments for the week of 24 October 2016. 10/31/2016 Notified 10/31/2016 2
ICLR US New Rule 605 re Deliveries of New Gold Daily Futures Contract 12/05/2016 Certified 12/19/2016 1
LCHLTD LCH is self certifying rules enabling the SwapClear service to i) operationally combine the processing of individual events to create a "Multiple Bulk Event" process; and ii) enhance the Duo Compression offering for Clearing Members. 03/09/2017 Certified 03/23/2017 1
LX Amendments to Operations Manual. 01/29/2018 Withdrawn 02/09/2018 5