Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe proposes to make amendments to its F&O Guaranty Fund Policy to, among other things,make changes to its calculation methodology and make drafting clarifications and improvements. 10/30/2018 Certified 11/13/2018 8
SGX-DC Weekly notification of rule amendments for the week of 7 January 2019. 01/25/2019 Notified 01/25/2019 2
LCHLTD LCH Limited Self-Certification: New Margin Collateral Haircut Schedule 09/19/2019 Certified 10/03/2019 2
ICLREU2 ICE Clear Europe Limited is amending its CDS Procedures and CDS Default Management Policy. 01/25/2021 Certified 02/05/2021 3
CME Weekly Notification of Rule Amendments - Week of May 3, 2021 05/11/2021 Notified 05/11/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 051-21 related to the introduction of hedging auctions as a tool to improve the hedging process during a Default Management Process of Eurex Clearing and related adaptation of the Default Fund waterfall 06/23/2021 Certified 07/08/2021 4
CME Extension of the OTC FX Options Fee Waiver Program 12/01/2021 Certified 12/15/2021 1
CME Weekly Notification of Rule Amendments - Week of December 19, 2022 12/28/2022 Notified 12/28/2022 1
ICE NGX CPA, DMP and RMF amendments regarding new environmental products. 02/15/2024 Certified 03/01/2024 2
CBT Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider 09/10/2007 Certified 09/19/2007 1
OCC Amended rule interpretation to clarify regulatory treatment under SEC Rule 15c3-1 of collateral and margin posted through Stock Loan Program 12/16/2010 Certified 12/16/2010 1
KCC Changes to the By-Laws and conforming amendments; 12-01. 11/15/2012 Certified 12/01/2012 1
ICLREU2 New Rule 411, which governs SDR reporting pursuant to Part 45 of the Commission's regulations. 05/19/2013 Certified 06/04/2013 1
ICECC Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. 03/06/2013 Withdrawn 10/07/2016 1
OCC This proposed rule change is related to the adoption of OCC's Options Exchange Risk Control Standards Policy. 03/15/2016 Withdrawn 07/15/2016 2
LCHLTD LCH is self-certifying changes to its rules to add Variable Notional Swaps ("VNS") denominated in certain additional currencies (CHF, CZK, DKK, HKD, HUF, NZD, SGD and ZAR) to the list of SwapClear eligible products. 03/10/2017 Certified 03/24/2017 1
SGX-DC To facilitate SGX-DC's acceptance for clearing of the SGX Options on TSI FOB Australia Premium Coking Coal Swap 08/31/2017 Certified 09/14/2017 1
MGEX Notification of changes to spread and outright margin rates 11/22/2017 Notified 11/22/2017 1
CME Weekly Notification of Rule Amendments - Week of April 30, 2018 05/09/2018 Notified 05/09/2018 1
SGX-DC Weekly notification of rule amendments for the week of 14 January 2019. 01/25/2019 Notified 01/25/2019 2
ICLR US Risk Management Framework Amendments 01/23/2020 Certified 02/06/2020 2
CME Weekly Notification of Rule Amendments - Week of September 18, 2023 09/25/2023 Notified 09/25/2023 1
CCORP Definition of Exchange Market is amended to add new products to be traded on CCFE and USFE as follows: Nitrogen Financial Instrument Futures and European Carbon Financial Instrument Futures on CCFE and Spot Equivalent Futures Currencies in the following 09/19/2007 Certified 09/20/2007 1
ICLR US Amendments relating to clearing member financial emergencies and conflicts of interest 12/11/2008 Certified 12/17/2008 1
ICE NGX Amendments to the Contracting Parties Agreement related to Credit Support Defaults and product specifications. 04/13/2010 Certified 04/15/2010 1
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
CME Modifications to the CME OTC FX Fee Waiver Program; 12-390. 11/16/2012 Certified 12/04/2012 1
ICLREU2 Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. 05/19/2013 Certified 06/04/2013 1
LCHLTD LCH is self-certifying changes to its rules to offer updated post trade synchronization facility with ATSS in SwapClear. 03/10/2017 Certified 03/24/2017 1
CME Weekly Notification of Rule Amendments - Week of April 3, 2017 04/13/2017 Notified 04/13/2017 1
SGX-DC Weekly notification of rule amendments for the week of 20 November 2017. 11/26/2017 Notified 11/26/2017 2
ICECC ICC proposes changes to the ICC Rulebook, the ICC Risk Management Model Description Document, the ICC Risk Management Framework, the ICC Stress Testing Framework, and the ICC Liquidity Risk Management Framework. 01/29/2018 Certified 02/12/2018 3
CME Weekly Notification of Rule Amendments - Week of October 26, 2020 11/02/2020 Notified 11/02/2020 1
CME Weekly Notification of Rule Amendments - Week of April 25, 2022 05/03/2022 Notified 05/03/2022 1
ICE NGX To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point 09/26/2023 Certified 10/11/2023 1
ICLR US Weekly Notification of Rule Amendments 02/19/2024 Notified 02/19/2024 1
NYMEX New Rule 993 fka Rule 9.25 12/11/2008 Certified 12/11/2008 1
OCC Provide central clearing of OTC Index Options; OCC-2011-19 03/09/2012 Withdrawn 03/09/2012 3
ICLREU2 Amendments to ICE Clear Europe Procedures in relation to the Clearing of ICE Futures Europe emissions auction contracts. 11/19/2012 Certified 12/05/2012 1
ICECC ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. 09/02/2014 Certified 12/15/2014 2
CME Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) 10/01/2014 Certified 10/16/2014 1
ICECC The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. 10/15/2015 Certified 10/29/2015 2
EUREX Proposed rule changes in Eurex Clearing Circular 133-16 related to clarifying certain provision regarding the Clearing Fund, allowing additional currencies for EurexOTC Clear Service, and amending the Price List to introduce the Average Pric 10/31/2016 Certified 11/15/2016 2
LCHLTD LCH is self-certifying changes to its rules to allow updates to a limited set of economic attributes of a cleared trade in the SwapClear service. 03/10/2017 Certified 03/24/2017 1
ICECC ICC proposes changes to its cash investment yield schedule. 06/08/2017 Certified 06/22/2017 2
MGEX Changes to spread and margin rates and volatility scan range. 07/13/2017 Notified 07/13/2017 1
LCHLTD Self-certification for the Audit Committee and Remuneration Committee terms of reference 02/22/2019 Certified 03/08/2019 4
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts 06/24/2019 Certified 07/09/2019 1
LCHLTD LCH Limited is submitting for self-certification minor amendments to its rules regarding the automatic expiration of FX Option Contracts cleared via the ForexClear service. 01/24/2020 Certified 02/06/2020 1
CME Weekly Notification of Rule Amendments - Week of June 8, 2020 06/17/2020 Notified 06/17/2020 1