EUREX |
Proposed amendments in Eurex Clearing Circular 001-22 relating to the introduction of Eurex Daily Futures on KOSPI 200 Weekly Options |
02/04/2022 |
Certified |
02/17/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 022-23 related to the decision of the Management Board of Eurex Deutschland to cancel the admission to trading for Interest Rate Swap Futures. These are listed futures and cleared outside the DCO. |
04/06/2023 |
Certified |
04/20/2023 |
|
2 |
LCHLTD |
Notification pursuant to CFTC regulation §40.6(d) of changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR"), and RepoClear Deposit Rate ("RDR") |
02/20/2024 |
Notified |
02/20/2024 |
|
1 |
CME |
Security Deposit |
07/05/2001 |
Certified |
07/05/2001 |
|
0 |
CME |
11-491; changes to comply with final CFTC Part 39 regulations |
12/14/2011 |
Certified |
12/30/2011 |
|
1 |
CME |
Acceptance of basis swaps and forward rate agreements; 12-413. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05(revised). |
05/13/2013 |
Certified |
05/29/2013 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) relating to rule changes with respect to the ForexClear service. |
07/15/2014 |
Certified |
07/28/2014 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to the fee structure of the Listed Rates Clearing Service |
07/13/2017 |
Certified |
07/27/2017 |
|
1 |
CME |
Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
CME |
Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-20 related to an additional representation for CMs with regards to Eurex Transactions for Direct Clients domiciled in the US and the form of agreement for the Direct Margin Transfer under ISA Model |
01/24/2020 |
Certified |
02/07/2020 |
|
2 |
OCC |
Rule Certification to Support Cash Settled Flex ETF Options |
05/03/2022 |
Certified |
05/17/2022 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-23 related to settlement prices, Price List information, and a fee waiver for certain contracts listed on Eurex Deutschland |
02/23/2023 |
Certified |
03/09/2023 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of April 3, 2023 |
04/06/2023 |
Notified |
04/06/2023 |
|
1 |
OCC |
Rule Certification by The Options Clearing Corporation Concerning Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions |
02/20/2024 |
Certified |
03/05/2024 |
|
2 |
CME |
Performance Bond Requirement |
07/05/2001 |
Certified |
07/05/2001 |
|
0 |
NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
CME |
Changes to IRS Manual of Operations; 12-414. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
OCC |
Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06(revised). |
05/13/2013 |
Certified |
05/29/2013 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is implementing changes to the Nodal Clearing Service in anticipation of Nodal Exchange LLC's registration as a DCM. |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
LCHSA |
CDSClear Collateral Deposit cut off times extension |
01/16/2015 |
Certified |
02/02/2015 |
|
2 |
CME |
Delisting of AUD Chicago Soft Red Winter Wheat Swap (Cleared Only) and AUD KC Hard Red Winter Wheat Swap (Cleared Only) Contracts on March 30, 2015 |
03/30/2015 |
Certified |
03/30/2015 |
|
2 |
LCHLTD |
Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. |
12/16/2015 |
Certified |
12/30/2015 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 10 April 2017. |
04/16/2017 |
Notified |
04/16/2017 |
|
2 |
CME |
Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document |
05/10/2018 |
Certified |
05/24/2018 |
|
1 |
CME |
Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 089-19 related to the introduction of new listed contracts, the delisting of one contract, an exemption for maintaining secs and cash accts for clearing listed contracts, and clarifying the default rules |
09/24/2019 |
Certified |
10/08/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: RFR PAI and discounting transition |
06/18/2020 |
Certified |
07/02/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 18, 2021 |
01/26/2021 |
Notified |
01/26/2021 |
|
1 |
ICE NGX |
Self-certification to amendments to RMF |
10/14/2021 |
Certified |
10/28/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 050-22 related to implementation of the European Regulation on a framework for the recovery and resolution of CCPs (Regulation (EU) 2021/23) |
07/13/2022 |
Certified |
07/27/2022 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: Rates Reform - SGD SOR and THB THBFIX Fallback and Conversion Fees |
02/24/2023 |
Certified |
03/09/2023 |
|
1 |
ICLREU2 |
ICE Clear Europe is amending its Articles to reflect the termination of its credit default swap ("CDS") clearing service, as previously announced. |
01/03/2024 |
Certified |
01/18/2024 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its Investment Management Procedures to make clarifications as to maximum maturity and requirements for permissible \r\ninvestments and to enhance requirements around concentration limits, investment criteria and market risk. |
02/21/2024 |
Certified |
03/05/2024 |
|
2 |
ICE NGX |
CPA Amendments - Omnibus et al |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
CME |
Rule amendments to allow FCM clearing member CEOs and CFOs to designate authorized representatives to approve certain disbursements of customer funds; 12-281. |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
LCHLTD |
Amendments to General Rules and OTC EnClear Procedures related to the introduction of two new freight route contracts and one new fertilizer contract. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
CME |
Changes to CDS Product Terms for Acceptance of iTraxx |
11/20/2014 |
Certified |
12/05/2014 |
|
3 |
OCC |
Proposed rule change related to the voluntary termination by offset and re-matching of Matched-Book Positions in the Stock Loan/Hedge Program. |
03/15/2016 |
Certified |
03/29/2016 |
|
1 |
LCHLTD |
clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
CMECE |
Change to CMECE Clearing Procedures - Italian Natural Gas Daily Futures Account Assignments |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
ICLREU2 |
Proposed amendments to ICE Clear Europe (ICEU) Clearing Rules to accommodate the transition of certain F&O Contracts from ICE Futures Europe to ICE Futures U.S., Inc. Clearing of the transitioning contracts will remain at ICEU. |
01/31/2018 |
Certified |
02/14/2018 |
|
3 |
MGEX |
Notification of margin changes made during the previous week. |
08/02/2018 |
Notified |
08/02/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 007-19 related to accounting for the increasing degree of uncertainty Eurex Clearing is facing with respect to cross-border regulation |
01/25/2019 |
Certified |
02/08/2019 |
|
2 |
LX |
Rulebook Amendments for the LedgerX DCM |
06/24/2019 |
Certified |
07/09/2019 |
|
2 |
LX |
Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. |
03/16/2020 |
Certified |
03/30/2020 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. |
06/18/2020 |
Certified |
07/02/2020 |
|
3 |
LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the attribution of: (i) market profits or losses in a client default management account ("DMA"), and (ii) auction losses during the management of a clearing member default. |
12/01/2021 |
Certified |
12/15/2021 |
|
4 |
MGEX |
Rule amendments made in connection with closure of open outcry |
02/04/2022 |
Certified |
02/18/2022 |
|
1 |