NADEX |
Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. |
02/20/2015 |
Certified |
03/06/2015 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. |
06/20/2018 |
Certified |
07/05/2018 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 30 July 2018. |
08/07/2018 |
Notified |
08/07/2018 |
|
2 |
ICLREU2 |
Changes is to amend ICEU Rules to address certain requirements under the European Union General Data Protection Regulation (GDPR) upon the UK ceasing to be an EU member state. |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
MGEX |
Clarify duties and processes, including for offsets. |
06/27/2019 |
Certified |
07/12/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 29, 2019 |
08/07/2019 |
Notified |
08/07/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 9, 2020 |
03/18/2020 |
Notified |
03/18/2020 |
|
1 |
ICLREU2 |
ICE Clear Europe is amending its Model Risk Governance Framework. |
06/23/2020 |
Certified |
07/08/2020 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of October 11, 2021 |
10/18/2021 |
Notified |
10/18/2021 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 029-23 related to extension of Eurex Clearing's clearing offering with respect to Eurex Repo Transactions (outside the DCO scope) to U.S.-based entities that are registered as broker-dealers |
05/19/2023 |
Certified |
06/05/2023 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. |
11/16/2023 |
Certified |
12/01/2023 |
|
2 |
OCC |
2004-13 Borrowing against clearing fund |
06/28/2004 |
Certified |
06/28/2004 |
|
1 |
NYMEX |
Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. |
06/21/2007 |
Certified |
07/17/2007 |
|
1 |
CME |
Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. |
08/25/2008 |
Certified |
08/28/2008 |
|
1 |
CBT |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
LCHLTD |
Changes to the SwapClear initial margin methodology. |
01/22/2013 |
Certified |
02/06/2013 |
|
1 |
ICLREU2 |
New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. |
03/15/2013 |
Withdrawn |
03/21/2013 |
|
2 |
LCHLTD |
Introduction of client clearing fees for ForexClear service. |
07/15/2013 |
Certified |
07/30/2013 |
|
1 |
LCHSA |
SA ISDA New CDS Definitions |
09/04/2014 |
Certified |
09/18/2014 |
|
7 |
LCHLTD |
LCH Limited change to its London Deposit Rate (LDR) applied to cash balances on clearing member accounts in the ForexClear and SwapClear services. |
03/27/2018 |
Notified |
03/27/2018 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 11 June 2018. |
06/20/2018 |
Notified |
06/20/2018 |
|
2 |
SGX-DC |
The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. |
10/31/2018 |
Certified |
11/15/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/06/2020 |
Notified |
11/06/2020 |
|
2 |
MGEX |
Notification of margin changes |
01/28/2021 |
Notified |
01/28/2021 |
|
1 |
ICECC |
ICC proposes updates to its fee schedules. |
02/07/2022 |
Certified |
02/22/2022 |
|
3 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-23 related to introduction of Residual Settlement for Default Management Hedging Auctions, clarification of ZCIS and PLN eligibility for U.S. offering, and other changes outside the DCO license |
02/27/2023 |
Certified |
03/13/2023 |
|
3 |
CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
CBT |
Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC |
06/27/2007 |
Certified |
06/29/2007 |
|
1 |
CME |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
NYMEX |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
CME |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
ICLREU2 |
Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. |
01/23/2013 |
Certified |
02/07/2013 |
|
1 |
NADEX |
Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. |
03/15/2013 |
Certified |
03/30/2013 |
|
1 |
ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
06/30/2015 |
Withdrawn |
07/10/2015 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of November 28, 2016 |
12/08/2016 |
Notified |
12/08/2016 |
|
1 |
CME |
Implementation of the OTC FX Non-Deliverable Forwards Incentive Program |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of January 29, 2018 |
02/02/2018 |
Notified |
02/02/2018 |
|
1 |
LCHLTD |
LCH LTD changes to its Margin Collateral Haircut Schedule. |
03/27/2018 |
Certified |
04/09/2018 |
|
2 |
NODALCL |
Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. |
05/15/2018 |
Certified |
05/30/2018 |
|
2 |
ICE NGX |
Amendment to Section 3.3 of the Contracting Party Agreement. Withdrawal of previous submission dated June 12, 2018; resubmission regarding same matter. |
06/21/2018 |
Certified |
07/06/2018 |
|
1 |
ICLREU2 |
Procedure and policy changes relating to intraday margining. |
09/17/2018 |
Certified |
10/01/2018 |
|
3 |
SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. |
11/01/2018 |
Certified |
11/15/2018 |
|
1 |
EUREX |
Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) |
10/01/2019 |
Certified |
10/16/2019 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification proposed changes to its rules relating to its governance documents. |
08/18/2020 |
Certified |
09/01/2020 |
|
1 |
CME |
Modifications to CME Risk Management Framework |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
01/28/2021 |
Certified |
02/11/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 15, 2021 |
03/22/2021 |
Notified |
03/22/2021 |
|
1 |
EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of January 31, 2022 |
02/07/2022 |
Notified |
02/07/2022 |
|
1 |
ICE NGX |
Amendments to the ICE NGX Default Management Procedures |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |