Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 Amendments to clearing rules, including the FX Procedures, related to the introduction of new swaps for clearing. 11/29/2012 Certified 12/13/2012 1
OCC Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. 11/08/2013 Certified 11/26/2013 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. 08/11/2014 Certified 08/25/2014 1
ICLREU2 ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. 02/26/2016 Certified 03/11/2016 3
EUREX Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process 07/08/2016 Certified 07/22/2016 2
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
LCHLTD LCH Ltd self certification of changes to its rules to offer eligibility of Swiss Franc denominated overnight index swaps referencing the SARON index, which replaces the TOIS index. 09/29/2017 Certified 10/13/2017 1
MIAX Notification of margin change to outright and spread products 11/02/2017 Notified 11/02/2017 1
SGX-DC Weekly notification of rule amendments for the week of 9 April 2018. 04/19/2018 Notified 04/19/2018 2
CME Weekly Notification of Rule Amendments - Week of May 28, 2018 06/06/2018 Notified 06/06/2018 1
SGX-DC Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. 05/15/2019 Certified 05/29/2019 1
OCC Proposed Rule Change to Modify the Sequence for Processing Options Transactions 04/17/2020 Certified 05/01/2020 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 07/17/2020 Certified 07/31/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 14 Jan 2022. 01/10/2022 Notified 01/10/2022 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/05/2022 Notified 08/05/2022 2
NODALCL Transaction Fee Schedule Update 01/26/2023 Certified 02/09/2023 2
CME Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) 06/20/2023 Notified 06/20/2023 1
EUREX Weekly Notification of Rule Amendments - Week of December 11, 2023 12/15/2023 Notified 12/15/2023 1
ICE NGX Non-substantive changes, including a move of a definition, and slight amendment to definition. 03/15/2024 Notified 03/15/2024 1
ICLREU2 The amendments to the Clearing Membership Policy and Clearing Membership Procedures are intended principally to reflect the termination of CDS clearing at ICEU and therefore remove references to CDS Clearing Members, among other clarifications. 06/05/2024 Certified 06/20/2024 2
OCC OCC-2006-04, 4.26.06, Policy Statement on Internet Access 04/26/2006 Certified 04/26/2006 1
CME Settlements, Settlement Prices 11/01/2002 Certified 11/01/2002 0
OCC Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. 12/14/2012 Certified 01/01/2013 1
CME Change to log shocks of the Over-The-Counter ("OTC") Interest Rate Swaps ("IRS") margin model. #14-129 and #14-129SR 04/14/2014 Certified 04/29/2014 2
OCC This proposed rule change concerns updated to clearing member documents. 11/04/2014 Certified 11/19/2014 1
CME Weekly Notification of Rule Amendments - Week of January 26, 2015 02/04/2015 Notified 02/04/2015 1
OCC Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. 11/02/2017 Certified 11/17/2017 2
CME Weekly Notification of Rule Amendments - Week of April 9, 2018 04/19/2018 Notified 04/19/2018 1
ICLREU2 ICE Clear Europe proposes revising its Price Discovery Policy to enhance the methodology used to determine bid-offer widths ("BOWs") for CDS Contracts to incorporate a new variability band methodology, and to make certain other updates and clarifications. 06/07/2018 Certified 06/21/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes 01/07/2019 Certified 02/08/2019 2
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. 07/16/2019 Certified 07/30/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/17/2020 Notified 07/17/2020 2
CME Weekly Notification of Rule Amendments - Week of October 12, 2020 10/21/2020 Notified 10/21/2020 1
CME Extension of the OTC FX Options Fee Waiver Program 12/15/2023 Certified 01/02/2024 1
CCUS CCD is updating its Margin Model and Stress Scenarios document. 07/23/2024 Certified 08/06/2024 2
CME Protection of ClearingHouse Default 08/09/2002 Certified 08/09/2002 0
CME New Rules Chapter 334 establishing rules governing the clearing of OTC London Gold Forward contracts listed by Comex for clearing-only. 08/12/2009 Certified 08/18/2009 1
CME Amendments to reflect differences in proprietary trading Exchange fees based on ownership of CME Group shares 07/28/2011 Certified 08/12/2011 1
ICECC ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 02/04/2015 Certified 02/19/2015 2
ICECC ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. 07/27/2015 Certified 08/10/2015 2
SGX-DC Weekly notification of rule amendments for the week of 2 November 2015. 11/09/2015 Notified 11/09/2015 2
MIAX Notification of changes to clearing and exchange margin requirements 06/22/2017 Notified 06/22/2017 1
OCC Proposed rule change concerning The Options Clearing Corporation's Fee Policy. 01/09/2018 Certified 01/24/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 07/13/2018 Notified 07/13/2018 2
CME Weekly Notification of Rule Amendments - Week of December 31, 2018 01/10/2019 Notified 01/10/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 011-19 related to implementing, for open positions in Total Return Futures on STOXXr Indices, a daily accrued maintenance fee in addition to transaction fees for matching and registration of transactions 01/31/2019 Certified 02/14/2019 2
CME Weekly Notification of Rule Amendments - Week of May 6, 2019 05/15/2019 Notified 05/15/2019 1
LCHLTD Weekly Notification of Rule Amendment for the Week of 06 January 2020 01/09/2020 Notified 01/09/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/17/2020 Notified 04/17/2020 2
CME Weekly Notification of Rule Amendments - Week of November 1, 2021 11/08/2021 Notified 11/08/2021 1