Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 091-22 related to extending the enhanced volume rebate methodology for Eurex Exchange order book and off-book transactions, which was introduced in March 2019, for an unlimited period 12/07/2022 Certified 12/21/2022 2
CME Weekly Notification of Rule Amendments - Week of November 20, 2023 11/27/2023 Notified 11/27/2023 1
OCC PBOT Libor Futures & Amended Agreement 10/03/2006 Certified 11/10/2006 1
ICLR US Price Limits Margining 12/15/2003 Certified 12/15/2003 0
CCORP Amend definition of Exchange Market to include CCFE's options on carbon financial instrument futures. 02/26/2008 Certified 02/29/2008 1
CME Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. 03/13/2014 Certified 03/28/2014 1
LCHSA The replacement of e-CCW technology thus enhancing security, capability and maintenance willbe effective from 21 April 2015. Therefore the fees grid has to be updated. 04/07/2015 Certified 04/20/2015 1
CME Weekly Notification of Rule Amendments - Week of March 6, 2017 03/16/2017 Notified 03/16/2017 1
MGEX Change to outright margin rates 10/26/2017 Notified 10/26/2017 1
LCHLTD LCH ForexClear service amends its clearing fees. 11/29/2017 Certified 12/12/2017 1
LCHLTD LCH Limited Self Certification: Rule Changes allowing members to determine the index final for an Inflation Contract 06/28/2018 Certified 07/13/2018 1
SGX-DC Weekly notification of rule amendments for the week of 6 August 2018. 08/13/2018 Notified 08/13/2018 2
LCHLTD Weekly Notification of Rule Amendment for Week of 21 June 2019 07/01/2019 Notified 07/01/2019 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear Risk Methodology and CDS Clearing Rules to allow clearing of the new Markit iTraxx Subordinated Financials Index CDS and the related single name CDS constituents 10/11/2019 Certified 10/28/2019 2
CME Weekly Notification of Rule Amendments - Week of August 17, 2020 08/24/2020 Notified 08/24/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-21 related to amending the transaction and post-trade fees in EURO STOXXr Banks Futures (FESB) and STOXXr Europe 600 Banks Futures (FSTB) 02/04/2021 Certified 02/19/2021 2
LCHLTD LCH Limited files a self certification of rule changes concerning the ForexClear service to:i)extend clearing eligibility to USD-HKD NDFs and ii)amend terminology related to NDFs and NDOs. 05/26/2021 Certified 06/10/2021 1
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 09/10/2021 Certified 09/24/2021 2
OCC Rule Certification Concerning OCC's Governance Arrangements 03/25/2022 Certified 04/08/2022 1
LCHLTD LCH Limited self-certification: Variable elements of a swap 01/09/2024 Certified 01/24/2024 1
ICECC Weekly notification of changes to risk parameters. 05/24/2024 Notified 05/24/2024 2
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
NYMEX Eliminates OTC Reference 01/22/2003 Certified 01/22/2003 0
ICLREU2 New rules relating to Trade Date Clearing 04/12/2011 Certified 04/12/2011 1
ICLR US Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
ICECC New rule governing SDR reporting obligations. 03/22/2013 Withdrawn 04/04/2013 2
OCC The proposed rule change and advance notice would provide for enhancements in OCC's margin model for longer-tenor options (i.e., those options with at least three years of residual tenor). 05/30/2013 Certified 06/14/2013 1
CME Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. 03/17/2014 Certified 04/01/2014 2
OCC The proposed rule change concerns certain new risk models designed to risk manage energy futures contracts and options on energy futures contracts. 03/02/2015 Certified 03/16/2015 1
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
ICLR US Margin related rule changes 03/16/2017 Withdrawn 03/21/2017 2
LCHLTD LCH self-certifies changes to its rules related to i) the processing of ancillary Compression fees and ii) the requirement for Clearing Members to make payments related to portfolio transfers. 06/13/2017 Certified 06/27/2017 1
LCHLTD LCH self-certifies changes to its rules to clarify that all variation margin payments associated with US-incorporated ForexClear Clearing Members ("US FXCCM Clearing Members") are treated as settlement payments. 05/16/2018 Certified 05/31/2018 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 06/28/2018 Certified 07/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-19 related to the introduction of 43 additional single stock dividend futures listed on Eurex Deutschland (not available to U.S. participants) 07/01/2019 Certified 07/16/2019 2
CME Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting 08/25/2020 Approved 10/13/2020 1
OCC Rule Certification by The Options Clearing Corporation Concerning Weekly Options and Short Term Options 03/25/2022 Certified 04/08/2022 1
CME Delisting of USD-LIBOR-BBA Swaption Contracts 10/24/2022 Certified 10/24/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 024-23 related to the introduction of Czech Koruna (CZK) and Hungarian Forint (HUF) Interest Rate Derivatives for EurexOTC Clear 04/13/2023 Certified 04/27/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
MGEX Weekly Notification advising of approved changes to Bitnomial Hashrate (HUP) outright margin rates, Bitnomial Bitcoin (BUS) spread margin rates, and Bitnomial Bitcoin (BUI) spread margin rates. 05/28/2024 Notified 05/28/2024 1
NYMEX Remote Clearing Solution 06/03/2005 Certified 06/17/2005 1
NYMEX Staff Members Settlement Committee 11/11/2003 Certified 11/11/2003 1
CME Amendments to reflect Eris Exchange change from EBOT to a DCM and related change in status of contracts from OTC to futures 09/12/2011 Certified 09/27/2011 1
ICLREU2 Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
NADEX Nadex amends the contract specifications for its Copper and Silver Variable Payout and Binary contracts in accordance with the Reuters scaling changes, which resulted in a change to the decimal place; other changes made. 05/28/2013 Certified 05/28/2013 1
LCHLLC Self certification of clarifying changes regarding the transfer of client and proprietary contracts. 03/18/2014 Certified 04/02/2014 1
OCC This proposed rule change concerns an Agreement for Clearing and Settlement Services between OCC and NASDAQ Futures, Inc. 01/22/2015 Certified 02/05/2015 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. 02/05/2016 Notified 02/05/2016 2
CME Amendments to CME Rule 1001 ("Regulatory Reporting Of Swap Data") 12/09/2016 Certified 12/23/2016 1