Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of September 17, 2018 09/26/2018 Notified 09/26/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 022-19 related to introducing a possibility to repay cash collateral provided in a non-clearing currency 03/05/2019 Certified 03/19/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear new variable notional swaps and tenor extensions 08/26/2020 Certified 09/10/2020 1
LCHLTD LCH is submitting for self-certification clarifications to its Business Continuity Procedures. These revisions are in Section 6 (Business Continuity) of the LCH Procedures and the Section 5 (Business Continuity) of the LCH FCM Procedures. 08/17/2021 Certified 08/31/2021 3
NYMEX Consolidation of NYMEX & COMEX Clearing 05/14/2003 Certified 05/14/2003 0
CBT Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
KCC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
CME New Rule 815: Third Party Execution Platforms for Swaps 02/12/2014 Certified 02/28/2014 2
OCC OCC proposes to amend its Schedule of Fees, effective April 1, 2014, to reflect the elimination of a discount to OCC's clearing fee schedule. 03/17/2014 Certified 04/01/2014 2
LCHLTD Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. 04/04/2014 Certified 04/19/2014 1
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 06/15/2016 Certified 06/29/2016 1
LCHLTD Certain references in the Default Rules, which form part of the Rulebook, have been corrected. 12/12/2016 Notified 12/12/2016 1
OCC Proposed rule change concerning The Options Clearing Corporation's Collateral Risk Management Policy. 11/29/2017 Certified 12/13/2017 2
LCHLTD LCH LTD Margin Collateral Haircut Change 12/19/2017 Certified 01/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 069-18 related to taxation of U.S. derivatives under IRC Section 871(m) and migration to new product group 08/14/2018 Certified 08/28/2018 2
ICLR US ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. 09/26/2018 Certified 10/11/2018 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/01/2019 Withdrawn 07/02/2019 3
OCC Proposed rule change concerning a proposed Capital Management Policy that would support The Options Clearing Corporation's function as a Systemically Important Financial Market Utility 10/15/2019 Certified 10/29/2019 2
LCHLTD LCH Limited Self-Certification: ILS Clearing 08/26/2020 Certified 09/10/2020 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. 09/29/2020 Certified 10/14/2020 1
ICE NGX Amendments regarding Same-day Margin Calls 09/06/2022 Certified 09/20/2022 1
OCC Rule Certification Concerning Corrections to OCC's By-Laws 10/24/2022 Certified 11/07/2022 2
MGEX Amendments to MGEX Risk Manual 01/09/2023 Certified 01/24/2023 2
CME Weekly Notification of Rule Amendments - Week of February 27, 2023 03/06/2023 Notified 03/06/2023 1
NYMEX PJM Electricity Futures 04/10/2003 Certified 04/10/2003 0
CME Amendments to rules to require that cleared-only ethanol swap products participants must be ECPs and to apply position accountability and reporting levels to cleared-only ethanol products. 05/22/2008 Certified 05/22/2008 1
NYMEX Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
ICLREU2 Addition of new cleared energy products 09/09/2011 Certified 09/10/2011 1
MGEX Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
LCHLTD Restrictions on Clearing Members and their clients operating in Japan, establishment of Hedged Accounts, Clearing Member responsibilities towards the Clearing House and providing risk disclosure to clients operating through a branch in Singapore 11/10/2016 Certified 11/28/2016 1
SGX-DC Weekly notification of rule amendments for the week of 28 August 2017. 09/06/2017 Notified 09/06/2017 2
ICLREU2 ICEU is amending the Collateral and Haircut policy to incorporate certain changes to the calculation of absolute collateral limits for bonds provided as Permitted Cover by Clearing Members. 12/19/2017 Certified 01/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 17 September 2018. 09/26/2018 Notified 09/26/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 February 2019. 03/06/2019 Notified 03/06/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 056-21 related to the the launch of two new Fixed Income ESG Index Futures and the withdrawal of EURO STOXX 50 Corporate Bond Index futures. 07/01/2021 Certified 07/16/2021 2
CME Weekly Notification of Rule Amendments - Week of June 6, 2022 06/14/2022 Notified 06/14/2022 1
ICE NGX RMF Amendments re Same-Day Margin Calls 09/06/2022 Certified 09/20/2022 2
CME Weekly Notification of Rule Amendments - Week of October 17, 2022 10/25/2022 Notified 10/25/2022 1
CME Weekly Notification of Rule Amendments - Week of August 14, 2023 08/21/2023 Notified 08/21/2023 1
LCHLTD LCH Limited ("LCH") self-certification: Index cessation event and index disruption event 02/28/2024 Certified 03/13/2024 1
OCC CMTA Facility 10/10/2003 Certified 10/10/2003 1
CCORP Definition of Exchange Market is amended to conform to change in name of product cleared from "California Climate Action Reserve - Climate Reserve Tons" to " Califormia Climate Action Registry - Climate Reseve Tons" traded on CFFE. 02/27/2009 Certified 03/02/2009 1
CME Rules to implement the Financial Instruments Clearing Member (FICM) program 02/25/2011 Certified 02/25/2011 1
NYPC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
ICECC Proposed rule amendments to permit clearing participants to use the "LSOC with excess" model, under which clearing participants may provide for excess customer related collateral to be transferred to and held at ICC under the LSOC regulations. 03/18/2014 Withdrawn 04/09/2014 3
EUREX Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures 01/21/2017 Certified 02/03/2017 2
CME Weekly Notification of Rule Amendments - Week of August 28, 2017 09/06/2017 Notified 09/06/2017 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules to stop the provision of the Initial Margin Management Service (IMMES). 12/10/2018 Certified 12/24/2018 1
LCHLTD LCH Limited Self-Certification: GCM suspension of a NCP 03/06/2019 Certified 03/20/2019 1