CME |
Weekly Notification of Rule Amendments - Week of September 17, 2018 |
09/26/2018 |
Notified |
09/26/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 022-19 related to introducing a possibility to repay cash collateral provided in a non-clearing currency |
03/05/2019 |
Certified |
03/19/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear new variable notional swaps and tenor extensions |
08/26/2020 |
Certified |
09/10/2020 |
|
1 |
LCHLTD |
LCH is submitting for self-certification clarifications to its Business Continuity Procedures. These revisions are in Section 6 (Business Continuity) of the LCH Procedures and the Section 5 (Business Continuity) of the LCH FCM Procedures. |
08/17/2021 |
Certified |
08/31/2021 |
|
3 |
NYMEX |
Consolidation of NYMEX & COMEX Clearing |
05/14/2003 |
Certified |
05/14/2003 |
|
0 |
CBT |
Amendment to prohibit clearing members from asserting sovereign immunity. |
06/01/2011 |
Certified |
06/01/2011 |
|
1 |
KCC |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). |
05/04/2012 |
Certified |
05/04/2012 |
|
5 |
CME |
New Rule 815: Third Party Execution Platforms for Swaps |
02/12/2014 |
Certified |
02/28/2014 |
|
2 |
OCC |
OCC proposes to amend its Schedule of Fees, effective April 1, 2014, to reflect the elimination of a discount to OCC's clearing fee schedule. |
03/17/2014 |
Certified |
04/01/2014 |
|
2 |
LCHLTD |
Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. |
04/04/2014 |
Certified |
04/19/2014 |
|
1 |
CME |
CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes |
02/05/2016 |
Certified |
02/22/2016 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
06/15/2016 |
Certified |
06/29/2016 |
|
1 |
LCHLTD |
Certain references in the Default Rules, which form part of the Rulebook, have been corrected. |
12/12/2016 |
Notified |
12/12/2016 |
|
1 |
OCC |
Proposed rule change concerning The Options Clearing Corporation's Collateral Risk Management Policy. |
11/29/2017 |
Certified |
12/13/2017 |
|
2 |
LCHLTD |
LCH LTD Margin Collateral Haircut Change |
12/19/2017 |
Certified |
01/04/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-18 related to taxation of U.S. derivatives under IRC Section 871(m) and migration to new product group |
08/14/2018 |
Certified |
08/28/2018 |
|
2 |
ICLR US |
ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. |
09/26/2018 |
Certified |
10/11/2018 |
|
1 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/01/2019 |
Withdrawn |
07/02/2019 |
|
3 |
OCC |
Proposed rule change concerning a proposed Capital Management Policy that would support The Options Clearing Corporation's function as a Systemically Important Financial Market Utility |
10/15/2019 |
Certified |
10/29/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: ILS Clearing |
08/26/2020 |
Certified |
09/10/2020 |
|
1 |
CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
ICE NGX |
Amendments regarding Same-day Margin Calls |
09/06/2022 |
Certified |
09/20/2022 |
|
1 |
OCC |
Rule Certification Concerning Corrections to OCC's By-Laws |
10/24/2022 |
Certified |
11/07/2022 |
|
2 |
MGEX |
Amendments to MGEX Risk Manual |
01/09/2023 |
Certified |
01/24/2023 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of February 27, 2023 |
03/06/2023 |
Notified |
03/06/2023 |
|
1 |
NYMEX |
PJM Electricity Futures |
04/10/2003 |
Certified |
04/10/2003 |
|
0 |
CME |
Amendments to rules to require that cleared-only ethanol swap products participants must be ECPs and to apply position accountability and reporting levels to cleared-only ethanol products. |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |
NYMEX |
Amendment to prohibit clearing members from asserting sovereign immunity. |
06/01/2011 |
Certified |
06/01/2011 |
|
1 |
ICLREU2 |
Addition of new cleared energy products |
09/09/2011 |
Certified |
09/10/2011 |
|
1 |
MGEX |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). |
05/04/2012 |
Certified |
05/04/2012 |
|
5 |
LCHLTD |
Restrictions on Clearing Members and their clients operating in Japan, establishment of Hedged Accounts, Clearing Member responsibilities towards the Clearing House and providing risk disclosure to clients operating through a branch in Singapore |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 28 August 2017. |
09/06/2017 |
Notified |
09/06/2017 |
|
2 |
ICLREU2 |
ICEU is amending the Collateral and Haircut policy to incorporate certain changes to the calculation of absolute collateral limits for bonds provided as Permitted Cover by Clearing Members. |
12/19/2017 |
Certified |
01/04/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 17 September 2018. |
09/26/2018 |
Notified |
09/26/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 25 February 2019. |
03/06/2019 |
Notified |
03/06/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 056-21 related to the the launch of two new Fixed Income ESG Index Futures and the withdrawal of EURO STOXX 50 Corporate Bond Index futures. |
07/01/2021 |
Certified |
07/16/2021 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of June 6, 2022 |
06/14/2022 |
Notified |
06/14/2022 |
|
1 |
ICE NGX |
RMF Amendments re Same-Day Margin Calls |
09/06/2022 |
Certified |
09/20/2022 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of October 17, 2022 |
10/25/2022 |
Notified |
10/25/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 14, 2023 |
08/21/2023 |
Notified |
08/21/2023 |
|
1 |
LCHLTD |
LCH Limited ("LCH") self-certification: Index cessation event and index disruption event |
02/28/2024 |
Certified |
03/13/2024 |
|
1 |
OCC |
CMTA Facility |
10/10/2003 |
Certified |
10/10/2003 |
|
1 |
CCORP |
Definition of Exchange Market is amended to conform to change in name of product cleared from "California Climate Action Reserve - Climate Reserve Tons" to " Califormia Climate Action Registry - Climate Reseve Tons" traded on CFFE. |
02/27/2009 |
Certified |
03/02/2009 |
|
1 |
CME |
Rules to implement the Financial Instruments Clearing Member (FICM) program |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
NYPC |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). |
05/04/2012 |
Certified |
05/04/2012 |
|
5 |
ICECC |
Proposed rule amendments to permit clearing participants to use the "LSOC with excess" model, under which clearing participants may provide for excess customer related collateral to be transferred to and held at ICC under the LSOC regulations. |
03/18/2014 |
Withdrawn |
04/09/2014 |
|
3 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures |
01/21/2017 |
Certified |
02/03/2017 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of August 28, 2017 |
09/06/2017 |
Notified |
09/06/2017 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to stop the provision of the Initial Margin Management Service (IMMES). |
12/10/2018 |
Certified |
12/24/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: GCM suspension of a NCP |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |