Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of October 7, 2019 10/16/2019 Notified 10/16/2019 1
ICLREU2 ICE Clear Europe is amending its CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and is implementing new CDS Parameters Review Procedures. 03/26/2021 Certified 04/09/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/13/2022 Notified 05/13/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 078-22 related to enhancements of Eurex Clear Release 14.0 related to Nordic currencies and PLN 10/25/2022 Certified 11/08/2022 2
MGEX Notification of approved changes to Bitnomial outright margins and VSR rates. 02/28/2024 Notified 02/28/2024 1
CBT Rules to implement the Financial Instruments Clearing Member (FICM) program. 02/25/2011 Certified 02/25/2011 1
OCC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
NADEX Amendment to trading hours in order to provide consistency with the trading hours of the underlying market. 03/26/2013 Certified 03/26/2013 1
EUREX Proposed rule amendments in Eurex Clearing Circular 007-07 relating to amending the Auction Terms to amend the delivery term times for buy-ins for participants and to provide that participants will have 15 business days' notice 01/21/2017 Certified 02/03/2017 2
CME Amendments to CME Rules 8G07. and 8H07. 09/06/2017 Certified 09/20/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 135-71 related to delisting of IPDr UK Annual All Property, UK Annual All Retail, UK Annual All Office and UK Annual All Industrial Index Futures 12/19/2017 Certified 01/04/2018 2
LCHLTD LCH Ltd is submitting for self-certification changes to its rules to include a process for a clearing member (SCM only) to request a client account migration. 12/10/2018 Certified 12/24/2018 1
CME Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") 07/01/2019 Certified 07/16/2019 1
CME Weekly Notification of Rule Amendments - Week of January 27, 2020 02/04/2020 Notified 02/04/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/26/2021 Notified 03/26/2021 2
ICLREU2 ICE Clear Europe amends its Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms to make various updates and enhancements. 07/01/2021 Certified 07/16/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-22 related to additional validations for bunched order workflow and adoption of Advanced Risk Netting Units under EMIR and LSOC clearing models 09/06/2022 Certified 09/20/2022 2
OCC Rule Certification Concerning OCC's Risk Management Framework and Corporate Risk Management Policy 10/25/2022 Certified 11/08/2022 6
CME Weekly Notification of Rule Amendments - May 20, 2024 05/28/2024 Notified 05/28/2024 1
OCC PBOT Clearing Agreement 10/31/2003 Certified 10/31/2003 1
OCC Rule changes creating a framework for OCC to provide clearing services for stock loan and borrow transactions effected through electronic trading systems. 12/22/2008 Certified 12/30/2008 1
ICLREU2 List of additional cleared OTC contracts 04/13/2011 Certified 04/13/2011 1
ICLREU2 ICE Clear Europe submits for self-certification modifications to its CDS margin methodology in connection with the acceptance for clearing of new Western European sovereign CDS contracts. 04/09/2014 Certified 04/24/2014 1
CME Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions 09/05/2014 Certified 09/19/2014 2
CME Weekly Notification of Rule Amendments - Week of February 23, 2015 03/05/2015 Notified 03/05/2015 1
LCHLTD The LCH.Clearnet Limited ForexClear service Risk-free Compression offering. 08/24/2015 Certified 09/04/2015 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House 09/17/2015 Certified 10/01/2015 1
SGX-DC Weekly notification of rule amendments for the week of 16 January 2017. 01/23/2017 Notified 01/23/2017 2
LCHLTD LCH self certifies changes to its rules for SwapClear to:i.remove certain market standard definitions ii.correct the maximum tenors for certain contracts iii.allow Clearing Members to use excess collateral to register Backloaded Trade(s) 05/01/2017 Certified 05/15/2017 1
CME Amendments to CME Rule 8G802.B. 09/06/2017 Certified 09/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 136-17 related to close-out netting in Chapter IX (Clearing of Securities Lending Transactions) of the Clearing Conditions 12/19/2017 Certified 01/04/2018 2
CME Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) 06/14/2022 Certified 06/29/2022 1
ICLREU2 ICE Clear Europe Limited is amending its Delivery Procedures to add a new Part N2 thereto, which will apply to certain ICE Futures Europe Deliverable Carbon Contracts. 03/07/2023 Certified 03/20/2023 2
ICLREU2 ICEU is updating Part N2 of its Delivery Procedures to update provisions relating to the delivery timetable for ICE Deliverable Carbon Contracts and Part Q to update certain requirements relating to delivery of hard copies of relevant delivery documents. 04/17/2024 Certified 05/01/2024 3
OCC Settlement of Stock Futures 08/21/2003 Certified 08/21/2003 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 07/22/2014 Certified 08/04/2014 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. 02/08/2016 Certified 02/22/2016 1
SGX-DC Weekly notification of rule amendments for the week of 24 April 2017. 05/01/2017 Notified 05/01/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 056-17 relating to the introduction of Eurex Market-on-Close Futures on EURO STOXXr Index Futures 06/14/2017 Certified 06/28/2017 2
LCHLTD Changes to the LCH LTD London Deposit Rate ("LDR") applied to cash balances held on SwapClear and ForexClear services clearing member accounts. 07/24/2017 Notified 07/24/2017 1
OCC Proposed rule change to adopt a new minimum cash requirement for the Clearing Fund. 12/20/2017 Certified 01/05/2018 2
LCHLTD LCH is submitting for self-certification changes to its rules in order to remove LCH's discretion to increase the Mandatory ForexClear Swap Limit above the relevant cap in the context of FX Options clearing. 08/14/2018 Certified 08/28/2018 1
OCC Proposed rule change to require that an Actionable Identifier be included on Customer and Non-Customer securitiesoptions trades other than Market Maker trades. 04/15/2019 Certified 04/29/2019 1
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy 03/24/2020 Certified 04/07/2020 2
LCHLTD LCH Limited Self Certification: Rule changes related to clearing of Non-Deliverable Options ("NDOs") and the calculation of the Sovereign Risk Margin ("SRM") add-on in the ForexClear service. 09/30/2020 Certified 10/14/2020 1
CME Weekly Notification of Rule Amendments - Week of January 2, 2023 01/10/2023 Notified 01/10/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 023-23 related to changing Eurex Clearing's collateral concentration add-on fee, removing the securities over-collateralization charge for Default Fund Contributions, and introducing a cash ratio right 04/17/2023 Certified 05/01/2023 2
OCC Appointed Clearing Members 08/21/2003 Certified 08/21/2003 1
OCC Amendments to Fitness Standards; statutory disqualifications SR-OCC-2012-03 03/15/2012 Certified 03/30/2012 1
LCHLTD Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral 05/02/2012 Certified 05/17/2012 1